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7
Emerging Areas:
New Opportunities at the Nanoscale and at the
Interface Between Biology and the Physical and
Engineering Sciences
INTRODUCTION
Generating the base of fundamental knowledge needed for the development of technologies that
would allow NASA to accomplish more with fewer resources and learning how reduced gravity affects
human health in space are central to NASA's programs. Much of NASA's past work has focused on
finding solutions to the challenges at the macroscopic and micron scales, some of which is summarized
in previous chapters. Novel nanoanalytical techniques and methods for engineering materials at the
nanoscale are opening new frontiers with the potential to have a major impact on NASA's technologies,
including technologies for remote and miniaturized sensing, and smaller, faster and integrated devices
and systems. The Physical Sciences Division (PSD), which has already begun to invest in research in
fields such as nanomaterials, biomolecular physics and chemistry, and tissue engineering, is in a good
position to make significant contributions to exploiting the nanoscale if its limited resources are used
well. Many agencies, including the National Science Foundation (NSF), the National Institutes of
Health (NIH), the Department of Energy (DOE), the Department of Defense (DOD), and the Defense
Advanced Research Projects Agency (DARPA), as well as other NASA divisions, are rapidly increasing
their investments in nanotechnology. The PSD can make unique contributions to these emerging fields
by applying the expertise and tools of the physical science community to (1) address certain challenges
faced by the biomolecular sciences, (2) develop a pipeline of (initially) ground-based experiments that
probe how stress-mediated subcellular processes are affected by microgravity, and (3) develop a knowl-
edge base on how to store and convert energy using emerging technologies.
In accordance with the committee's earlier recommendation set forth in its phase I report (NRC,
2001, p. 2), the PSD should invest in a given topic in an emerging field only if both of the following
criteria are met:
1. [The topic] directly addressees] challenges at the interface between the physical sciences, engi-
neering, and biology in support of NASA's mission, preferentially capitalizing on existing expertise or
infrastructure in the Physical Sciences Division, and
62
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2. [The topic] supports research either not typically funded by other agencies or to be conducted in
close partnership with other agencies.
63
Based on these criteria, the committee assessed in which areas nanoscale science at the convergence
of the physical sciences, biology, and engineering is most likely to have a major impact on NASA's
space programs. After selectively reviewing in this chapter the current state of the art in a number of
disciplines, including a far larger number of areas than the PSD could possibly fund, the committee
suggests how the PSD could optimize its impact in select areas by either leveraging investments made
by other agencies or taking a leading role itself. Among those areas recommended for research,
summarized in Chapter 8, the highest priority is given to areas where the potential exists for the PSD to
assume a leadership role.
A unifying theme of the research discussed in this chapter is that new frontiers are opening at the
nanoscale whose technological exploitation requires systems integration at different length scales. The
scientific and technological potential and the social and ethical impacts of nanotechnology were ex-
plored recently in a series of workshops and reports that are now available to the public, among them the
reports of the Interagency Working Group on Nanoscience, Engineering, and Technology (WTEC,
1999; NSTC/CT/IWGN, 2000~; the report of the NSET workshop "Societal and Ethical Implications of
Nanoscale Science and Nanotechnology" (NSTC, 2001~; and the report of the NIH workshop
"Nanoscience and Nanotechnology: Shaping Biomedical Research" (NIH, 2000~; as well as a report by
DOE, "Biomolecular Materials" (DOE, 2002~. The NRC recently concluded a review of the National
Nanotechnology Initiative, which resulted in the report entitled Small Wonders, Endless Frontiers
(NRC, 2002~. According to yet another report issued by the National Science and Technology Council
of the Executive Office of the President of the United States (NSTC, 2000), "Nanoscale science and
engineering promises to become a strategic, dominant technology in the next 10-20 years, because
control of matter at the nanoscale underpins innovation and progress in most industries, in the economy,
in health and environmental management, in quality of life, and in national security." Hundreds of
experts in academia and industry have made significant contributions to the above-mentioned reports,
the content of which is highly relevant to the PSD, and U.S. funding agencies are well prepared to make
major investments in these emerging technologies.
Because the PSD is expected to have limited resources to invest in these emerging areas, clearly it
must invest in research that will have a maximum impact on NASA's future flight technologies. Re-
search in emerging areas focused on NASA applications is unlikely to have the requirement for low
gravity that characterizes most areas of current PSD research. Thus most, but not all, of the recom-
mended research is likely to be ground-based. The PSD must strive to find unique technical niches in
support of NASA's core missions. For example, novel insights into nanoscale phenomena and the
availability of an increasing number of nanoanalytical tools could have a major impact on NASA's
ability to generate and store power in space, manufacture lightweight materials on the ground and in
space, design materials with integrated sensory functions, and develop new sensor technologies. The
confluence of the biological. physicals and engineering sciences at the nanoscale is an ideal Point at
~ , ~ ~ , ~ ~ ~
Waco NA5A couIct leverage the investments made by NSF, NIH, DOE, DOD, DARPA and others to
enhance its own missions. The committee believes that, in addition to the programs the PSD develops
in synchrony with other agencies and other NASA programs, there are select topics in the emerging
areas that provide promising opportunities for the PSD to assume leadership with limited financial
resources. The PSD needs to ensure, however, that it takes an integrative approach such that the new
knowledge it develops is consistent with overarching larger programs that target particular needs of
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ASSESSMENT OF DIRECTIONS IN MICROGRAVITY AND PHYSICAL SCIENCES RESEARCH AT NASA
NASA. For example, a coordinated multidisciplinary effort could quickly result in compact biosensors
and medical diagnostic devices, both of real use to NASA's human exploration efforts.
NANOSCALE MATERIALS
Recent technological advances have made it possible to engineer materials on the nanometer length
scale by exploiting self-assembly processes. Materials engineered at the nanoscale exhibit unique
structural and functional phenomena not achievable with conventional materials. For example, materi-
als are envisioned that can sense emerging internal defects in materials and alert the user in a timely
fashion, before there is a catastrophic failure. Other materials might sense environmental cues and
respond to them by, for example, delivering drugs, healing defects, undergoing mechanical motion, or
altering an optical or magnetic response. Simultaneously, modern biology, with its new genetic and
analytical tools, is providing insights into how nature synthesizes and processes materials. Cellular
processes such as light harvesting, energy conversion, data storage and processing, self-replication, and
locomotion occur at the nanoscale. Nature has devised sophisticated solutions by evolving complex
molecules and molecular assemblies to perform these tasks. By emulating nature, researchers have
begun to develop new processing strategies for the fabrication of synthetic materials and the integration
of biological systems into artificial materials. Merging the biological and the synthetic world at the
nanoscale promises revolutionary technological developments, particularly for sensors and diagnostics.
Nanoscale materials, a rapidly expanding field involving many different disciplines, is being sup-
ported by a number of different government agencies. As with many areas discussed in this chapter, the
committee concluded that any investment that the PSD might make in nanomaterials should focus on
research that will have the greatest impact on NASA's missions and that is consistent with the criteria
cited at the beginning of this chapter. This requires that the PSD identify the questions that are relevant
to NASA before soliciting solutions from the community through peer-review processes. The examples
below illustrate how such an approach could provide NASA with enabling technology to meet its goals.
For each of the topics, the significance to NASA is given and the background, state of the art, and any
research recommendations are discussed.
Nanoparticles
New materials with tailored properties are important to achieving NASA' s goals of low-cost space-
flight and establishment of a permanent human presence in space. A promising approach
production of such materials involves the assembly of nanoparticles or the hybridization of nanoparticles
with organic and/or inorganic matrices. This approach extends the novel materials properties derived
from nanoscale phenomena to larger scales and tailors them to the requirements of macroscopic appli-
cations. These tailored nanomaterials can exhibit unique sets of complementary structural, magnetic,
optical, thermal, chemical, and electric properties. One impediment to converting these research find-
ings into products is the difficulty of synthesizing most nanoparticles in large quantities. Precise control
of their size (and their quantum phenomena), their stabilization over extended time periods, and control
of assembly processes are also critical issues.
Significant progress has been made in growing inorganic and organic nanoparticles and in assem-
bling certain nanomaterials and giving them temporal stability. A particle's size and shape strongly
influence its properties, and scaling up the synthesis of nanoparticles to large quantities is of interest.
Researchers have made much progress in growing monodisperse nanoparticles of metallic and semicon-
ductor materials, including gold, silver, and magnetic nanoparticles. To exploit nanoscale phenomena
to the
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for technological applications, future experimental and theoretical work will focus increasingly on the
mechanisms for growing nanoparticles with more complex shapes (Manna et al., 2000) and on the use
of complex shapes to fine-tune properties (Li et al., 2001; Hu et al., 2002~. Indeed, the periodic table
leaves much room for the synthesis of more nanoparticles with unique shapes and properties from other
combinations of elements.
Far-from-equilibrium processing of nanostructured materials is another emerging area of scientific
interest and potentially great technological importance. For example, the superplastic formability of a
nanocomposite ceramic having three constituent nanophases with comparable volume fractions has
been demonstrated (Liao et al., 1997, 1998; Colaizzi et al., 2001~. The key to this application has been
the ability to produce metastable powders by a rapid melt-quenching process, followed by controlled
decomposition into the final stable, three-phase nanocomposite structure. Possible applications include
the superplastic forming of rocket engine and space vehicle components, where there is a need for light
weight and resistance to heat, radiation, and erosion.
Magnetic nanocomposites that result from the decreased size of the domains or grains within the
material are also of significance to NASA. These include composites having enhanced magnetocaloric
effects, which enable both high- and low-temperature magnetic refrigeration; higher-density recording
media; and giant magnetoresistance materials that provide large changes in resistance for a given
magnetic field. Ferromagnetic materials of small diameter promise to further enhance the giant magne-
toresistance effect (Xiao et al., 1993~. Hard magnetic materials are used in a wide range of applications
such as motors. Nanocomposites consisting of materials with hard magnetic domains within a nonmag-
netic phase, such as those produced in Nd-Fe-B alloys (for a review, see Buschow, 1988), are particu-
larly promising routes to enhanced coercivity. Nanocomposites involving the coupling between atomic
spins over atomic length scales promise to greatly enhance magnetocaloric efficiencies and, in particu-
lar, to enable efficient magnetorefrigeration at close to room temperature. Because magnetic refriger-
ants are widely used in a host of NASA missions, from satellites to refrigerators on the ISS, enhanced
magnetocaloric properties could have a major impact.
Perhaps no nanoparticle has received more attention than the single-wall carbon nanotube (SWNT),
with a predicted Young's modulus of about 1 terapascal (TP) and excellent electrical conductivity.
Applications ranging from ultralight high-performance SWNT structural composites to molecular-scale
electronics are being actively investigated, often with NASA support.~ With NASA already heavily
engaged in this rapidly emerging area, the committee felt that additional investment in nanotubes by
PSD would be unwarranted.
Nanoparticles in isolation will have limited use instead they should be seen as building blocks
with which to fabricate materials and devices tailored to NASA's needs. The PSD should set its
priorities carefully when considering what it might contribute to this area. The fields of molecular
electronics and magnetic nanosystems, for example, are likely to be rapidly dominated by other agencies
and industry.
Functionalized Nanoparticles
For many classes of material, it is essential to develop methods for stabilizing the surfaces of
1For example, NASA has teamed with recent Nobel Prize winner Richard Smalley of Rice University in a multiyear
program to develop cost-effective nanotubes for space applications. The Johnson Space Center is working extensively on
nanotube-reinforced composite materials, while NASA Ames is a leader in nanotube-enabled electronics. Other divisions of
NASA are also major players in nanotube R&D (see NASA Web site for details).
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inorganic nanoparticles against atomic restructuring or unintended chemical reactions. For example, in
highly luminescent semiconducting nanoparticles, ZnS shells have been used to stabilize the CdSe core,
whose quantized electronic states give rise to narrow emission bands that can be continuously tuned by
changing the particle diameters (Dabbousi et al., 1997~. Engineering that uses nanoparticles as building
blocks will require unique ligands that specifically recognize each class of material. Furthermore, the
ligands will have to bind selectively to particular crystal faces. Selective binding enables the control of
nanoparticle self-assembly into hybrid materials or onto designated surface areas within devices. Thiol
chemistry has been broadly employed to functionalize gold particles, and silica coatings have been
introduced to conjugate nanoparticles to biomolecules in an attempt to render them biocompatible
(Gerion et al., 2001; Michalet et al., 2001; Chan et al., 2002~. In the search for alternative chemistries
that bind specifically to nanoparticles of interest, phage display technology has been recently demon-
strated that can select, out of a random library, peptides that selectively bind semiconductors, even
exhibiting selectivity for particular crystallographic faces (Whaley et al., 2000~. Much work is needed
to identify high-affinity ligands for a wider range of technologically important materials and to allow
their coassembly into hybrid materials.
If the PSD is to develop nanotechnology along the lines of interest to NASA, it will have to ensure
the development of a nucleus of investigators with expertise in the foregoing foundation technologies
for the chemical modification of nanoparticle surfaces. Special attention should be paid on the one hand
to the search for novel chemistries and biochemistries that specifically enable binding to materials of
interest to NASA and on the other hand to the search for heterofunctional linker molecules that enable
the assembly of nanoparticles of dissimilar materials with complementary properties. However, since
the chemical modification of nanoparticles is at the core of much ongoing nanotechnology work, the
committee suggests that the PSD support topics in functionalized nanoparticles indirectly, either by
funding only the technology applications and encouraging investigators to look elsewhere for funding
specific to these foundation technologies, or by forming close alliances with other NASA divisions or
outside agencies2 to support research into foundation technologies for which there is a particular NASA
need.
Hybrid Materials with Multiple Functions
Meeting its technology challenges will require that NASA have access to future materials and
devices that incorporate nanosystems with complementary properties and functions. Examples range
from materials with high strength and low weight to materials with integrated sensory functions. The
challenges of producing such materials are many. Self-assembly could potentially be combined with
templating technologies or with micro and nanofabrication to produce these complex structures. For
example, use of proteins, DNA, and other biomolecular processes could open new routes to the nano-
.. ~ . . . ~ ... . . . . . ,, - . . . ~ ~ ~AAA~ ~ .. .. . . .
assemoly o~ nlgn-per~ormance, slllcon-nasecl materials (~;na et al., lYYY, ZUUU). U1~A ano olomolecular
ligands (Whaley et al., 2000; Seeman and Beecher, 2002) could be used to connect, and control the self-
assembly of, nanoparticles (Mirkin et al., 1996; Storhoff and Mirkin, 1999), nanowires (Huang et al.,
2001; Hu et al., 1999; Wilson et al., 2003; Sapp et al., 1999), viruses (Lee et al., 2002), and devices (Yen
et al., 2002; Nam et al., 2002~.
2For example, NASA has collaborated with the National Cancer Institute to solicit proposals for basic research on technol-
ogy development related to biosensors.
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Since the properties of materials depend on the ordering of the building blocks at different length
scales, technologies that induce or impose a long-range hierarchical ordering of the blocks will be
pivotal (Whitesides and Gryzbowski, 2002~. The long-range ordering of liquid crystals, for example,
has been used to serve as a template for mesoporous molecular sieves (Kresge et al., 1992; Ryoo et al.,
1999) and inorganic solids (Braun et al., l999~. Colloids have been used to impose hierarchical order on
sol-gel ceramics (Shin et al., 2001b). Crystal-imprinted polymers have been used to direct the nucle-
ation of biominerals (D'Souza et al., 1999~. And ordered cellular structures in wood tissues have been
mineralized using a surfactant-templated sol-gel process (Shin et al., 2001b). Finally, micromolding,
combined with polystyrene sphere templating and the cooperative assembly of inorganic sol-gel species
with amphiphilic triblock copolymers, has been used to pattern porous silica, niobia, and titania with
three-dimensional structures over multiple length scales. The resulting materials show hierarchical
ordering over several discrete and tunable length scales, from 10 nanometers to several micrometers
(Yang et al., 1998~.
The committee's recommendation to the PSD in the preceding section, "Functionalized Nano-
particles," applies equally to future PSD research on the fabrication of nanomaterials. Namely, the
development of integrated nanomaterials should take advantage of expertise developed in already exist-
ing programs such as those described above, and build naturally on the PSD program's expertise in
surface chemistry and interracial phenomena. For example, NASA's work in colloidal condensation
and surfactant chemistry is relevant to advancing the sophistication of hybrid materials using self-
assembly strategies.
Nanoscale Systems for Energy Conversion and Defect Repair
Research into technologies to fabricate hybrid materials must be complemented by research into
nanoscale systems for signal transduction, so that sensory functions and readout capabilities can be
integrated into artificial materials, or biological molecules can be manipulated on demand by external
signals. Areas on the verge of being emphasized by several agencies (including DOE, DOD, DARPA,
and others) are nanoscale systems that interconvert chemical, electrical, optical, thermal, mechanical, or
magnetic signals. Many different avenues are currently being explored to transduce signals in manmade
systems at the nanoscale. For example, the conductance of single molecules can be altered through
conformational changes in the molecule (Donhauser et al.,2001~. Electronically programmable memory
devices can use molecular self-assembled monolayers (Reed et al., 2001~. Elastic protein-based poly-
mers have been developed that convert environmental stimuli into shape changes (Urry, 1997~. Mate-
rials with continuously adjustable pore size have been made by templating silicates (McGrath et al.,
1997~. Temperature-sensitive hydrogels have been utilized for various sensing applications, including
thermally switchable diffractive arrays (Weissman et al., 1996) and thermosensitive clay nanocomposites
(Liang et al., 2000~. Furthermore, ligand binding to proteins has been environmentally controlled using
polymer-protein conjugates (Ding et al., 2001), and drug release from porous channels has been con-
trolled using hybrid nanogels (Shin et al., 2001a). While these are important first steps, biology has
evolved the most sophisticated nanoscale systems for the conversion of energy from one form into
another. Examples include motor proteins, which convert chemical into mechanical energy. Photosyn-
thetic membranes in chloroplasts harvest light to pump protons across membranes, thereby establishing
an energy source for plants. The energy sources of aerobic cells are mitochondria, which use the
metabolic oxidation of nutrients to pump protons across their active membranes to power other meta-
bolic processes.
Insights into the mechanisms by which these biological systems work provide inspirations for new
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design principles for converting energy forms more efficiently. For example, inspired by nature,
researchers have designed a photocatalytic dendrimer reactor (Hecht and Frechet, 2001), and block
copolymers have been designed that capture features of their natural protein counterparts to synthesize
ordered silica structures (Cha et al., 2000~. An examination of biological systems may also suggest new
solutions for integrating nanoscale machines into functional systems at different length scales, since
biological materials display an exceptionally high degree of spatial and temporal organization. This
effort could build on already existing expertise in the PSD program on self-assembly, interracial phe-
nomena, nanotubes and nanowires, and protein-protein interactions. Challenges related to systems
integration are discussed in the next section, "Integrated Nanoscale Devices."
Considering the many possible approaches to converting signals at the nanoscale, any PSD invest-
ments in this field should be driven by clearly defined technological challenges that would determine
which molecules, systems, and processes would be investigated at the fundamental level.
Finally, to protect human health in space and for extended flight missions, NASA has to find
solutions to the problem of identifying incipient materials defects before they result in a catastrophic
failure of materials and devices and repairing defects during spaceflight. This is a particularly relevant
issue since aging of materials is considerably accelerated by radiation damage. While concepts of self-
healing are absent in industrial materials, biological systems are remarkable in their ability to self-repair
molecules such as DNA, to self-heal materials such as bone or the skin after injury, and to grow or
reconfigure materials on demand. NASA could invest in developing new strategies that potentially
would borrow design principles from nature to introduce attributes of self-healing and repair that would
extend the lifetime of manmade materials and devices. First approaches to the engineering of self-
healing or self-repairing materials have been explored. For example, encapsulated adhesive or
prepolymer has been distributed throughout a composite material. At the damage site, the adhesive is
locally released or the prepolymer is locally polymerized, leading to partial recovery of the material's
strength. In contrast, the self-repair mechanisms of biological materials are far more elaborate, because
they involve the rapid exchange and replacement of damaged building blocks by energy-driven pro-
cesses. Accordingly, molecular motors have been integrated into synthetic materials to carry molecular-
or nanoscale cargo to user-specified locations (Hess et al., 2001), opening the possibility of locally
repairing defects. It might also be possible to integrate molecules and nanoscale particles that can act as
reporters into structural materials to monitor the material's properties in real time. This would enable
lighter and safer structural materials for space exploration, including astronaut suits, and would greatly
benefit the quality of life on Earth and in space.
INTEGRATED NANOSCALE DEVICES
The novel phenomena, properties, tools, and processes provided by nanotechnology advances have
much to offer when it comes to addressing the challenges of human space exploration over extended
time periods. They could be applied in areas such as power generation and energy storage, advanced
life-support systems, water purification, human waste management, management of accidents and haz-
ardous conditions, human health monitoring and diagnosis, and integrated sensors for the detection of
threats to human life, to name a few. The high launch and operating costs of current space systems are
usually proportional to their weight or mass, which in turn is a determining factor in the amount of
functionality of a particular system or subsystem. The integration of micro- and nanoscale technologies
into selected spacecraft subsystems could increase functionality and reliability while simultaneously
decreasing weight. To capitalize on emerging nanotechnologies for advancing space exploration, NASA
should focus on integrating large numbers of nanoscale subsystems into devices, potentially covering
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many different length scales. This requires a multidisciplinary approach and cross-disciplinary exper-
tise. Furthermore, scientists should collaborate with engineers early on to ensure the successful integra-
tion of nanoscale systems into the operational systems of relevance to NASA's mission. Three areas of
particular interest are energy storage and chemically driven nanosystems; microfluidics; and integrated
microelectrochemical and nanoelectrochemical systems.
Energy Storage and Power Generation
What energy sources will power NASA's macroscopic and microscopic devices in the future?
Advanced miniaturization and exploitation of nanotechnologies could play an important role in the
development of next-generation batteries and fuel cells. For example, hierarchically structured elec-
trodes and nanostructured electrolytes would have broad applicability to different types of electrochemi-
cal devices and would have the potential to significantly improve their performance compared to that of
existing technologies. Finding more efficient approaches to increasing energy density at minimal
weight is critical to NASA's space missions. A number of other near-term potential applications of
nanotechnology are also emerging, such as novel matrices for hydrogen storage, including metal hy-
drides and nanotubes; ionic conducting membranes; efficient utilization of sunlight; and direct produc-
tion of biological nutrients and their reconversion into energy.
Batteries, fuel cells, and other electrochemical devices often involve complex mass and charge
transfer mechanisms. The fuel cell electrode, for example, requires pathways for electrical conduction,
gas flow, and ion conduction. Configuring these pathways for optimal performance involves complex
structural hierarchies with design issues that span nanometer- to millimeter-length scales. Typically,
part of the electrode fabrication process involves slurry coating the electrode surface, a technique that
does not offer sufficient control to fabricate complex hierarchical structures. The recent application of
templating methods (Lellig et al., 2002; Velev et al., 1998) has resulted in a highly porous three-
dimensional network with enough surface area for efficient electrode mass transfer. Chemical printing
techniques might be another way to fabricate hierarchical structures that could even accommodate
compositional variations across the electrode surface. This would facilitate the interdigitation of differ-
ent conduction pathways.
Nanostructured electrodes, which are formed with two or more types of nanoparticles, can increase
mechanical strength while decreasing the electrode thickness and increasing the electrode conductivity
(Sate et al., 2000~. Nanostructured electrodes can be fabricated using a variety of techniques, from
molecular beam epitaxy and chemical vapor deposition to traditional colloidal processing techniques.
In addition, it has been demonstrated that nanoscale devices have an inherent capacity for storing energy
(she et al., 1999; Gomez-Romero, 2001) and for efficient electrochemical energy conversion in micro
fuel cells (Chen et al., 2001~. These findings suggest that the field of energy storage and power
generation can be pushed beyond the capabilities of conventional technologies. As space missions
become longer in duration and more demanding in terms of energy usage, these new technologies will
become increasingly important.
Solid-state electrical power generation, based on the Peltier effect, is achieved when a temperature
difference is maintained across a thermoelectric material. These thermoelectric devices offer the advan-
tage of being environmentally friendly and not requiring moving parts. However, for thermoelectric
generation to become a competitive source of power, the energy conversion efficiency has to be signifi-
cantly improved by engineering superior thermoelectric materials that are not available naturally in
elemental form. Promising thermoelectric materials include semiconductors with a high Seebeck coef-
ficient, tailored to exhibit high electrical conductivity and controlled heat flow with relatively low
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thermal conductivity. For this purpose, multimaterial nanostructures can be engineered, using tech-
niques that increase the resistance to heat flow in the lattice responsible for thermal transport. Promising
approaches have recently been reported including superlattices (Venkatsubramanian et al., 2001) and
nanostructured thermoelectric materials with quantum confinement of electrons and phonons (Hicks et
al., 1996; Dresselhaus et al., 1999~. Superior thermoelectric properties can be achieved by confining
semiconductors in the 5- to 100-nanometer-size range (Sun et al., 1999), including quantum confine-
ment of electrons in nanowires, to tailor the electronic band structure. Thermal conductivity can also be
reduced by enhancing boundary scattering in nanowires that influences the phonon spectra and lifetime
(Dresselhaus and Eklund, 2000~. Thermoelectric properties may be further enhanced by tailoring
nanowire array composites.
Advances in nanotechnology also offer promising solutions for converting energy from one form
into another for example, light into electrical, chemical, optical, magnetic, or mechanical energy, as
discussed in the section "Nanoscale Systems for Energy Conversion" above. While conventional solar
cells have rather low conversion efficiencies compared with those of biological systems, molecular
photonics mimicking how nature harvests light offers more efficient avenues for light harvesting
and charge separation (Schwarz et al., 2000~. The efficiency of bioinspired synthetic molecules de-
signed to separate charges when light is adsorbed has increased significantly (Gust et al., 1998~. Many
new designs, such as conjugated -electron systems or quantum dots incorporated into matrices to
facilitate charge separation and storage, will benefit from advances in the tailoring of materials from
block copolymers to dendrimers, and nanotubes to colloidal systems at the nanoscale.
The advances described above will not be realized without the ability to successfully integrate
multiple nanosystems, which in turn requires the knowledge to assemble and synchronize their func-
tions. Synchronizing their functions, for example, requires that the rate constants of the systems feeding
from each other are properly adjusted with respect to the local transport rates and relative spatial
separations of the systems. The physical science expertise within the PSD program, particularly the
expertise in fluids and transport, could be applied to solving this problem. For example, computational
models could be developed to simulate coupled nanosystems, potentially operating in confined spaces,
or the behavior at their interfaces with larger systems, for example, fuel reservoirs or other material
sources.
Microfluidics
Control of fluid and transport processes is essential to the fabrication and operation of many
submicron-scale devices, with applications that range from chip-based chemical assays through human
health monitoring and diagnosis to transport in proton exchange membrane fuel cell microchannels.
Microfluidic flows can be driven by pressure gradients, electric or magnetic fields, or themocapillary
flows. For each of these mechanisms, the details of the flow and the degree to which it can be
manipulated depend on geometric factors and on length scale roughness that is, the length scale of the
roughness of the channels in which the fluid flows. The production of devices that use microfluidic
processing, or the use of microfluidics as a delivery mechanism, poses significant challenges to the
designers, builders, and users of such systems (Unger et al., 2000; Beebe et al., 2000) and would require,
for example, microfabricated components such as valves and pumps (Quake and Scherer, 2000~. These
emerging research areas might rely on some form of microfluidic components such as so-called micro-
chip-based assays (Wang et al., 2002) for electrochemical detection and on microfluidic chips for
clinical analysis (Verpoorte, 2002), both of which will be technologies important to an array of human
and robotic spaceflight applications.
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The control of fluid flow and transport of components will also play an important role in the
operation of microreactors and miniaturized analysis systems, where flow and transport conditions can
be controlled through the introduction of local microstructures (Beebe et al., 2000~. Many processes
will require the mixing of two or more fluids or the dispersion of one phase in a host "carrier" fluid.
Some applications will require thorough mixing of two or more components in a short time. However,
design constraints and the low Reynolds numbers obtained in these systems prohibit the use of tradi-
tional mixing techniques, such as mechanical actuators or a reliance on turbulence. Even though some
difficulties have been overcome in specific instances (Stroock et al., 2002), a further knowledge of
microfluidics is required for the realization of useful microfluidic devices. While many micro- and
nanofluidic investigations do not require a microgravity environment, for others it is essential, such as
for flows whose behavior depends critically on the motion of the fluid-solid contact line (a subject
currently under investigation in the PSD fluid physics program). In addition, for flows in integrated
arrays of microfluidic devices, the presence or absence of gravity significantly affects the large-scale
distribution of the liquid within the system, even though capillary or molecular forces dominate the local
fluid motion. If cell-based microdevices emerge as an important element in future missions, then the
interaction between cells and microfluidic processes in micro- and nano-engineered environments will
become a significant research area. There is an opportunity for NASA to capitalize on the existing
expertise in the PSD fluid physics program in such areas as capillary-dominated flow, and to have an
impact in the field of microfluidics, fostering its development to benefit spaceflight technology.
Integrated Microelectromechanical Systems and
Nanoelectromechanical Systems Devices
Microelectromechanical systems (MEMS) and nanoelectromechanical systems (NEMS) devices
can sense, actuate, and control mechanical, physical, chemical, optical, and biological processes. Revo-
lutionary advances promise to come from integrating MEMS and NEMS components into large struc-
tures (NRC, 2002), which could then play an important role in space exploration. MEMS and NEMS
applications of importance to NASA range from their use as multiple sensing devices, microreactors,
and microfluidic systems for spaceship operation to their use as biosensors for crew health and auto-
mated medical treatment. In many of these uses, they could simultaneously satisfy the technological
and economic demands for smaller, faster, integrated space exploration systems.
Examples of NEMS devices include nanoengineered and biomimetic sensors with advanced proper-
ties and functions that would allow for in situ monitoring of humans in space. The development and
application of sensors could be extended to allow the rapid treatment of diseases and injuries a
capability that will be needed for long-term human space travel. Another example, noted in a previous
section, is the development of near-room-temperature, direct-methanol protein exchange membrane fuel
cells for efficient energy storage, safe operation, and on-demand power supply. Such fuel cells could
produce anywhere from kilowatts to megawatts of electricity to power spacecraft or could be scaled
down to milliwatts to power electronic or biological sensors. Advances in nanomaterial self-assembly
or MEMS- and NEMS-based manufacturing will enable the fabrication of protein exchange membrane
porous membranes and electrodes with tailored mechanical and electrochemical properties. However,
the successful integration of the micro- and nanoscale devices means addressing the system-level
integration concurrently, as well as using the emerging knowledge in areas such as microfluidic han-
dling and control and two-phase flow separation at the micro- and nanoscale.
Investments in integrated MEMS and NEMS devices are poised to lead to new multiple sensor
technologies, power-generation systems, and smart materials with integrated functionalities, including
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"intelligent" space suits for astronauts. Other applications of interest to NASA include biosensors and
bioelectrodes for the detection and monitoring of chemicals and toxins; blood-glucose sensors; and
detectors of bacterial or other toxic contamination. Bio-MEMS and microrobotics can be adapted for
use in systems for noninvasive telesurgery and for other micromechanical machines with biomedical
applications. Systems for sensing biomedical and inorganic substances in both aqueous and gaseous
phases will be important to life-support systems. The use of nano- and microtechnology in radiation
monitoring and dosimetry, and the development of methods for connecting biomedical microtechnology
and biotelemetry equipment, would also clearly be of interest to NASA's bioastronautics program as
well.
To capitalize on emerging technologies such as those discussed in previous sections, NASA will
have to be able to integrate them in order to produce innovative systems with application to advanced
space technology. To ensure this successful integration into operational systems requires multidi-
sciplinary expertise and scientists working closely with engineers. Modeling of fluid behavior in fluid-
fluid and fluid-material systems is one key to understanding nanoscale phenomena, their interactions
with macroscopic components, and their final integration into systems. Overcoming the challenges of
such work will require computational modeling and simulation across several length scales when de-
signing functional devices. Research on modeling nanodevices, nanosystems, and nanoarchitectures, as
well as on the physics of nanoscale devices, is needed to develop reliable predictive capabilities for the
design of integrated nanosystems for space exploration. Alliances with NIH, such as cooperative
research agreements, on some of these topics would be an attractive way for NASA to further explore
this frontier.
MOLECULAR AND CELLULAR BIOPHYSICS
One of the toughest challenges faced by NASA is maintaining human health and handling medical
emergencies in space. While NIH invests heavily in point-of-care technology to diagnose and treat
disease remotely, NASA is the only agency with a vested interest in learning how human health is
affected by low gravity and how to maintain human health on extended flight missions. An example is
the need to develop countermeasures for the rapid loss of bone mass and the muscle atrophy that occur
in long-duration spaceflight. Although many low-gravity-related physiological phenomena and their
medical implications are well documented, there is little insight into the underlying cellular and molecu-
lar mechanisms. It is at those levels that these phenomena will have to be understood if there is to be
significant progress in overcoming their deleterious effects. Further research is required into the role of
mechanical forces (including shear, loading, and stretching) and low gravity in molecular recognition
and cell signaling, and significant new insights are expected based on rapid advances in novel tools for
nanoanalysis and biotechnology.
Since there is a significant amount of U.S. research, including research in other NASA divisions,
into the molecular basis of cell signaling and how the equilibrium structure of proteins relates to protein
function, the PSD can have the most impact by focusing on the pertinent physical aspects of these
processes. Discussed below are the specific topics where the committee believes PSD could have the
greatest impact.
o
Protein Stabilization for In-Space Applications
Long-term preservation of protein function is essential to using proteins in space in sensors, for
diagnostics, and in bioreactors on extended flight missions. For instance, to be of the most utility in
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space, sensors assembled on the ground would be stored in spacecraft under ambient conditions and
would be ready for use with no need for thawing, freezing, or other damaging preparatory operations. In
addition, sensors worn by astronauts would have to operate, perhaps for extended periods, at physiologi-
cal temperatures. Proteins, unless frozen, typically lose their function within days or weeks; this is well
recognized in biotechnology and medicine. However, frozen proteins weigh more and require more
storage space, nor are all the desired functions likely to be preserved in proteins stored for extended
periods. Proteins can degrade by various mechanisms, including gradual thermal or interracially in-
duced denaturation,3 enzymatic activity, and precipitation. Indeed, many proteins in the body, e.g.,
plasma proteins, have a natural half-life ranging from a few minutes (like tissue plasminogen activator)
to several weeks (like albumin). On the ground, equipment-intensive procedures and single-use devices
are often used to cope with the inherent instability of proteins. Once protein-containing materials or
devices are brought into contact with water, their lifetime is reduced to a few days. For extended-flight
applications, components or devices with such short lifetimes are completely inadequate.
Although a number of methods have been explored for the stabilization of proteins used in materials
applications or devices, most of the methods were based on biochemical approaches. For example, it
has been shown by limited site-directed mutagenesis involving a few amino acid residues that protein
stability can be altered without changing function significantly (McGuire et al., 1995~. Protein stability
can also be increased by the addition of disulfide bonds, by cross-linking surface histidines by external
tethers (Kellis et al., 1991), by directed evolution of the primary structure through random mutagenesis
(Arnold et al., 2001), and by the use of chaperones and conjugates (Goes and Martin, 2001; Sheffield et
al., 2001~. The use of artificial amino acids is also a promising new route for engineering novel
properties into proteins or for preventing their enzymatic degradation. For example, protein stability
can be increased by introducing fluorinated amino acid side chains, thereby enhancing hydrophobicity
and stabilizing the conformation (Tang et al., 2001; Niemz and Tirrel, 2001~. Recently, the introduction
of nonnatural amino acids into the primary sequence of proteins made possible the chemoselective
modification of proteins at specific locations (Kiick et al., 2002; Lei et al., 2002b).
Although physical approaches to protein stabilization, as opposed to the biochemical ones discussed
above, appear to be feasible, they have received little attention to date. It is here that the NASA PSD
program can make a valuable and unique contribution. One example of such physical approaches is to
slow the gradual denaturation of proteins adsorbed to surfaces by embedding or surrounding the mol-
ecules of interest in an otherwise nonadhesive surface coating. For example, antibodies have been
stabilized for short-term use on the surface of polyethylene glycol, with obvious importance for immu-
nochemical-based sensing. Also, recent experiments suggest that native protein structures may be
stabilized if the proteins are immobilized in liposome (Corvo et al., 2002), polymer matrices
(Schwendeman, 2002; Baran et al., 2002), peptide matrices (Battistuzzi et al., 2003), or nanoengineered
environments, for example nanopores (Led et al., 2002a). Attempts have also been made to encapsulate
proteins during sol-gel formation (Eggers and Valentine, 2001; Kato et al., 2002~. Finally, it has been
shown that the topography of a protein surface and some aspects of its surface chemistry can be
imprinted into nonbiological surfaces using templating technologies (Vlatakis et al., 1993; Plunkett and
Arnold, 1995; Shi et al., 1999; Boal and Rotello, 2000; Liu et al., 2000~.
Thus, it can be seen that several physical-science-based methods are beginning to emerge that can
address the difficult challenge of how to preserve or mimic protein function. The PSD is ideally suited
3For example, proteins can degrade if they are adsorbed to a surface such that their hydrophobic moieties are exposed.
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ASSESSMENT OF DIRECTIONS IN MICROGRAVITY AND PHYSICAL SCIENCES RESEARCH AT NASA
to assume leadership of research on these methods based on its expertise in such physical sciences areas
as the microscale physics at the interracial zone. In addition, new approaches to these problems are
required, and they should be encouraged and fostered by studying the underlying mechanisms of protein
structure stabilization by physical constraints. Such studies would require interdisciplinary teams
bringing together the frontiers of nanotechnology and molecular biology.
The topic of protein stabilization could be expanded to include the stabilization of RNA that has
been shown to exhibit catalytic activity. Similarly, biologically or synthetically produced oligonucle-
otides might provide an alternative route to biorecognition in a nonbiological environment.
The area of biomolecule stabilization would benefit enormously from a more focused effort, such as
could be mounted by NASA, with an emphasis on physical interactions such as capillary effects and
diffusive transport processes. It is relevant to note that some of the expertise to address this challenge
already exists in NASA' s protein crystallization community, which is concerned with protein structure
and protein-protein interactions.
Long-Term Stabilization of Cell Cultures
The sensing, diagnosis, and remote treatment of disease will be a key element of a successful human
presence in space. Many attractive approaches to these critical capabilities involve the use of cells as
active biosensors or bioreactors to sense or synthesize the many molecules critical for human survival
during extended flight missions. Cells cultured ex vivo often lose their phenotype after short time
periods. This limits their applications in bioreactors and their integration into material scaffolds (tissue-
engineered constructs), sensors, and other devices. Moreover, although cells can be stored frozen for
extended periods at cryogenic temperatures, this approach again carries a weight and volume penalty.
In addition, it is clear that cells should be available that remain stable indefinitely under the conditions
in which they normally function.
Our understanding of the fundamental biology of cell interactions with their natural environment
and how cell behavior can be regulated by engineered environments is still in its infancy. Again, as in
the protein stabilization work, research at the most fundamental level is needed to make progress and
ultimately to learn how to preserve cell structure and function over extended time periods.
Some applications allow. one to circumvent mammalian cell instability ex vivo by exploiting less
1 1 ~ ~ 1 0
. .. . . .. . . .. .. .. .
complex cells for example, yeast or plant cells rather than mammalian cells for sensor applications.
Ow.inp to its smaller penome compared with that of mammalian cells, yeast has been a preferred
O 0 1 ~ 1
. . . . . . . . . . . . . . . .. .
platform for many microbiologists trying to Identity regulatory mechanisms and metabolic pathways.
Of most interest to NASA, however, is the fact that yeast can be frozen and stored for extended time
periods. Only minutes after contact with nutrients, the yeast cells recover fully and function normally.
The first attempts to use yeast cells for sensor applications are under way. With financial support from
the PSD program, one start-up company (LifeSensors) is developing a microfabricated platform to use
the saliva of astronauts to test for early stages of diseases in space.
Applications that require the use of mammalian cells will depend on advanced insights into how to
engineer micro- and nanoenvironments for mammalian cells that allow controlling and regulating cell
function and preventing cell death. Fundamental in this connection is an understanding of the physical
and chemical cues that allow cells to function properly.
Our knowledge of cell interactions with nonbiological systems has been expanded considerably in
recent years by bringing modern cell biology together with chemical and engineering technologies.
Biophysical methods used to modulate cell function include sequestration in three-dimensional matrices
that incorporate or release regulatory molecules (e.g., growth factors and enzymes) at controlled rates,
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~ — - 7 7 I — - 7 7
Thus, success in exploiting cells that are integrated into materials and devices is dependent on a
considerable extension of our knowledge of how the cell cycle, cell proliferation, differentiation, and,
finally, apoptosis relate to the physical and chemical properties of the matrix that serves as the host for
the cell, and on the nanoscale transport of nutrients to the cell and of cellular products away from it. The
PSD research community has both expertise and novel technology to offer and could make meaningful
contributions to understanding how physical cues complement the much better understood biochemical
cues in regulating cell function. For example, the PSD biotechnology program has already made
investments in the past to better understand how mechanical stresses (e.g., gravity) acting on the cell and
cell matrix affect the cell cycle, cell proliferation, and apoptosis (NRC, 2000~. The PSD could capitalize
on its existing expertise in biotechnology particularly its programs in cell science, surface chemistry,
materials science, and fluid physics, all of which are essential topics, for example, in engineering cell
surface interactions and controlling the nutrient flow.
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ASSESSMENT OF DIRECTIONS IN MICROGRAVITY AND PHYSICAL SCIENCES RESEARCH AT NASA
Developing a scientific basis for the parameters that are essential to stabilizing and controlling cell
phenotypes over extended time periods will revolutionize our knowledge of how cells can be exploited
for use as sensors, for the cleanup of waste, and for the production and recycling of nutrients, enzymes,
and hormones in space. In addition, learning how to stabilize cell cultures will undoubtedly have an
impact on the research in tissue engineering being funded by other agencies, notably NIH. While the
committee does not recommend that NASA launch a broad research program in tissue engineering, the
much more focused objectives discussed above are of great relevance to NASA's manned spaceflight
programs and will ultimately have an important impact on many other fields, including biotechnology
and regenerative medicine.
Cellular Responses to Gravity-Mediated Tissue Stresses
A large body of data has been accumulated clearly indicating that the microgravity environment
causes significant physiological problems for astronauts. For example, significant and continuous bone
loss is intimately linked to the prolonged exposure of astronauts to a microgravity environment, but the
underlying causes of this loss are not well understood. While much has been done to study the
physiological effect of low gravity on organisms, organs, and cells, the underlying mechanisms by
which gravity (or the lack of it) regulates cell signaling thereby triggering larger systemic responses-
remain unknown.
The loading on various elements of the human anatomy is changed or eliminated as gravity is
reduced. Even on Earth, many pathologies including osteoporosis, hypertension-related cardiovascu-
lar disease, atherosclerosis, and pulmonary hypertension are thought to be associated with or even
caused by increased or reduced levels of mechanical strain (Pelouch et al., 1993; Maniotis et al., 1997;
Chaqour et al., 1999; Prajapati et al., 2000~. Mechanical forces are also known to play an important
regulatory role in tissue development and have been demonstrated to regulate gene expression (Owen et
al., 1997; Goldspink et al., 2002; Mourgeon et al., 2000; Li and Xu, 2000; MacKenna et al., 2000; Geng
et al., 2001~. At the cellular and particularly the molecular levels, little is known about how mechanical
forces affect cell signaling and gene expression, despite the fact that several of the molecular players in
mechanically regulated signaling pathways have been identified (Shyy and Chien, 1997; Chicurel et al.,
1998; Li and Xu, 2000; Carson and Wei, 2000~. Much of the gap in our understanding of how nature
uses mechanical forces in synchrony with chemical cues has been due to the lack of appropriate tools for
studying protein structure and mechanical properties under nonequilibrium conditions. This has been
changing in the last few years as a result of emerging nanotechnologies, including optical tweezers,
atomic force microscopy, and advances in optical spectroscopy (Block et al., 2003; Galbraith et al.,
2002; Oberhauser et al., 2002; Benoit and Gaub, 2002~. Preliminary experimental and computational
data suggest that mechanical forces regulate the functional states of some proteins by stretching them
into nonequilibrium states (Vogel et al., 2001; Baneyx et al., 2002; Thomas et al., 2002; Onoa et al.,
2003; Oberhauser et al., 2002~. Furthermore, external mechanical stretching may change the mass
transport and induce shear stresses on cells that could directly affect the cytoskeletal organization
(Ingber, 1999; Bhadriraju and Hansen, 2002; Pommerenke et al., 2002; Balaban et al., 2001; Karlon et
al., 1999; Galbraith et al., 1998; Satcher et al., 1997), and the transport of growth factors and nutrients
could be altered under mechanical stimulation. These stresses are a direct function of the applied load
on the biological entity.
NASA should support research aimed at developing a mechanistic understanding of how applied
loads and stresses affect cellular processes, including the underlying molecular processes. New insights
from molecular biology, combined with the development of novel nanoanalytical tools, promise to
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rapidly advance our understanding of the underlying physical mechanisms by which the loss of gravity
ultimately affects human health. NASA has already contributed to this field for instance, by develop-
ing rotating bioreactors and studying three-dimensional cell cultures in space. Further research is now
needed to understand the mechanisms by which gravity affects cell signaling and gene expression at the
molecular level. Since mechanical forces are typically induced or transmitted by the supporting matrix,
fluid shear, or hydrostatic pressure, contributions to understanding these mechanisms are likely to come
from the fields of cell biology, nanotechnology, fluid dynamics, materials science, chemistry, and
physics. Many of these are areas in which the PSD has developed significant expertise. Major efforts
are under way at NIH to understand how cells function as systems the field of proteom~cs. Neverthe-
less, since NIH often focuses on the molecular level, the mechanoregulation of integrated molecular
systems falls largely between the seams at the institutes even though an understanding of this process is
critical for both health and disease. The process evokes even less interest at NSF and DARPA. The
PSD might contribute to such work by bringing its experience in developing programs that bridge the
interface between biology and the physical sciences to bear on how applied loads and stresses affect
cellular and molecular processes, perhaps ultimately learning how low-gravity conditions affect
proteomics and cellular metabolomics. NASA can also leverage its investments in microtechnologies,
m~cromechanics, nanoparticles, and bioreactors to assist this effort.
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Representative terms from entire chapter:
mechanical forces