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Preserving Public Trust: Accreditation and Human Research Participant Protection Programs (2001)

Chapter: The Rise of Clinical Trials and Privately Funded Research

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Suggested Citation:"The Rise of Clinical Trials and Privately Funded Research." Institute of Medicine. 2001. Preserving Public Trust: Accreditation and Human Research Participant Protection Programs. Washington, DC: The National Academies Press. doi: 10.17226/10085.
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Page 38

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INTRODUCTION, BACKGROUND, AND DEFINITIONS 38 intrusive but equally valid methods for obtaining informed consent for research involving more than minimal risk. Such methods could, in turn, produce measures of informed consent that are more effective and less bureaucratic and that might eventually enable a shift in accreditation standards from documentation to assessment of genuine informed consent. The Rise of Clinical Trials and Privately Funded Research Clinical trials constitute only a subset of research, but they are an important subset. Clinical trials comprise a sizeable fraction of the studies that entail medical risks to participants and are a large and growing fraction of medical research. Also, on the basis of the growth of organizations dedicated to managing clinical trials and other evidence, it appears that the number of privately financed clinical trials has grown dramatically over the past decade (Rettig, 2000). Those trials conducted at a research institution with an HRPPP can be accommodated by attending explicitly to the roles and responsibilities of research sponsors. Many trials, however, are “multicenter trials” involving participants drawn from academic medical centers, private physicians' practices, community hospitals, clinics, and other institutions. Some of these may, in fact, lack an IRB. In some cases, organizations that manage multicenter trials have developed, and these present a particular challenge to determination of the appropriate HRPPP unit. In cancer research, for example, several “oncology cooperative groups” have existed for decades to organize such trials, so that today 1,400 institutions participate. Community hospitals are also engaged in research through the Community Clinical Oncology Program, which includes 52 centers in 30 states (NCI, 1997). The National Cancer Institute is forming a central IRB and is revamping its support structure for clinical trials. This is driven in large part by the need to increase the scope and scale of clinical trials (NCI, 2001). For multicenter trials, research sponsors are often very large organizations for which clinical trials are only a small fraction of their work (e.g., pharmaceutical firms or NIH institutes), and so the sponsor may not be the appropriate unit for HRPPP accreditation. When large organizations sponsor and conduct trials, however, they have organizational units that are responsible for trial oversight and that could apply for accreditation. In large multicenter trials, individual research institutions are at too low a level for meaningful accreditation because many such institutions are involved in the trial and none has meaningful control over the study design and overall safety. The appropriate locus of accreditation for multicenter clinical trials might prove to be different from that for research in general and might be focused on the organizations that have developed to manage the research, such as contract research organizations for privately funded trials or cooperative groups for both private and publicly funded trials. Accreditation bodies might devise a special set or subset of standards for such organizations.

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Amid increasing concern for patient safety and the shutdown of prominent research operations, the need to improve protections for individuals who volunteer to participate in research has become critical. Preserving Public Trust: Accreditation and Human Research Participant Protection Programs considers the possible impact of creating an accreditation system to raise the performance of local protection mechanisms. In the United States, the system for human research participant protections has centered on the Institutional Review Board (IRB); however, this report envisions a broader system with multiple functional elements.

In this context, two draft sets of accreditation standards are reviewed (authored by Public Responsibility in Medicine & Research and the National Committee for Quality Assurance) for their specific content in core areas, as well as their objectivity and validity as measurement tools. The recommendations in the report support the concept of accreditation as a quality improvement strategy, suggesting that the model should be initially pursued through pilot testing of the proposed accreditation programs.

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