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Executive Summary
Immunization to protect infants and children from vaccine-preventable dis-
eases is one of the greatest achievements in public health. The use of vaccines is
not without risks, however. It is well established, for example, that vaccines
sometimes cause anaphylactic shock, and that the oral polio vaccine can on rare
occasions cause paralytic polio. Given the widespread use of vaccines, state
mandates requiring vaccination of children for entry into school or daycare, and
the importance of ensuring that trust in immunization programs is justified, it is
essential that immunization-safety concerns receive assiduous attention.
Thimerosal, an organic mercury compound that is metabolized to ethylmer-
cury and thiosalicylate, has been used since the 1930s as a preservative in some
vaccines and pharmaceutical products to prevent bacterial and fungal contamina-
tion. In 1999, the U.S. Food and Drug Administration (FDA) determined that un-
der the recommended childhood immunization schedule, infants might be exposed
to cumulative doses of ethylmercury that exceed some federal safety guidelines
established for exposure to methylmercury, another form of organic mercury (Ball
et al., 2001~. The methylmercury exposure limits calculated by these agencies are
not limits above which injury is certain to occur. Rather, they should be interpreted
as general levels of exposure below which there is confidence that adverse effects
will be absent. As a precautionary measure that was part of a public health effort
to minimize exposure of infants and children to mercury, a joint statement was
issued in July 1999 by the American Academy of Pediatrics (AAP) and the U.S.
Public Health Service (PHS) recommending removal of thimerosal from vaccines
as soon as possible (CDC, 1999a). The statement also recommended a temporary
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2
IMMUNIZA TION SAFETY RE VIE W
suspension of the birth dose of hepatitis B vaccine for children born to low-risk
mothers until a thimerosal-free alternative became available. With the licensure of
a thimerosal-free hepatitis B vaccine in August 1999 (CDC, l999b), at least one
formulation of each vaccine on the recommended childhood immunization sched-
ule for children age six years or younger was available without thimerosal. With
the FDA approval of a thimerosal-free version of DTaP vaccine in March 2001, all
formulations of vaccines on the recommended childhood immunization schedule
that are given to children six years of age or younger are available thimerosal-free
in the United States (CDC, 2001a).
Because evidence suggests that exposure to mercury and mercurial com-
pounds can affect the nervous system, it remains important to resolve whether or
not the past presence of thimerosal in some vaccines could have caused neuro-
developmental problems. Moreover, thimerosal remains in use in many coun-
tries, which continue to depend on multi-dose supplies of vaccine that currently
are protected by thimerosal from microbial contamination.
In this report, the Immunization Safety Review committee examines the hy-
pothesis of whether or not the use of vaccines containing the preservative thi-
merosal can cause neurodevelopmental disorders (NDDs), specifically autism,
attention deficit/hyperactivity disorder (ADHD), and speech or language delay.
Autism is a complex, severe developmental disorder characterized by impair-
ments of social interaction, communication, and behavior. ADHD is a behav-
ioral disorder characterized by persistent patterns of inattention and/or hyperac-
tivity. Speech or language delay refers to several disorders characterized by
significant impairments in vocabulary and difficulty in forming sentences, com-
prehending words or sentences, or forming age-appropriate speech sounds.
The Institute of Medicine's Immunization Safety Review Committee is re-
sponsible for examining a broad variety of vaccine-safety concerns. Committee
members have expertise in pediatrics, neurology, immunology, internal medicine,
infectious diseases, genetics, epidemiology, biostatistics, risk perception and
communication, decision analysis, public health, nursing, and ethics. While all
the committee members share the view that vaccination is beneficial, none of
them has a vested interest in the vaccine-safety issues that come before the group.
For each immunization-safety hypothesis to be examined, the committee
has been asked by the Centers for Disease Control and Prevention (CDC) and
the National Institutes of Health (NIH) to assess both its scientific plausibility
and the significance of the issue in a broader societal context. The plausibility
assessment has two components: (1) an examination of any pathogenic mecha-
nism~s) relevant to the hypothesis, often referred to as biological plausibility,
and (2) an examination of the evidence regarding a possible causal relationship
between the vaccine and any adverse events, often referred to as causality. The
significance assessment addresses such considerations as the nature of the health
risks associated with the vaccine-preventable diseases and with the adverse
events in question. The findings of the plausibility and significance assess-
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EXECUTIVE SUMMARY
3
meets provide the basis for the committee's recommendations on public health
response, including immunization-policy review, current and future research,
and effective communication strategies.
In its review, the committee considered both published and unpublished re-
ports and data. The committee acknowledges that its approach differs from the
state of the art for evidence-based reviews of clinical practices in medicine,
which does not include consideration of unpublished or non-peer-reviewed in-
formation (U.S. Preventive Services Task Force, 1996~. However, the Immuni-
zation Safety Review Committee was convened specifically to assess topics of
immediate and usually intense concern. In some cases, the committee's review
will take place when data are only beginning to emerge. Thus, given the unique
nature of this project, the committee thought it was important to review and con-
sider unpublished information. The committee did not perform primary or sec-
ondary analyses of unpublished data, however. In general, the committee cannot
rely heavily on unpublished data in making its plausibility assessment because
the studies have not been subjected to a rigorous peer review process and there-
fore must be interpreted with caution. (All unpublished data reviewed by the
committee and cited in this report are available in the form reviewed by the
committee through the public access files of the National Academy of Sciences,
202-334-3543, national-academies.org/publicaccess.)
PLAUSIBILITY ASSESSMENT
Biological Plausibility
Thimerosal contains 49.6% mercury by weight. Upon administration of
thimerosal, its metabolite ethylmercury quickly dissociates from thiosalicylic
acid and binds to blood or other tissue. The toxicological profile of ethylmercury
from thimerosal is thought to be similar to that of ethylmercury from other
sources (Magos, 2001, Suzuki et al., 1963, 1973~. At high doses, mercury and
mercuric compounds, including thimerosal, ethylmercury, and methylmercury,
are well-established as nephro- and neuro-toxicants (ATSDR, 1999, EPA, 1997,
NRC, 2000~. The data regarding toxicity of low doses of thimerosal and ethyl-
mercury are very limited, and only delayed-type hypersensitivity reactions have
been demonstrated. Prenatal exposure to low doses of methylmercury, however,
has been associated in some studies with subtle neurodevelopmental abnormali-
ties (EPA 1997~.
The hypothesis that thimerosal exposure through the recommended child-
hood immunization schedule has caused neurodevelopmental disorders is not
supported by clinical or experimental evidence because:
. low-dose thimerosal exposure in humans has not been demonstrated to be
associated with effects on the nervous system,
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IMMUNIZA TION SAFETY RE VIE W
. neurodevelopmental effects have been demonstrated for prenatal but not
postnatal exposures to low doses of methylmercury,
. the toxicological information regarding ethylmercury, particularly at low
doses, is limited,
.
thimerosal exposure from vaccines has not been proven to result in mercury
levels associated with toxic responses,
.
signs and symptoms of mercury poisonings are not identical to autism,
ADHD, or speech or language delay,
autism is thought primarily to originate from prenatal injury, and
. there is no evidence that ethylmercury causes any of the pathophysiological
changes known to be associated with autism, such as genetic defects, and there are
no well-developed pathological markers of ADHD or delay of speech or language
that could be compared to effects of ethylmercury on the nervous system.
The information related to biological plausibility is indirect because:
high-dose thimerosal exposures are associated with neurological damage,
. an extensive toxicological and epidemiological literature establishes meth-
ylmercury, a close chemical relative, as a toxicant to the developing nervous
system,
. some children who received the maximum number of thimerosal-containing
vaccines on the recommended childhood immunization schedule had exposures
to ethylmercury that exceeded some estimated limits of exposure based on fed-
eral guidelines for methylmercury intake, and
. some children could be particularly vulnerable or susceptible to mercury
exposures due to genetic or other differences.
The committee concludes that although the hypothesis that exposure to
thimerosal-containing vaccines could be associated with neurodevelopmen-
tal disorders is not established and rests on indirect and incomplete infor-
mation, primarily from analogies with methylmercury and levels of maxi-
mum mercury exposure from vaccines given in children, the hypothesis is
biologically plausible.
Causality
There are no published, controlled epidemiological studies bearing directly
on the question of whether or not thimerosal-containing vaccines could cause
neurodevelopmental disorders. Two unpublished epidemiological studies were
presented to the committee. The first study was a controlled epidemiological
study that tested the hypothesis that certain neurodevelopmental disorders are
related to exposure to thimerosal-containing vaccines. The study was based on
data from the Vaccine Safety Datalink (VSD) a large linked database that in-
cludes vaccination, clinic, hospital-discharge, and demographic data. The VSD,
formed as a partnership between CDC and seven health maintenance organiza-
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EXECUTIVE SUMMARY
s
lions (HMOs), was initiated in 1991 and covers approximately 2.5 percent of the
U.S. population.
The study was conducted in two phases. Phase I was designed to screen
data for potential associations between ~imerosal-containing vaccines and se-
lected outcomes. Phase II was designed to test the hypotheses generated in the
first phase. Both phases were designed as retrospective cohort studies, but the
study populations differed.
Preliminary results of the Phase I analysis produced statistically significant
but weak associations (relative risk ratios < 2.00 per 12.5 fig increment of mer-
cury) between various cumulative exposures to thumerosal-containing vaccines
and the following neurodevelopmental diagnoses: unspecified developmental de-
lays; tics; attention deficit disorder; language and speech delay; and general neu-
rodevelopmental delays. No association was found between exposures to tl~imero-
sal and other neurological disorders, including autism, or renal disorders (Stehr-
Green, 2000, 2001~. Re-analyses of the Phase I data were presented at the IOM
committee's meeting in July 2001, showing positive but weak associations (rela-
dve risk ratios < 2.00) with several neurodevelopmental diagnoses (Verstraeten,
2001~. Although the detailed results of the re-analysis differ slightly from the
original analysis, the magnitude of the associations was generally consistent with
those in preliminary analysis.
The Phase II study population provided a sufficient number of cases for
analysis of only two of the outcomes, ADA and speech delays. The Phase II
analysis, however, identified no significant differences in risk with the receipt of
thimerosal-containing vaccines and these two outcomes; however, the small
sample size limited the power of the study to detect a small effect, if it exists
(Stehr-Green, 2001; Verstraeten, 2001~. The committee concludes that the Phase
I and II VSD analyses are inconclusive with respect to causality.
The only other epidemiological analysis presented to the committee is an
unpublished ecological analysis of rates of autism during the period of increased
exposures to thimerosal through the recommended childhood immunization
schedule (Blaxill, 2001~. Absent other controlled epidemiological analyses,
ecological data are usually noncontributory to causality assessments. The case
reports found in the Vaccine Adverse Events Reporting System (VAERS) were
uninformative with respect to causality.
Thus the committee concludes that the evidence is inadequate to accept
or reject a causal relationship between exposure to thimerosal from vac-
cines and the neurodevelopmental disorders of autism, ADlID, and speech
or language delay. The committee's conclusion is based on these factors:
The available case reports are uninformative win respect to causality.
. There are no published epidemiological studies examiriing the potential
association between ~nerosal-containing vaccines and neurodevelopmental
disorders.
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IMMUNIZA TION SAFETY RE VIE W
. The unpublished and limited epidemiological studies provide only weak and
inconclusive evidence regarding the hypothesis that exposure to thimerosal-
containing vaccines may lead to certain neurodevelopmental disorders.
SIGNIFICANCE ASSESSMENT
Even though vaccines on the recommended childhood immunization sched-
ule that are manufactured today and given to children six years of age or
younger do not contain thimerosal as a preservative, the hypothesis that expo-
sure to thimerosal-containing vaccines may be associated with neurodevelop-
mental disorders remains of public health significance.
First, the diseases against which thimerosal-containing vaccines were di-
rected diphtheria, tetanus, pertussis, Haemophilus influence type b (Hib), and
hepatitis B are serious infectious diseases that can lead to significant morbidity
and mortality. It is imperative that immunizations continue against these and
other serious vaccine-preventable diseases. It is also important to understand
whether or not past vaccine use has increased the risk of neurodevelopmental
disorders, which affect a large number of children and impose a significant bur-
den on those children, their families, and society.
Second, understanding the risks of thimerosal is important because of its
continued use in other vaccines and biological and pharmaceutical products.
Some vaccines that are not recommended for all children, but may be given to
special populations (e.g., diphtheria-tetanus toxoid tDT], influenza), still contain
thimerosal as a preservative. In addition, an unknown quantity ofthimerosal-
containing Hib vaccine, hepatitis B. and the acellular pertussis vaccine (DTaP),
which are on the recommended childhood immunization schedule, are still on
the shelf and being used by providers.
Third, while the World Health Organization (WHO) supports the U.S. deci-
sion to remove thimerosal, many countries still depend on it in their multi-dose
supplies of vaccines. Reasons include the proven benefits of thimerosal as a pre-
servative, the proven benefits of immunization, and the practical constraints
related to the worldwide removal of thimerosal, such as the lack of alternative
preservatives for multi-dose vials and increased costs and cold chain require-
ments associated with the introduction of single-dose vials (WHO, 2000~.
In addition, lessons can be learned from the decisionmaking process sur-
rounding the policy changes on hepatitis B immunization. Within two months of
the AAP/PHS recommendation to suspend the birth dose of hepatitis B vaccina-
tion for children born to low-risk mothers, the CDC announced the availability
of a new thimerosal-free hepatitis B vaccine and recommended resumption of
routine hepatitis B vaccination of all newborns (CDC, l999b). Several studies
suggest that the two major policy changes within three months were misunder-
stood by some providers and may have had negative effects on hepatitis B new-
born immunizations (CDC, 2001b, Hurie et al., 2001, Oram et al., 2001~. The
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EXECUTIVE SUMMARY
7
confusion that resulted among some providers suggests not that the policy deci-
sion was fundamentally flawed, but that improvements could be made in the
formulation and communication of vaccine policies regarding uncertain risks.
Finally, concerns related to the potential adverse effects of thimerosal-
containing vaccines and continued use of thimerosal in some vaccines have the
potential to erode trust in immunization and can lead to declines in immuniza-
tion rates. The presence of mercury in some vaccines can raise doubts about the
entire system of ensuring vaccine safety, and late recognition of the potential
risk of thimerosal in vaccines may contribute to a perception among some that
careful attention to vaccine components has been lacking.
There are no data that elucidate how much, if any, mercury exposure from all
sources contributes to the prevalence of autism, ADHD, or speech or language
delay. Thus, it is not possible to predict whether or not removing thimerosal from
vaccines will reduce the prevalence of these neurodevelopmental disorders. There
is no reason to believe, however, that removing thimerosal exposure by switching
to preservative-free single dose vials of vaccine will pose a risk to children's
health. It is possible that replacing thimerosal with a less effective preservative in
multi-dose vials could increase risk to children's health. It is also likely that de-
creased immunization rates due to fears about the risks of thimerosal could in-
crease the risk of serious and even fatal vaccine-preventable diseases.
PUBLIC HEALTH RESPONSE
It is important to resolve whether or not children might have experienced
neurodevelopmental disorders because of an unrecognized incremental mercury
burden from thimerosal, given the responsibility for assuring the safest vaccines
possible. Therefore, the committee sees significant reasons for continued public
health attention to concerns about thimerosal exposure and neurodevelopmental
disorders:
.
.
The committee has found inadequate evidence to accept or reject a causal
relationship between thimerosal-containing vaccines and neurodevelopmental
disorders. Although the available evidence is indirect and incomplete, and the
relationship is not established, it is biologically plausible. Because thimerosal
was used in millions of vaccines doses over several decades, it is important that
additional research be done to understand the nature of the risk, if any, from this
exposure to thimerosal.
There is a need for more evidence on the risks and benefits associated with
thimerosal-containing vaccines and biological and pharmaceutical products in
use in the United States and elsewhere.
. As concerns continue to emerge about other vaccines it is likely that poli-
cymakers will again be faced with the need to consider action regarding vaccine
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IMMUNIZA TION SAFETY RE VIE W
safety in the face of great uncertainty, as they were with thimerosal. It is critical
that policymakers be better prepared to handle these concerns.
. It is important to do everything possible to restore, maintain, and build trust
. .
In vaccines.
The committee provides recommendations in three areas of public health
response: policy review and analysis, public health and biomedical research, and
communications.
Policy Review and Analysis
The committee supports prior decisions by the Advisory Committee on
Immunization Practices (ACIP), the American Academy of Pediatrics (AAP),
and the American Academy of Family Physicians (AAFP) to call for the re-
moval of thimerosal from vaccines. Fortunately, technology was available to the
manufacturers in this country to do so in a timely manner. Vaccine manufacture
is a complex process, and the committee understands that to remove a constitu-
ent, reformulate and repackage a vaccine, and receive FDA approval in a short
time is no small feat.
The committee was unable to conclude, however, from the existing evidence
whether thimerosal does or does not cause neurodevelopmental disorders. In the
United States, thimerosal has been removed from most vaccines and some bio-
logical products to which infants, children, and pregnant women are exposed. A1-
though mercury exposures from currently available thimerosal-containing prod-
ucts may not exceed estimated exposure limits for methylmercury derived from
federal guidelines, further action to remove thimerosal from all vaccines and other
biological and pharmaceutical products might be warranted to ensure that expo-
sures to thimerosal do not contribute to combined mercury exposures that could
exceed guidelines for safe exposure. This is consistent with the precautionary
principle (Goldstein, 2001, Kriebel and Tickner, 2001), which states that "when an
activity raises threats of harm to human health or the environment, precautionary
measures should be taken even if some cause and effect relationships are not fully
established scientifically." Finally, these actions could do a great deal to simplify
decision-making by clinicians and parents regarding the use of vaccines, other
biologicals, or pharmaceuticals without potentially compromising the health of the
child. A decision not to remove thimerosal from other products in the United
States should be based on an assessment of the risks and benefits which demon-
strate that action is unwarranted. Risk-benefit assessments conducted on U.S.
populations might not be valid for other populations and caution should be exer-
cised when generalizing these recommendations to other countries.
An unknown number of thimerosal-containing DTaP, Hib, and hepatitis B
vaccine doses are still on the shelves. Given that alternatives are now available,
the committee recommends the use of the thimerosal-free DTaP, Hib, and
hepatitis B vaccines in the United States, despite the fact that there might be
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EXECUTIVE SUMMARY
9
remaining supplies of thimerosal-containing vaccine available. The commit-
tee could not explore the mechanisms by which this could be accomplished.
However, the committee is concerned that, because of meeting schedules and
other requirements for example, the development of official statements on this
issue by advisory groups such as the Red Book Committee of the AAP or the
ACIP action might be delayed. Other mechanisms might be available: "Dear
Doctor" letters could be sent for instance, or existing supplies could be bought
back from providers by vaccine makers or the CDC (in the case of doses pur-
chased for the Vaccines for Children program).
The removal of thimerosal as a preservative from vaccines on the recom-
mended childhood immunization schedule does not eliminate exposure to thi-
merosal from the other vaccines, such as DT or influenza, that some infants,
children, and pregnant women receive. Therefore, the committee recommends
that full consideration be given by appropriate professional societies and gov-
ernment agencies to removing thimerosal from vaccines administered to in-
fants, children, or pregnant women in the United States. However, the com-
mittee draws attention to the recent recommendation of the ACIP that high-risk
children and women beyond their first trimester of pregnancy during the influ-
enza season should be vaccinated. The ACIP states "because pregnant women
are at increased risk for influenza-related complications and because a substan-
tial safety margin has been incorporated into the health guidance values for or-
ganic mercury exposure, the benefit of influenza vaccine outweighs the potential
risks for thimerosal" (CDC, 2001c).
Thimerosal is also present in some pharmaceuticals, such as nasal sprays,
used by infants, children, and pregnant women. The committee is unaware of
risk assessments of thimerosal in pharmaceutical products, nor is it aware of the
status of research into alternative preservatives. However, it seems prudent that
alternatives to thimerosal in these products be explored and, if risk analyses
suggest a need to do so, be used. Therefore, the committee recommends that
appropriate professional societies and government agencies review their
policies about the non-vaccine biological and pharmaceutical products that
contain thimerosal and are used by infants, children, and pregnant women
in the United States. This recommendation is consonant with a recent statement
by the Committee on Environmental Health of the American Academy of Pedi-
atrics that advocated reducing mercury exposure in children (Goldman and
Shannon, 2001~.
As the immunization schedule becomes more complex, and as vaccine
safety concerns continue to emerge, it is likely that the public health community,
medical professionals, and vaccine manufacturers will again be faced with the
need to consider action regarding vaccine safety in the face of great uncertainty
and of theoretical rather than demonstrated risks. The committee recom-
mends that policy analyses be conducted that will inform these discussions
in the future.
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IMMUNIZA TION SAFETY RE VIE W
. First, the committee recommends a review and assessment of how pub-
lic health policy decisions are made under uncertainty, in order to develop
suggestions to improve the decisionmaking process about vaccines in the future.
These studies might consider factors such as who should bear the costs of added
safety and the impact of decisions on trust in the vaccine or health care system.
In addition, the committee recommends a review of the strategies used
to communicate rapid changes in vaccine policy, and it recommends re-
search on how to improve those strategies.
.
Public Health and Biomedical Research
The committee recommends a diverse public health and biomedical re-
search portfolio. This will be most effective if it involves several different agen-
cies (thus maximizing resources), provides some findings fairly quickly, and util-
izes a variety of approaches. These recommendations for additional research,
some of which are underway or in development by CDC, NIH, FDA, universi-
ties, and vaccine manufacturers could support evidence-based decisions in other
countries regarding whether or not to continue using thimerosal-containing vac-
cines. While the United States chose to remove thimerosal as a precautionary
measure and because it was feasible to do so, the committee understands that
practical considerations and an assessment of the risks and benefits in other
countries may lead those countries to reach different conclusions regarding con-
tinued use of thimerosal in vaccines. Research should be designed to accommo-
date the switch to non-thimerosal-containing products as soon as it is beneficial
to change formulations. Specific recommendations on epidemiological, clinical,
and basic science research are as follows:
Epidemiological Research
.
The committee recommends case-control studies examining the poten-
tial link between neurodevelopmental disorders and thimerosal-containing
vaccines. These studies should include multiple cognitive outcomes, including
autism. In addition, because thimerosal poisonings were associated with adverse
renal effects, renal outcomes should also be included in the epidemiological,
clinical, and basic science studies of thimerosal exposure recommended in this
report. Although there are many challenges that will arise in planning and con-
ducting these studies (e.g., appropriate control group selection, conducting a
retrospective assessment of mercury exposure from other sources), the commit-
tee believes that multiple case-control studies are an efficient approach for
seeking answers to the causality questions.
.
The committee is aware of several cohorts of children who did not receive
thimerosal-containing doses as part of clinical trials conducted in other countries
of the acellular pertussis vaccine, DTaP. The committee recommends further
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EXECUTIVE SUMMARY
;
11
analysis of neurodevelopmental outcomes in these populations. Although the
exposure levels to thimerosal in these children are lower than exposure levels in
the United States, these cohorts have the powerful analytic benefit of random-
ized assignment to the vaccine exposure of interest.
The removal of thimerosal from vaccines on the recommended childhood
mmunization schedule in the United States presents a unique opportunity to
study whether this change affected rates of neurodevelopmental disorders in
children. The committee recommends conducting epidemiological studies
that compare the incidence and prevalence of neurodevelopmental disor-
ders before and after the removal of thimerosal from vaccines.
The committee recommends an increased effort to identify the primary
sources and levels of prenatal and postnatal exposure to thimerosal (e.g.,
Rho (D) Immune Globulin, which is given to Rh-negative mothers during
pregnancy) and other forms of mercury (e.g., maternal consumption of fish)
in infants, children, and pregnant women. Studies of background levels of
exposure to mercury may identify populations or quantify the number of chil-
dren at higher risk for mercury toxicity.
.
The committee is aware of the planning under way for a two-stage follow-
up study (Phase III) to the findings from the Phase I and II VSD studies. Three
issues loom large regarding the proposed Phase III study: feasibility, resources,
and technical study design issues. The committee has reservations about such an
ambitious and therefore resource-intensive study. It will be a few years until
results and meaningful analyses are available. In addition, the power of the study
to detect small relative risks is limited. The proposed Phase III study could be
contributory for future causality assessments, but would best be undertaken as
part of an overall package of research.
Clinical Research
.
Better understanding of the pharmacokinetics of ethylmercury would have
greatly facilitated the risk assessment of thimerosal in vaccines. The committee
recommends research on how children, including those diagnosed with neu-
rodevelopmental disorders, metabolize and excrete metals particularly
mercury. Studies of proteins known to be associated with metal metabolism,
such as glutathione and metallothionein, could be undertaken.
.
The committee recommends continued research on theoretical model-
ing of ethylmercury exposures, including the incremental burden of thi-
merosal on background mercury exposure from other sources.
.
The committee is aware of several specialized pediatric practices that use
chelation therapy (which mobilizes and removes heavy metals from bodily tis-
sue) to treat autistic children, these practitioners report unusual metal profiles in
their patients as well as clinical improvement following chelation therapy. Che-
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IMMUNIZA TION SAFEI~YREVIEW
ration therapy has not been established to improve renal or nervous system
symptoms of chronic mercury toxicity (Sandborgh Englund et al., 1994~.
Moreover, chelation therapy is not without risks; for example some chelation
therapies might cause the release of mercury from soft-tissue stores, thus leading
to increased exposure of the nervous system to mercury (Wentz, 2000~. Given
that chelation therapy is not a benign treatment, the committee recommends
careful, rigorous, and scientific investigations of chelation when used in
children with neurodevelopmental disorders, especially autism. Although
studies of chelation would not be able to link excreted metal specifically with
vaccine exposure, and therefore would not contribute to causality assessments, it
is important to pursue these uncontrolled clinical observations in order to estab-
lish an evidence base for appropriate therapeutic uses of chelation.
Basic Science Research
. Many countries continue to use thimerosal-containing vaccines given the
proven benefits of thimerosal as a vaccine preservative for many years and the
benefits of continued immunization. Complete risk assessments have not been
done for other countries that would indicate the need to switch to thimerosal-free
vaccines. However, the committee recommends research to identify a safe,
effective, and inexpensive alternative to thimerosal for countries that decide
they need to switch.
.
Comparative animal studies of the toxicity of ethylmercury and methylmer-
cury are limited, although teratological effects of methylmercury in rodents and
primates is well established. The committee recommends research in appro-
priate animal models on neurodevelopmental effects of ethylmercury. These
would help elucidate the comparability and validity for ethylmercury of the risk
assessments based on methylmercury.
Communications
The committee identified three specific impediments to effectively commu-
nicating the risks and benefits of thimerosal-containing vaccines to parents and
practitioners. First, the different exposure levels in the federal guidelines and the
lack of evidence on ethylmercury, have made for complicated and possibly con-
fusing messages about the risks of using thimerosal-containing vaccines. Sec-
ond, finding information about thimerosal-containing vaccines on federal
agency websites is difficult. Third, information about vaccine risks on govern-
ment web site s contains words, such as "should," that may be perceived as judg-
mental by some. Using words that are less directive and prescriptive is important
in effectively communicating vaccine risks (NRC, 1989~.
As the committee noted in its previous report (IOM, 2001), there are broad
and recurring communication concerns in various vaccine safety issues. The
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EXECUTIVE SUMMARY
13
committee has not attempted to address these issues here, but will examine them
in a separate, more general context.
SUMMARY
Mercury is a known neurotoxicant. Little is known about ethylmercury (the
active component in thimerosal) compared to methylmercury. However, the
committee believes that the effort to remove thimerosal from vaccines was a pru-
dent measure in support of the public health goal to reduce the mercury exposure
of infants and children as much as possible. The committee urges, in fact, that full
consideration be given to removing thimerosal from any biological or pharma-
ceutical product to which infants, children, and pregnant women are exposed.
The committee concludes that although the hypothesis that exposure to
thimerosal-containing vaccines could be associated with neurodevelopmen-
tal disorders is not established and rests on indirect and incomplete infor-
mation, primarily from analogies with methylmercury and levels of maxi-
mum mercury exposure from vaccines given in children, the hypothesis is
biologically plausible.
The committee also concludes that the evidence is inadequate to accept
or reject a causal relationship between thimerosal exposures from childhood
vaccines and the neurodevelopmental disorders of autism, ADHD, and
speech or language delay. The limited and unpublished epidemiological data
constitute weak and inconclusive evidence regarding causality. However, because
thimerosal remains in vaccines in other countries and in biological and pharma-
ceutical products in the United States, and because it is important to restore and
maintain trust in vaccines, the committee believes that continued public health
attention must be paid to this issue in the form of policy review and analysis,
public health and biomedical research, and improved communication strategies.
Box ES-1 summarizes the committee's conclusions and recommendations.
OCR for page 1
14
IMMUNIZA TION SAFETY RE VIE W
B . _. I _._ ...... ~ x ....................................
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~ th-l-me-rosal~.co-nta-l-n-l-n-a~ vaCc-l-n-es~ could be
:::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::
' j j _
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:::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::
:::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::_::::::::::::::::::::::::::::::::j:
:::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::
..................... -. -. -. -. -. - - - - - - -
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............................................................................................................................
.............................................................................................................................
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:::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::
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....
:::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::
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:::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::
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:::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::
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! ... ...
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:::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::
OCR for page 1
EXECUTIVE SUMMARY
15
:::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::
..................... . . .................
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................................................................................................................................
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~ IE ~ CO EE Lee EevvmE ends .va~lU~ El90rOUS tan l.$£10ntl~lv lnVe8tIg E
:::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::
:::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::
. lEOnS ~ Cnelallon Wnen USea In vnil E- en Wlm net r00eVeivpmenIa1 ilSO~eES~
::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::
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.~ l-e-e -pe.ns.lve~ a-l-le-r' -alive lo ~n-l-m-e-' osal~ To-' ~ co- E-n-l-rl-es~ m-al a-ecl-a-e~ ln-ey~ n-ee-a~ lo
::::::::::::::::::::.::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::
:::::::::::::::~:i:::::i:::::~:::::::::::::::::::::::~:::::::::::,: I:::. ::::::::::::::::::::::::: B::::::::::::::::::::::::::::::
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:::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::
~ it noes no- n-m--l~ee~ eco-m-me-n-as~ e-se-an lint a-p-p-' lop-' l-ale an-l- n-a-l~ mo-a-e-l-s~ on
: : : : : : : :_: : : : : : : : : : : : : : : : : : : : : : : : : : : : : : : : : : : : : : : : : : : : : : : : : : : : : : : : : : : : : : : : : : : : : : : : : : : : : : : : : _:_: : : : : : : : : : : : : : : : : : : : :_ : : : : : : - : : : :
::::::t~ :: :I:i: -. :~: :J E: : ~ E::: ~ ~ :: A:: tin- l - l l
: :~t :10:: :1: God:.: - = G:Y - :. V~:l :l: l:l: :l al:: - :l :l ::::I:::Al: :l:Y: l:l: l: :l~ :~:l: :Y: :::::::::::::::::::::::::::::::::::::::::::::::::::::::
OCR for page 1
16
IMMUNIZA TION SAFETY RE VIE W
REFERENCES
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file for Mercury (Updated.
Ball LK, Ball R. Pratt RD. 2001. An assessment of thimerosal use in childhood vaccines.
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Blaxill M. 2001. Presentation to Immunization Safety Review Committee. Rising Inci-
dence of Autism: Association with Thimerosal: Cambridge, Massachusetts. July 16,
2001.
CDC (Centers for Disease Control and Prevention). 1999a. Thimerosal in vaccines: A
joint statement of the American Academy of Pediatrics and the Public Health Serv-
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CDC. l999b. Availability of hepatitis B vaccine that does not contain thimerosal as a
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CDC, 2001a. Notice to Readers: Update on the Supply of Tetanus and Diphtheria Tox-
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CDC. 2001c. Prevention and control of influenza. Recommendations of the Advisory
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Goldstein BD. 2001. The precautionary principle also applies to public health actions. Am J
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Hurie MB, Saari TN, Davis JP. 2001. Impact of the joint statement by the American
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OCR for page 1
EXECUTIVE SUMMARY
17
Stehr-Green PA. 2001. Presentation to Immunization Safety Review Committee. Protocol
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Mercaptans. Springfield, IL: Charles C Thomas.
U.S. Preventive Services Task Force. 1996. Guide to Clinical Preventive Services. 2nd
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Verstraeten T. 2001. Presentation to Immunization Safety Review Committee. Vaccine
Safety Datalink (VSD) Screening Study and Follow-Up Analysis with Harvard Pilgrim
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Wentz PW. 2000. Chelation therapy: Conventional treatments. Advance/Laboratory. Avail-
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WHO (World Health Organization). 2000. Thiomersal as a vaccine preservative. WiLly
Epidemiol Rec 75~2~:12-16.
OCR for page 1
18
IMMUNIZE TION SAFETY RE VIE W
The committee acknowledges that its approach differs from the state of the art for evidence-
based reviews of clinical practices in medicine, which does not include consideration of unpub-
lished or non-peer-reviewed information (U.S. Preventive Services Task Force, 1996~. However,
the ~nunization Safety Review Committee was convened specifically to assess topics that are
usually of immediate and intense concern. In some cases, the committee's review will take place
when data are only beginning to emerge. Thus, given the unique nature of this project, the com-
mittee thought it was important to review and consider unpublished information. The committee
did not perform primary or secondary analyses of unpublished data, however. ~ reviewing un-
published material, the committee applied generally accepted standards for assessing the quality
of scientific evidence, as described above. (All unpublished data reviewed by the committee and
cited in this report are available in the form reviewed by the committee through the public access
files of The National Academies, 202-334-3543, www.national-academies.org/publicaccess.)
TABLE 1 Summary Categories and Levels of Evidence Regarding Causality
IOM, IOM, 1994a LevelofEvidence
1991a
1
No evi- No evidence No case reports or epidemiological
dence bearing on a studies identified.
bearing on a causal relation
causal
relation
2 Evidence The evidence One or more case reports or epide-
insufficient is inadequate miological studies were located, but
to indicate a to accept or the evidence for the causal relation
causal reject a causal neither outweighs nor is outweighed
relation relation by the evidence against a causal
relation.
.;
3 Evidence The evidence Only evidence from epidemiological
does not favors studies can be used as a basis for
indicate a rejection of a possible rejection of a causal rela-
causal causal relation lion. Requires a rigorously per-
relation formed epidemiological study (or
meta-analysis) of adequate size that
did not detect a significant associa-
tion between the vaccine and the
adverse event.
Evidence is The evidence The balance of evidence from one or
consistent favors more ease reports orepidemiological
with a acceptance of studies provides evidence for a
causal a causal causal relation that outweighs the
relation relation evidence against such a relation.
5 Evidence The evidence Epidemiologicalstudies and/or ease
indicates a establishes a reports provide unequivocal evi-
causal causal relation dence for a causal relation.
relation