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Nuclear Arms Control: Background and Issues (1985)

Chapter: Appendix B SALT II Treaty

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Appendix B Treaty Between the United States of America and the Union of Soviet Socialist Republics on the Limitation of Strategic Offensive Arms 289

Treaty Between the United States of America and the Union of Soviet Socialist Republics on the Limitation of Strategic Offensive Arms* Signed at Vienna June 18, 1979 The United States of America and the Union of Soviet Socialist Republics, herein- after referred to as the Parties, Conscious that nuclear war would have devastating consequences for all mankind, Proceeding from the Basic Principles of Relations Between the United States of America and the Union of Soviet Socialist Republics of May 29, 1972, Attaching particular significance to the limitation of strategic arms and determined to continue their efforts begun with the Treaty on the Limitation of Anti-Ballistic Missile Systems and the Interim Agreement on Certain Measures with Respect to the Limita- tion of Strategic Offensive Arms, of May 26, 1972, Convinced that the additional measures limiting strategic offensive arms provided for in this Treaty will contribute to the improvement of relations between the Parties, help to reduce the risk of outbreak of nuclear war and strengthen international peace and security, Mindful of their obligations under Article Vl of the Treaty on the Non-Proliferation of Nuclear Weapons, Guided by the principle of equality and equal security, Recognizing that the strengthening of strategic stability meets the interests of the Parties and the interests of international security, Reaffirming their desi re to take measures for the further li mitation and for the further reduction of strategic arms, having in mind the goal of achieving general and complete d isarmament, Declaring their intention to undertake in the near future negotiations further to limit and further to reduce strategic offensive arms, Have agreed as follows: The text of the SALT I I Treaty and Protocol, as signed in Vienna, is accompanied by a set of Agreed Statements and Common Understandings, also signed by Presidents Carter and Brezhnev, which is prefaced as follows: I n connection with the Treaty Between the United States of America and the Union of Soviet Socialist Republics on the Limitation of Strategic Offensive Arms, the Parties have agreed on the following Agreed Statements and Common Understandings undertaken on behalf of the Government of the United States and the Government of the Union of Soviet Socialist Republics. As an aid to the reader, the texts of the Agreed Statements and Common Under- standings are beneath the articles of the Treaty or Protocol to which they pertain. 290

SALT II TREATY 291 Article I Each Party undertakes, in accordance with the provisions of this Treaty, to limit strategic offensive arms quantitatively and qualitatively, to exercise restraint in the development of new types of strategic offensive arms, and to adopt other measures provided for in this Treaty. Article II For the purposes of this Treaty: 1. Intercontinental ballistic missile (ICBM) launchers are land-based-launchers of ballistic missiles capable of a range in excess of the shortest distance between the northeastern border of the continental part of the territory of the United States of America and the northwestern border of the continental part of the territory of the Union of Soviet Socialist Republics, that is, a range in excess of 5,500 kilometers. First Agreed Statement. The term "intercontinental ballistic missile launchers," as defined in paragraph 1 of Article II of the Treaty, includes all launchers which have been developed and tested for launching ICBMs. If a launcher has been developed and tested for launching an ICBM, all launchers of that type shall be considered to have been developed and tested for launching ICBMs. First Common Understanding. If a launcher contains or launches an ICBM, that launcher shall be considered to have been developed and tested for launching ICBMs. Second Common Understanding. If a launcher has been developed and tested for launching an ICBM, all launchers of that type, except for ICBM test and training launchers, shall be included in the aggregate numbers of strategic offensive arms provided for in Article lil of the Treaty, pursuant to the provisions of Article Vl of the Treaty. Third Common Understanding. The one hundred and seventy-seven former Atlas and Titan I ICBM laurtchers of the United States of America, which are no longer operation- al and are partially dismantled, shall not be considered as subject to the limitations provided for in the Treaty. Second Agreed Statement. After the date on which the Protocol ceases to be in force, mobile ICBM launchers shall be subject to the relevant limitations provided for in the Treaty which are applicable to ICBM launchers, unless the Parties agree that mobile ICBM launchers shall not be deployed after that date. 2. Submarine-launched ballistic missile (SLBM) launchers are launchers of ballistic missiles installed on any nuclear-powered submarine or launchers of modern ballistic missiles installed on any submarine, regardless of its type. Agreed Statement. Modern submarine-launched ballistic missiles are: for the United States of America, missiles installed in all nuclear-powered submarines; for the Union of Soviet Socialist Republics, missiles of the type installed in nuclear-powered sub- marines made operational since 1965; and for both Parties, submarine-launched ballistic missiles first flight-tested since 1965 and installed in any submarine, regard- less of its type.

292 APPENDIX B 3. Heavy bombers are considered to be: (a) currently, for the United States of America, bombers of the B-52 and B-1 types, and for the Union of Soviet Socialist Republics, bombers of the Tupolev-95 and Myasishchev types; (b) in the future, types of bombers which can carry out the mission of a heavy bomber in a manner similar or superior to that of bombers listed in subparagraph (a) above; (c) types of bombers equipped for cruise missiles capable of a range in excess of 600 kilometers; and (d) types of bombers equipped for ASBMs. First Agreed Statement. The term "bombers," as used in paragraph 3 of Article 11 and other provisions of the Treaty, means airplanes of types initially constructed to be equipped for bombs or missiles. Second Agreed Statement. The Parties shall notify each other on a case-by-case basis in the Standing Consultative Commission of inclusion of types of bombers as heavy bombers pursuant to the provisions of paragraph 3 of Article 11 of the Treaty; in this connection the Parties shall hold consultations, as appropriate, consistent with the provisions of paragraph 2 of Article XVII of the Treaty. Third Agreed Statement. The criteria the Parties shall use to make case-by-case deter- minations of which types of bombers in the future can carry out the mission of a heavy bomber in a manner similar or superior to that of current heavy bombers, as referred to in subparagraph 3(b) of Article 11 of the Treaty, shall be agreed upon in the Standing Consultative Commission. Fourth Agreed Statement. Having agreed that every bomber of a type included in paragraph 3 of Article 11 of the Treaty is to be considered a heavy bomber, the Parties further agree that: (a) airplanes which otherwise would be bombers of a heavy bomber type shall not be considered to be bombers of a heavy bomber type if they have functionally related observable differences which indicate that they cannot perform the mission of a heavy bomber; (b) airplanes which: otherwise would be bombers of a type equipped for cruise missiles capable of a range in excess of 600 kilometers shall not be considered to be bombers of a type equipped for cruise missiles capable of a range in excess of 600 kilometers if they have functionally related observable differences which indicate that they cannot perform the mission of a bomber equipped for cruise missiles capable of a range in excess of 600 kilometers, except that heavy bombers of current types, as designated in subparagraph 3(a) of Article 11 of the Treaty, which otherwise would be of a type equipped for cruise missiles capable of a range in excess of 600 kilometers shall not be considered to be heavy bombers of a type equipped for cruise missiles capable of a range in excess of 600 kilometers if they are distinguishable on the basis of exter- nally observable differences from heavy bombers of a type equipped for cruise missiles capable of a range in excess of 600 kilometers; and (c) airplanes which otherwise would be bombers of a type equipped for ASBMs shall not be considered to be bombers of a type equipped for ASBMs if they have function- ally related observable differences which indicate that they cannot perform the mission of a bomber equipped for ASBMs, except that heavy bombers of current types, as designated in subparagraph 3(a) of Article 11 of the Treaty, which otherwise would be of a type equipped for ASBMs shall not be considered to be heavy bombers of a type

SALT II TREATY 293 equipped for ASBMs if they are distinguishable on the basis of externally observable differences from heavy bombers of a type equipped for ASBMs. First Common Understanding. Functionally related observable differences are differ- ences in the observable features of airplanes which indicate whether or not these airplanes can perform the mission of a heavy bomber, or whether or not they can perform the mission of a bomber equipped for cruise missiles capable of a range in excess of 600 kilometers or whether or not they can perform the mission of a bomber equipped for ASBMs. Functionally related observable differences shall be verifiable by national technical means.To this end, the Parties may take,as appropriate, cooperative measures contributing to the effectiveness of verification by national technical means. Fifth Agreed Statement. Tupolev-142 airplanes in theircurrent configuration, that is, in the configuration for anti-submarine warfare, are considered to be airplanes of a type different from types of heavy bombers referred to in subparagraph 3(a) of Article II of the Treaty and not subject to the Fourth Agreed Statement to paragraph 3 of Article I I of the Treaty. This Agreed Statement does not preclude improvement of Tupolev-142 airplanes as an anti-submarine system, and does not prejudice or set a precedent for designation in the future of types of airplanes as heavy bombers pursuant to subpara- graph 3(b) of Article II of the Treaty or for application of the Fourth Agreed Statement to paragraph 3 of Article II of the Treaty to such airplanes. Second Common Understanding. Not later than six months after entry i nto force of the Treaty the Union of Soviet Socialist Republics will give its thirty-one Myasishchev airplanes used as tankers in existence as of the date of signature of the Treaty function- ally related observable differences which indicate that they cannot perform the mission of a heavy bomber. Third Common Understanding. The designations by the United States of America and by the Union of Soviet Socialist Republics for heavy bombers referred to in subpara- graph 3(a) of Article II of the Treaty correspond in the following manner: Heavy bombers of the types designated by the United States of America as the B-52 and the B-1 are known to the Union of Soviet Socialist Republics by the same desig- nations; Heavy bombers of the type designated by the Union of Socialist Republics as the Tupole.v-95 are known to the United States of America as heavy bombers of the Bear type; and Heavy bombers of the type designated by the Union of Soviet Socialist Republics as the Myasishchev are known to the United States of America as heavy bombers of the Bison type. 4. Air-to-surface ballistic missiles (ASBMs) are any such missiles capable of a range in excess of 600 kilometers and installed in an aircraft or on its external mountings. 5. Launchers of ICBMs and SLBMs equipped with multiple independently targetable reentry vehicles (MlRVs) are launchers of the types developed and tested for launching ICBMs or SLBMs equipped with MlRVs. First Agreed Statement. If a launcher has been developed and tested for launching an ICBM or an SLBM equipped with MlRVs, all launchers of that type shall be considered to have been developed and tested for launching ICBMs or SLBMs equipped with MlRVs.

294 APPENDIX B First Common Understanding. If a launcher contains or launches an ICBM or en SLBM equipped with MlRVs, that launcher shall be considered to have been developed and tested for launching ICBMs or SLBMs equipped with MlRVs. Second Common Understanding. If a launcher has been developed and tested for launching an ICBM or an SLBM equipped with MlRVs, all launchers of thattype, except for ICBM and SLBM test and training launchers, shall be included in the corresponding aggregate numbers provided for in Article V of the Treaty, pursuant to the provisions of Article Vl of the Treaty. Second Agreed Statement. ICBMs and SLBMs equipped with MlRVs are ICBMs and SLBMs of the types which have been flight-tested with two or more independently targetable reentry vehicles, regardless of whether or not they have also been flight- tested with a single reentry vehicle or with multiple reentry vehicles which. are not independently targetable. As of the date of signature of the Treaty, such ICBMs and SLBMS are: for the United States of America, Minuteman lil ICBMs, Poseidon C-3 SLBMs, and Trident C-4 SLBMs; and for the Union of Soviet Socialist Republics, RS-16, RS-18, RS-20 ICBMs and RSM-50 SLBMs. Each Party will notify the other Party in the Standing Consultative Commission on a case-by-case basis of the designation of the one new type of light ICBM, if equipped with MlRVs, permitted pursuant to paragraph 9 of Article IV of the Treaty when first flight-tested; of designations of additional types of SLBMs equipped with MlRVs when first installed on a submarine; and of designations of types of ASBMs equipped with MlRVs when first flight-tested. Third Common Understanding. The designations by the United States of America and by the Union of Soviet Socialist Republics for ICBMsand SLBMsequipped with MlRVs correspond in the following manner: Missiles of the type designated by the United States of America as the Minuteman lil and known to the Union of Soviet Socialist Republics by the same designation, a light ICBM that has been flight-tested with multiple independently targetable reentry vehicles; Missiles of the type designated by the United States of America as the Poseiden C-3 and known to the Union of Soviet Socialist Republics by the same designation, an SLBM that was first flight-tested in 1968 and that has been flight-tested with multiple independently targetable reentry vehicles; Missiles of the type designated by the United States of America as the Trident C-4 and known to the Union of Soviet Socialist Republics by the same designation, an SLBM that was first flight-tested in 1977 and that has been flight-tested with multiple independently targetable reentry vehicles; Missiles of the type designated by the Union of Soviet Socialist Republics es the RS- 16 and known to the United States of America as the SS-17, a light ICBM that has been flight-tested with a single reentry vehicle and with multiple independently targetable reentry vehicles; Missiles of the type designated by the Union of Soviet Socialist Republics es the RS- 18 and known to the United States of America as the SS-19, the heaviest in terms of launch-weight and throw-weight of light ICBMs, which has been flight-tested with a single reentry vehicle and with multiple independently targetable reentry vehicles; Missiles of the type designated by the Union of Soviet Socialist Republics as the RS- 20 and known to the United States of America as the SS-18, the heaviest in terms of launch-weight and throw-weight of heavy ICBMs, which has been flight-tested with a single reentry vehicle and with multiple independently targetable reentry vehicles;

SALT II TREATY 295 Missiles of the type designated by the Union of Soviet Socialist Republics as the RSM-50 and known to the United States of America as the SS-N-18, an SLBM that has been flight-tested with a single reentry vehicle and with multiple independentlytarget- able reentry vehicles. Third Agreed Statement. Reentry vehicles are independently targetable: (a) if, after separation from the booster, maneuvering and targeting of the reentry vehicles to separate al m points along trajectories which are unrelated to each other are accomplished by means of devices which are installed in a self-contained dispensing mechanism or on the reentry vehicles, and which are based on the use of electronic or other computers in combination with devices using jet engines, including rocket engines, or aerodynamic systems; (b) if maneuvering and targeting of the reentry vehicles to separate aim points along trajectories which are unrelated to each other are accomplished by means of other devices which may be developed in the future. Fourth Common Understanding. For the purposes of this Treaty, all ICBM launchers in the Derazhnya and Pervomaysk areas in the Union of Soviet Socialist Republics are included in the aggregate numbers provided for in Article V of the Treaty. Fifth Common Understanding. If ICBM or SLBM launchers are converted, constructed or undergo significant changes to their principal observable structural design features after entry into force of the Treaty, any such launchers which are launchers of missiles equipped with MlRVs shall be distinguishable from launchers of missiles not equipped with MlRVs, and any such launchers which are launchers of missiles not equipped with MlRVs shall be distinguishable from launchers of missiles equipped with MlRVs, on the basis of externally observable design features of the launchers. Submarines with launchers of SLBMs equipped with MlRVs shall be distinguishable from submarines with launchers of SLBMs not equipped with MlRVs on the basis of externally observa- ble design features of the submarines. This Common Understanding does not require changes to launcher conversion or construction programs, or to programs including significant changes to the principal observable structural design features of launchers, underway as of the date of signa- ture of the Treaty. 6. ASBMs equipped with MlRVs are ASBMs of the types which have been flight- tested with M I RVs. First Agreed Statement. ASBMs of the types which have been flight-tested with MlRVs are all ASBMs of the types which have been flight-tested with two or more independ- ently targetable reentry vehicles, regardless of whether or not they have also been flight-tested with a single reentry vehicle or with multiple reentry vehicles which are not independently targetable. Second Agreed Statement. Reentry vehicles are independently targetable: (a) if, after separation from the booster, maneuvering and targeting of the reentry vehicles to separate aim points along trajectories which are unrelated to each otherare accomplished by means of devices which are installed in a self-contained dispensing mechanism or on the reentry vehicles, and which are based on the use of electronic or other computers in combination with devices using jet engines, including rocket engines, or aerodynamic systems;

296 APPENDIX B (b) if maneuvering and targeting of the reentryvehiclestoseparateaim pointsalong trajectories which are unrelated to each other are accomplished by means of other devices which may be developed in the future. 7. Heavy ICBMs are ICBMs which have a launch-weight greater or a throw-weight greater than that of the heaviest, in terms of either launch-weight or throw-weight, respectively, of the light ICBMs deployed by either Party as of the date of signature of this Treaty. First Agreed Statement. The launch-weight of an ICBM is the weight of the fully loaded missile itself at the time of launch. Second Agreed Statement. The throw-weight of an ICBM is the sum of the weight of: (a) its reentry vehicle or reentry vehicles; (b) any self-contained dispensing mechanisms or other appropriate devices for targeting one reentry vehicle, or for releasing or for dispensing and targeting two or more reentry vehicles; and (c) its penetration aids, including devices for their release. Common Understanding. The term "other appropriate devices," as used in the defini- tion of the throw-weight of an I CBM in the Second Ag reed Statement to paragraph 7 of Article II of the Treaty, means any devices for dispensing and targeting two or more reentry vehicles; and any devices for releasing two or more reentry vehicles or for targeting one reentry vehicle, which cannot provide their reentry vehicles or reentry vehicle with additional velocity of more than 1,000 meters per second. 8. Cruise missiles are unmanned, self-propelled, guided, weapon-delivery vehicles which sustain flight through the use of aerodynamic lift over most of their flight path and which are flight-tested from or deployed on aircraft, that is, air-launched cruise missiles, or such vehicles which are referred to as cruise missiles in subparagraph 1 (b) of Article IX. First Agreed Statement. If a cruise missile is capable of a range in excess of 600 kilo- meters, all cruise missiles of that type shall be considered to be cruise missiles capable of a range in excess of 600 kilometers. First Common Understanding. If a cruise missile has been flight-tested to a range in excess of 600 kilometers, it shall be considered to be a cruise missle capable of a range in excess of 600 kilometers. Second Common Understanding. Cruise missiles not capable of a range in excess of 600 kilometers shall not be considered to be of a type capable of a range in excess of 600 kilometers if they are distinguishable on the basis of externally observable design features from cruise missiles of types capable of a range in excess of 600 kilometers. Second Agreed Statement. The range of which a cruise missile is capable is the maxi- mum distance which can be covered by the missile in its standard design mode flying until fuel exhaustion, determined by projecting its flight path onto the Earth's sphere from the point of launch to the point of impact.

SALT II TREATY 297 Third Agreed Statement. If an unmanned, self-propelled, guided vehicle which sustains flight through the use of aerodynamic lift over most of its flight path has been flight-tested or deployed for weapon delivery, all vehicles of that type shall be con- sidered to be weapon-delivery vehicles. Third Common Understanding. Unmanned, self-propelled, guided vehicles which chin flight through the use of aerodynamic lift over most of their flight path and are ~ . .- . _~-_1__ &~6 :~ ~ ~il~tl=~<~ ~lli~ \mhir~l~c shall not he not weapon-delivery venicles, Inal IS, unarmed, ,u''w`~;~, yueu=~ vat, -,.~., ,.~. ~~ considered to be cruise missiles if such vehicles are distinguishable from cruise mis- siles on the basis of externally observable design features. Fourth Common Understanding. Neither Party shall convert unarm-cd, pilotless, guided vehicles into cruise missiles capable of a range in excess of 600 kilometers, nor shall either Party convert cruise missiles capable of a range in excess of 600 kilometers into unarmed, pilotless, guided vehicles. Fifth Common Understanding. Neither Party has plans during the term of the Treaty to flight-test from or deploy on aircraft unarmed, pilotless, guided vehicles which are capable of a range in excess of 600 kilometers. In the future, should a Party have such plans, that Party will provide notification thereof to the other Party well in advance of such flight-testing or deployment. This Common Understanding does not apply to target drones. Article l l l 1. Upon entry into force of this Treaty, each Party undertakes to limit ICBM launch- ers, SLBM launchers, heavy bombers, and ASBMs to an aggregate number not to exceed 2,400. 2. Each Party undertakes to limit, from January 1, 1981, strategic offensive arms referred to in paragraph 1 of this Article to an aggregate number not to exceed 2,250, and to initiate reductions of those arms which as of that date would be in excess of this aggregate number. 3. Within the aggregate numbers provided for in paragraphs 1 and 2 of this Article and subject to the provisions of this Treaty, each Party has the right to determine the composition of these aggregates. 4. For each bomber of a type equipped for ASBMs, the aggregate numbers provided for in paragraphs 1 and 2 of this Article shall include the maximum number of such missiles for which a bomber of that type is equipped for one operational mission. 5. A heavy bomber equipped only for ASBMs shall not itself be included in the aggregate numbers provided for in paragraphs 1 and 2 of this Article. 6. Reductions of the numbers of strategic offensive arms required to comply with the provisions of paragraphs 1 and 2 of this Article shall be carried out as provided for in Article Xl. Article IV 1. Each Party undertakes not to start construction of additional fixed ICBM launch- ers. 2. Each Party u ndertakes not to relocate f ixed I CB M lau nchers. 3. Each Party undertakes not to convert launchers of light ICBMs, or of ICBMs of older types deployed prior to 1964, into launchers of heavy ICBMs of types deployed after that time. 4. Each Party undertakes in the process of modernization and replacement of ICBM silo launchers not to increase the original internal volume of an ICBM silo launcher by

298 APPENDIX B more than thirty-two percent. Within this limit each Party has the right to determine whether such an increase will be made through an increase in the original diameter or in the original depth of an ICBM silo launcher, or in both of these dimensions. Agreed Statement. The word "original" in paragraph 4 of Article IV of the Treaty refers to the internal dimensions of an ICBM silo launcher, including its internal volume, as of May 26, 1972, or as of the date on which such launcher becomes operational, which- ever is later. Common Understanding. The obligations provided for in paragraph 4 of Article IV of the Treaty and in the Agreed Statement thereto mean that the original diameter or the original depth of an ICBM silo launcher may not be increased by an amount greater than that which would result in an increase in the original internal volume of the ICBM silo launcher by thirty-two percent solely through an increase in one of these dimen- sions. 5. Each Party undertakes: (a) not to supply ICBM launcher deployment areas with intercontinental ballistic missiles in excess of a number consistent with normal deployment, maintenance, training, and replacement requirements; (b) not to provide storage facilities for or to store ICBMs in excess of normal deployment requirements at launch sites of ICBM launchers; (c) not to develop, test, or deploy systems for rapid reload of ICBM launchers. Agreed Statement. The term "normal deployment requirements," as used in paragraph 5 of Article IV of the Treaty, means the deployment of one missile at each ICBM lau Ocher. 6. Subject to the provisions of this Treaty, each Party undertakes not to have under construction at any time strategic offensive arms referred to in paragraph 1 of Article l l l in excess of numbers consistent with a normal construction schedule. Common Understanding. A normal construction schedule, in paragraph 6 of Article IV of the Treaty, is understood to be one consistent with the past or present construction practices of each Party. 7. Each Party undertakes not to develop, test, or deploy ICBMs which have a launch- weight greater or a throw-weight greater than that of the heaviest, in terms of either launch-weight or throw-weight, respectively, of the heavy ICBMs, deployed by either Party as of the date of signature of this Treaty. First Agreed Statement. The launch-weight of an ICBM is the we missile itself at the time of launch. light of the fully loaded Second Agreed Statement. The throw-weight of an ICBM is the sum of the weight of: (a) its reentry vehicle or reentry vehicles;

SALT II TREATY 299 (b) any self-contained dispensing mechanisms or other appropriate devices for targeting one reentry vehicle, or for releasing or for dispensing and targeting two or more reentry vehicles; and (c) its penetration aids, including devices for their release. Common Understanding. The term "other appropriate devices," as used in the defini- tion of the throw-weight of an ICBM in the Second Ag reed Statement to paragraph 7 of Article IV of the Treaty, means any devices for dispensing and targeting two or more reentry vehicles; and any devices for releasing two or more reentry vehicles or for targeting one reentry vehicle, which cannot provide their reentry vehicles or reentry vehicle with additional velocity of more than 1,000 meters per second. 8. Each Party undertakes not to convert land-based launchers of ballistic missiles which are not ICBMs into launchers for launching ICBMs, and not to test them for this pu rpose. Common Understanding. During the term of the Treaty, the Union of Soviet Socialist Republics will not produce, test, or deploy ICBMs of the type designated by the Union of Soviet Socialist Republics as the RS-14 and known to the United States of America as the SS-16, a light ICBM first flight-tested after 1970 and flight-tested only with a single reentry vehicle; this Common Understanding also means that the Union of Soviet Socialist Republics will not produce the third stage of that missile, the reentry vehicle of that missile, or the appropriate devicefortargeting the reentry vehicle of that missile. 9. Each Party undertakes not to flight-test or deploy new types of ICBMs, that is, types of ICBMs not flight-tested as of May 1, 1979, except that each Party may flight- test and deploy one new type of light ICBM. First Agreed Statement. The term "new types of ICBMs," as used in paragraph 9 of Article IV of the Treaty, refers to any ICBM which is different from those ICBMs flight- tested as of May 1, 1979 in any one or more of the following respects: (a) the number of stages, the length, the largest diameter, the launch-weight, or the throw-weight, of the missile; (b) the type of propellant (that is, liquid or solid) of any of its stages. First Common Understanding. As used in the First Agreed Statement to paragraph 9 of Article IV of the Treaty, the term "different," referring to the length, the diameter, the launch-weight, and the throw-weight, of the missile, means a difference in excess of five percent Second Agreed Statement. Every ICBM of the one new type of light ICBM permitted to each Party pursuant to paragraph 9 of Article IV of the Treaty shall have the same number of stages and the same type of propellant (that is, liquid orsolid) of each stage as the first ICBM of the one new type of light ICBM launched by that Party. In addition, after the twenty-fifth launch of an ICBM of that type, or after the last launch before deployment begins of IGBMs of that type, whichever occurs earlier, ICBMs of the one new type of light ICBM permitted to that Party shall not be different in any one or more of the following respects: the length, the largest diameter, the launch-weight, or the throw-weight, of the missile.

300 APPENDIX B A Party which launches ICBMs of the one new type of light ICBM permitted pursuant to paragraph 9 of Article IV of the Treaty shal I promptly notify the other Party of the date of the first launch and of the date of either the twenty-fifth or the last launch before deployment begins of ICBMs of that type, whichever occurs earlier. Second Common Understanding. As used in the Second Agreed Statement to para- graph 9 of Article IV of the Treaty, the term "different," referring to the length, the diameter, the launch-weight, and the throw-weight, of the missile, means a difference in excess of five percent from the value established for each of the above parameters as of the twenty-fifth launch or as of the last launch before deployment begins, which- ever occurs earlier. The values demonstrated in each of the above parameters during the last twelve of the twenty-five launches or during the last twelve launches before deployment begins, whichever twelve launches occur earlier, shall not vary by more than ten percent from any other of the corresponding values demonstrated during those twelve launches. Third Common Understanding. The limitations with respect to launch-weight and throw-weight, provided for in the First Agreed Statement and the Fi rst Common Under- standing to paragraph 9 of Article IV of the Treaty, do not preclude the flight-testing or the deployment of ICBMs with fewer reentry vehicles, or fewer penetration aids, or both, than the maximum number of reentry vehicles and the maximum number of penetration aids with which ICBMs of that type have been flight-tested as of May 1, 1979, even if this results in a decrease in launch-weight or in throw-weight in excess of five percent. In addition to the aforementioned cases, those limitations do not preclude a decrease in launch-weight or in throw-weight in excess of five percent, in the case of the flight-testing or the deployment of ICBMs with a lesser quantity of propellant, including the propellant of a self-contained dispensing mechanism or other appropri- ate device, than the maximum quantity of propellant, including the propellant of a self- contained dispensing mechanism or other appropriate device, with which ICBMs of that type have been flight-tested as of May 1, 1979, provided that such an ICBM is et the same time flight-tested or deployed with fewer reentry vehicles, or fewer penetration aids, or both, than the maximum number of reentry vehicles and the maximum number of penetration aids with which ICBMs of that type have been flight-tested as of May 1, 1979, and the decrease in launch-weight and throw-weight in such cases results only from the reduction in the number of reentry vehicles, or penetration aids, or both, and the reduction in the quantity of propellant. Fourth Common Understanding. The limitations with respect to launch-weight and throw-weight, provided for in the Second Agreed Statement and the Second Common Understanding to paragraph 9 of Article IV of the Treaty, do not preclude the flight- testing or the deployment of ICBMs of the one new type of light ICBM permitted to each Party pursuant to paragraph 9 of Article IV of the Treaty with fewer reentry vehicles, or fewer penetration aids, or both, than the maximum number of reentry vehicles and the maximum number of penetration aids with which ICBMs of that type have been flight- tested, even if this results in a decrease in launch-weight or in throw-weight in excess of five percent. In addition to the aforementioned cases, those limitations do not preclude a de- crease in launch-weight or in throw-weight in excess of five percent, in the case of the flight-testing or the deployment of ICBMs of that type with a lesser quantity of propel- lant, including the propellant of a self-contained dispensing mechanism or other appropriate device, than the maximum quantity of propellant, including the propel- lant of a self-contained dispensing mechanism or other appropriate device, with which ICBMs of that type have been flight-tested, provided that such an ICBM is at the same

SALT II TREATY 301 time flight-tested or deployed with fewer reentry vehicles, or fewer penetration aids, or both, than the maximum number of reentry vehicles and the maximum number of penetration aids with which ICBMs of that type have been flight-tested, and the de- crease in launch-weight and throw-weight in such cases results only from the reduc- tion in the number of reentry vehicles, or penetration aids, or both, and the reduction in the quantity of propellant. 10. Each Party undertakes not to flight-test or deploy ICBMs of a type flight-tested as of May 1, 1979 with a number of reentry vehicles greater than the maximum number of reentry vehicles with which an ICBM of that type has been flight-tested as of that date. First Agreed Statement. The following types of ICBMs and SLBMs equipped with MlRVs have been flight-tested with the maximum number of reentry vehicles set forth below: For the United States of America ICBMs of the Minuteman lil type—seven reentry vehicles; SLBMs of the Poseidon C-3 type—fourteen reentry vehicles; SLBMs of the Trident C-4 type—seven reentry vehicles For the Union of Soviet Socialist Republics ICBMs of the RS-16 type—four reentry vehicles; ICBMs of the RS-18 type—six reentry vehicles; ICBMs of the RS-20 type—ten reentry vehicles; SLBMs of the RSM-50 type—seven reentry vehicles. Common Understanding. Minuteman lil ICBMs of the United States of America have been deployed with no more than three reentry vehicles During the term of the Treaty, the United States of America has no plans to and will not flight-test or deploy missiles of this type with more than three reentry vehicles. Second Agreed Statement. Du ri ng the fl ight-testing of any ICBM, SLBM, or ASBM after May 1, 1979, the number of procedures for releasing or for dispensing may not exceed the maximum number of reentry vehicles established for missiles of corresponding types as provided for in paragraphs 10, 11, 12, and 13 of Article IV of the Treaty. In this Agreed Statement "procedures for releasing or for dispensing" are understood to mean maneuvers of a missile associated with targeting and releasing or dispensing its reentry vehicles to aim points, whether or not a reentry vehicle is actually released or dispensed. Procedures for releasing anti-missile defense penetration aids will not be considered to be procedures for releasing orfordispensing a reentryvehicleso long as the procedures for releasing anti-missile defense penetration aids differfrom those for releasing or for dispensing reentry vehicles. Third Agreed Statement. Each Party u ndertakes: (a) not to flight-test or deploy ICBMs equipped with multiple reentry vehicles, of a type flight-tested as of May 1, 1979, with reentry vehicles the weight of any of which-is less than the weight of the lightest of those reentry vehicles with which an ICBIV of that type has been flight-tested as of that date; (b) not to flight-test or deploy ICBMs equipped with a single reentry vehicle and without an appropriate device for targeting a reentry vehicle, of a type flight-tested as of May 1, 1979, with a reentry vehicle the weight of which is less than the weight of the

302 APPENDIX B lightest reentry vehicle on an ICBM of a type equipped with MlRVsand flight-tested by that Party as of May 1, 1979; and (c) not to flight-test or deploy ICBMs equipped with a single reentry vehicle and with an appropriate device for targeting a reentry vehicle, of a type flight-tested as of May 1, 1979, with a reentry vehicle the weight of which is less than fifty percent of the throw- weight of that ICBM. 11. Each Party undertakes not to flight-test or deploy ICBMs of the one new type permitted pursuant to paragraph 9 of this Article with a number of reentry vehicles greater than the maximum number of reentry vehicles with which an ICBM of either Party has been flight-tested as of May 1, 1979, that is, ten. First Agreed Statement. Each Party undertakes not to flight-test or deploy the one new type of light ICBM permitted to each Party pursuant to paragraph 9 of Article IV of the Treaty with a number of reentry vehicles greater than the maximum number of reentry vehicles with which an ICBM of that type has been flight-tested as of the twenty-fifth launch or the last launch before deployment begins of ICBMs of that type, whichever occurs earlier. Second Agreed Statement. Du ri ng the fl ight-testing of any ICBM, SLBM, or ASBM after May 1, 1979 the number of procedures for releasing or for dispensing may not exceed the maximum number of reentry vehicles established for missiles of corresponding types as provided for in paragraphs 10, 11, 12, and 13 of Article IV of the Treaty. In this Agreed Statement "procedures for releasing or for dispensing" are understood to mean maneuvers of a missile associated with targeting and releasing or dispensing its reentry vehicles to aim points, whether or not a reentry vehicle is actually released or dispensed. Procedures for releasing anti-missile defense penetration aids will not be considered to be procedures for releasing orfordispensing a reentry vehicle so long as the procedures for releasing anti-missile defense penetration aids differ from those for releasing or for dispensing reentry vehicles. 12. Each Party undertakes not to flight-test or deploy SLBMs with a number of reentry vehicles greater than the maximum number of reentry vehicles with which an SLBM of either Party has been flight-tested as of May 1, 1979, that is, fourteen. First Agreed Statement. The following types of ICBMs and SLBMs equipped with MlRVs have been flight-tested with the maximum number of reentry vehicles set forth below: For the United States of America ICBMs of the Minuteman l l l type—seven reentry vehicles; SLBMs of the Poseidon C-3 type—fourteen reentry vehicles; SLBMs of the Trident C-4 type—seven reentry vehicles. For the Union of Soviet Socialist Republics ICBMs of the RS-16 type—four reentry vehicles; ICBMs of the RS-18 type—six reentry vehicles; ICBMs of the RS-20 type—ten reentry vehicles; SLBMs of the RSM-50 type—seven reentry vehicles.

SALT II TREATY 303 Second Agreed Statement. During the flight-testing of any ICBM, SLBM, or ASBM after May 1, 1979 the number of procedures for releasing or for dispensing may not exceed the maximum number of reentry vehicles established for missiles of corresponding types as provided for in paragraphs 10, 11, 12, and 13 of Article IV of the Treaty. In this Agreed Statement "procedures for releasing or dispensing" are understood to mean maneuvers of a missile associated with targeting and releasing or dispensing its re- entry vehicles to aim points, whether or not a reentry vehicle is actually released or dispensed. Procedures for releasing anti-missile defense penetration aids will not be considered to be procedures for releasing or for dispensing a reentry vehicle so long as the procedures for releasing anti-missile defense penetration aids differfrom those for releasing or for dispensing reentry vehicles. 13. Each Party undertakes not to flight-test or deploy ASBMs with a number of reentry vehicles greater than the maximum number of reentry vehicles with which an ICBM of either Party has been flight-tested as of May 1, 1979, that is, ten. Agreed Statement. During the flight-testing of any ICBM, SLBM, or ASBM after May 1, 1979 the number of procedures for releasing or for dispensing may not exceed the maximum number of reentry vehicles established for missiles of corresponding types as provided for in paragraphs 10, 1 1, 12, and 13 of Article IV of the Treaty. In this Agreed Statement "procedures for releasing or for dispensing" are understood to mean ma- neuvers of a missile associated with targeting and releasing or dispensing its reentry vehicles to aim points, whether or not a reentry vehicle is actually released or dis- pensed. Procedures for releasing anti-missile defense penetration aids will not be considered to be proceduresforreleasingorfordispensingareentryvehiclesolongas the procedures for releasing anti-missile defense penetration aids differfrom those for releasing or for dispensing reentry vehicles. 14. Each Party undertakes not to deploy at any one time on heavy bombers equipped for cruise missiles capable of a range in excess of 600 kilometers a number of such cruise missiles which exceeds the product of 28 and the number of such heavy bombers. First Agreed Statement. For the purposes of the limitation provided for in paragraph 14 of Article IV of the Treaty, there shall be considered to be deployed on each heavy bomber of a type equipped for cruise missiles capable of a range in excess of 600 kilometers the maximum number of such missiles for which any bomber of that type is equipped for one operational mission. Second Agreed Statement. During the term of the Treaty no bomber of the B-52 or B-1 types of the United States of America and no bomber of the Tupolev-95 or Myasishchev types of the Union of Soviet Socialist Republics will be equipped for more than twenty cruise missiles capable of a range in excess of 600 kilometers. Article V 1. Within the aggregate numbers provided for in paragraphs 1 and 2 of Article lil, each Party undertakes to limit launchers of ICBMs and SLBMs equipped with MlRVs, ASBMs equipped with MlRVs, and heavy bombers equipped for cruise missiles

304 APPENDIX B capable of a range in excess of 600 kilometers to an aggregate number not to exceed 1 ,320. 2. Within the aggregate number provided for in paragraph 1 of this Article, each Party undertakes to limit launchers of ICBMs and SLBMs equipped with MlRVs, and ASBMs equipped with MlRVs to an aggregate number not to exceed 1,200. 3. Within the aggregate number provided for in paragraph 2 of this Article, each Party undertakes to limit launchers of ICBMs equipped with MlRVs to an aggregate number not to exceed 820. 4. For each bomber of a type equipped for ASBMs equipped with MlRVs, the aggregate numbers provided for in paragraphs 1 and 2 of this Article shall include the maximum number of ASBMs for which a bomber of that type is equipped for one operational mission. Agreed Statement. If a bomber is equipped for ASBMs equipped with MlRVs, all bombers of that type shall be considered to be equipped for ASBMs equipped with MlRVs. 5. Within the aggregate numbers provided for in paragraphs 1, 2, and 3 of this Article and subject to the provisions of this Treaty, each Party has the right to determine the composition of these aggregates. Article Vl . The limitations provided for in this Treaty shall apply to those arms which are: (a) operational; (b) in the final stage of construction; (c) in reserve, in storage, or mothballed; (d) undergoing overhaul, repair, modernization, or conversion. 2. Those arms in the final stage of construction are: (a) SLBM launchers on submarines which have begun sea trials; (b) ASBMs after a bomber of a type equipped for such missiles has been brought out of the shop, plant, or other facility where its final assembly or conversion for the purpose of equipping it for such missiles has been performed; (c) other strategic offensive arms which are finally assembled in a shop, plant, or other facility after they have been brought out of the shop, plant, or other facility where their final assembly has been performed. 3. ICBM and SLBM launchers of a type not subject to the limitation provided for in Article V, which undergo conversion into launchers of a type subject to that limitation, shall become subject to that limitation as follows: (a) fixed ICBM launchers when work on theirconversion reachesthestage which first definitely indicates that they are being so converted; (b) SLBM launchers on a submarine win-en that submarine first goes to sea after their conversion has been performed. Agreed Statement. The procedures referred to in paragraph 7 of Article Vl of the Treaty shall include procedures determining the manner in which mobile ICBM launchers of a type not subject to the limitation provided for in Article V of the Treaty, which undergo conversion into launchers of a type subject to that limitation, shall become subject to

SALT II TREATY 305 that limitation, unless the Parties agree that mobile ICBM launchers shall not be de- ployed after the date on which the Protocol ceases to be in force. 4. ASBMs on a bomber which undergoes conversion from a bomber of a type equipped forASBMs which are not subject to the limitation provided for in Article V into a bomber of a type equipped for ASBMs which are subject to that limitation shall become subject to that limitation when the bomber is brought out of the shop, plant, or other facility where such conversion has been performed. 5. A heavy bomber of a type not subject to the limitation provided for in paragraph 1 of Article V shall become subject to that limitation when it is brought out of the shop, plant, or other facility where it has been converted into a heavy bomber of a type equipped for cruise missiles capable of a range in excess of 600 kilometers. A bomber of a type not subject to the limitation provided for in paragraph 1 or 2 of Article 111 shall become subject to that limitation and to the limitation provided for in paragraph 1 of Article V when it is brought out of the shop, plant, or other facility where it has been converted into a bomber of a type equipped for cruise missiles capable of a range in excess of 600 ki lometers. 6. The arms subject to the limitations provided for in this Treaty shall continue to be subject to these limitations until they are dismantled, are destroyed, or otherwise cease to be subject to these limitations under procedures to be agreed upon. Agreed Statement. The procedures for removal of strategic offensive arms from the aggregate numbers provided for in the Treaty, which are referred to in paragraph 6 of Article Vl of the Treaty, and which are to be agreed upon in the Standing Consultative Commission, shall include: (a) procedures for removal from the aggregate numbers, provided for in Article V of the Treaty, of ICBM and SLBM launchers which are being converted from launchers of a type subject to the limitation provided for in Article V of the Treaty, into launchers of a type not subject to that limitation; (b) procedures for removal from the aggregate numbers, provided for in Articles 111 and V of the Treaty, of bombers which are being converted from bombers of a type subject to the limitations provided for in Article 111 of the Treaty or in Articles 111 and V of the Treaty into airplanes or bombers of a type not so subject. Common Understanding. The procedures referred to in subparagraph (b) of the Agreed Statement to paragraph 6 of Article Vl of the Treaty for removal of bombers from the aggregate numbers provided for in Articles 111 and V of the Treaty shall be based upon the existence of functionally related observable differences which indicate whether or not they can perform the mission of a heavy bomber, or whether or not they can perform the mission of a bomber equipped forcruise missiles capable of a range in excess of 600 ki lometers. 7. In accordance with the provisions of Article XVII, the Parties will agree in the Standing Consultative Commission upon procedures to implement the provisions of this Article. Article V11 1. The limitations provided for in Article 111 shall not apply to ICBM and SLBM test and training launchers or to space vehicle launchers for exploration and use of outer

306 APPENDIX B space. ICBM and SLBM test and training launchers are ICBM and SLBM launchers used only for testing or training. Common Understanding. The term "testing," as used in Article Vll of the Treaty, includes research and development. 2. The Parties agree that: (a) there shall be no significant increase in the numberof ICBM or SLBM test and training launchers or in the number of such launchers of heavy ICBMs; (b) construction or conversion of ICBM launchers at test ranges shall be under- taken only for purposes of testing and training; (c) there shall be no conversion of ICBM test and training launchers or of space vehicle launchers into ICBM launchers subject to the limitations provided for in Article 111. First Agreed Statement. The term "significant increase," as used in subparagraph 2(a) of Article Vl I of the Treaty, means an increase of fifteen percent or more. Any new ICBM test and training launchers which replace ICBM test and training launchers at test ranges will be located only at test ranges. Second Agreed Statement. Current test ranges where ICBMs are tested are located: for the United States of America, near Santa Maria, California, and at Cape Canaveral, Florida; and for the Union of Soviet Socialist Republics, in the areas of Tyura-Tam and Plesetskaya. In the future, each Party shall provide notification in the Standing Consul- tative Commission of the location of any other test range used by that Party to test ICBMs. First Common Understanding. At test ranges where ICBMs are tested, other arms, including those not limited by the Treaty, may also be tested. Second Common Understanding. Of the eighteen launchers of fractional orbital missiles at the test range where ICBMs are tested in the area of Tyura-Tam, twelve launchers shall be dismantled or destroyed and six launchers may be converted to launchers for testing missiles undergoing modernization. Dismantling or destruction of the twelve launchers shall begin upon entry into force of the Treaty and shall be completed within eight months, under procedures for dis- mantling or destruction of these launchers to be agreed upon in the Standing Consul- tative Commission. These twelve launchers shall not be replaced. Conversion of the six launchers may be carried out after entry into force of the Treaty. After entry into force of the Treaty, fractional orbital missiles shall be removed and shall be destroyed pursuant to the provisions of subparagraph 1 (c) of Article IX and of Article Xl of the Treaty and shall not be replaced by other missiles, except in the case of conversion of these six launchers for testing missiles undergoing moderniza- tion. After removal of the fractional orbital missiles, and prior to such conversion, any activities associated with these launchers shall be limited to normal maintenance requirements for launchers in which missiles are not deployed. These six launchers shall be subject to the provisions of Article Vll of the Treaty and, if converted, to the provisions of the Fifth Common Understanding to paragraph 5 of Article 11 of the Treaty.

SALT II TREATY 307 Article V111 1. Each Party undertakes not to flight-test cruise missiles capable of a range in excess of 600 kilometers or ASBMs from aircraftother then bombers orto convert such aircraft into aircraft equipped for such missiles. Agreed Statement. For purposes of testing only, each Party has the right, through initial construction or, as an exception to the provisions of paragraph 1 of Article Vl 11 of the Treaty, by conversion, to equip for cruise missiles capable of a range in excess of 600 kilometers or for ASBMs no more than sixteen airplanes, including airplanes which are prototypes of bombers equipped for such missiles. Each Party also has the right, as an exception to the provisions of paragraph 1 of Article Vlil of the Treaty, to flight-test from such airplanes cruise missiles capable of a range in excess of 600 kilometers and, after the date on which the Protocol ceases to be in force, to flight-test ASBMs from such airplanes as well, unless the Parties agree that they will not flight-test ASBMs after that date. The limitations provided for in Article 111 of the Treaty shall not apply to such al rplanes. The aforementioned airplanes may include only: (a) airplanes other than bombers which, as an exception to the provisions of para- graph 1 of Article Vlil of the Treaty, have been converted into airplanes equipped for cruise missiles capable of a range in excess of 600 kilometers or for ASBMs; (b) airplanes considered to be heavy bombers pursuant to subparagraph 3(c) or 3(d) of Article 11 of the Treaty; and (c) airplanes other than heavy bombers which, prior to March 7, 1979, were used for testing cruise missiles capable of a range in excess of 600 kilometers. The airplanes referred to in subparagraphs (a) and (b) of this Agreed Statement shall be distinguishable on the basis of functionally related observable differences from airplanes which otherwise would be of the same type but cannot perform the mission of a bomber equipped for cruise missiles capable of a range in excess of 600 kilometers or for ASBMs. The airplanes referred to in subparagraph (c) of this Agreed Statement shall not be used for testing cruise missiles capable of a range in excess of 600 kilometers afterthe expiration of a six-month period from the date of entry into force of the Treaty, unless by the expiration of that period they are distinguishable on the basis of functionally related observable differences from airplanes which otherwise would be of the same type but cannot perform the mission of a bomber equipped for cruise missiles capable of a range in excess of 600 kilometers. First Common Understanding. The term "testing," as used in the Agreed Statement to oaraaraDh 1 of Article Vlil of the Treaty, includes research and development. r—~—~ or Second Common Understanding. The Parties shall notify each other in the Standing Consultative Commission of the number of airplanes, according to type, used for testing pursuant to the Agreed Statement to paragraph 1 of Article Vlil of the Treaty. Such notification shall be provided at the first regular session of the Standing Consul- tative Commission held after an airplane has been used for such testing. Third Common Understanding. None of the sixteen airplanes referred to in the Agreed Statement to paragraph 1 of Article Vlil of the Treaty may be replaced, except in the event of the involuntary destruction of any such airplane or in the case of the disman- tling or destruction of any such airplane. The proceduresforsuch replacement end for

308 APPENDIX B removal of any such airplane from that number, in case of its conversion, shall be agreed upon in the Standing Consultative Commission. 2. Each Party undertakes not to convert aircraft other than bombers into aircraft which can carry out the mission of a heavy bomber as referred to in subparagraph 3(b) of Article II. Article IX 1. Each Party undertakes not to develop, test, or deploy: (a) ballistic missiles capable of a range in excess of 600 kilometersfor installation on waterborne vehicles other than submarines, or launchers of such missiles; Common Understanding to subparagraph (a). The obligations provided for in subpara- graph 1 (a) of Article IX of the Treaty do not affect current practices for transporting ballistic missiles. (b) fixed ballistic or cruise missile launchers for emplacement on the ocean floor, on the seabed, or on the beds of internal waters and inland waters, or in the subsoil thereof, or mobile launchers of such missiles, which move only in contact with the ocean floor, the seabed, or the beds of internal waters and inland waters, or missiles for such launchers; Agreed Statement to subparagraph (b). The obligations provided for in subparagraph 1 (b) of Article IX of the Treaty shall apply to all areas of the ocean floor and the seabed, including the seabed zone referred to in Articles I and 11 of the 1971 Treaty on the Prohibition of the Emplacement of Nuclear Weapons and Other Weapons of Mass Destruction on the Seabed and the Ocean Floor and in the Subsoil Thereof. (c) systems for placing into Earth orbit nuclear weapons or any other kind of weapons of mass destruction, including fractional orbital missiles; Common Understanding to subparagraph (c). The provisions of subparagraph 1 (c) of Article IX of the Treaty do not require the dismantling or destruction of any existing launchers of either Party. (d) mobile launchers of heavy ICBMs; (e) SLBMs which have a launch-weight greater or a throw-weight greater than that of the heaviest, in termsof either launch-weight orthrow-weight, respectively, of the light ICBMs deployed by either Party as of the date of signature of this Treaty, or launche,s of such SLBMs; or (f) ASBMs which have a launch-weight greater or a throw-weight greater than that of the heaviest, in terms of either launch-weight orthrow-weight, respectively, of the light ICBMs deployed by either Party as of the date of signature of this Treaty.

SALT II TREATY 309 First Agreed Statement to subparagraphs (e) and (f). The launch-weight of an SLBM or of an ASBM is the weight of the fully loaded missile itself at the time of launch. Second Agreed Statement to subparagraphs (e) and (t). The throw-weight of an SLBM or of an ASBM is the sum of the weight of: (a) its reentry vehicle or reentry vehicles; (b) any self-contained dispensing mechanisms or other appropriate devices for targeting one reentry vehicle, or for releasing or for dispensing and targeting two or more reentry vehicles; and (c) its penetration aids, including devices for their release. Common Understanding to subparagraphs (e) and (f). The term "other appropriate devices," as used in the definition of the throw-weight of an SLBM orof an ASBM in the Second Agreed Statement to subparagraphs 1 (e) and 1 (f) of'Article IX of the Treaty, means any devices for dispensing and targeting two or more reentry vehicles; and any devices for releasing two or more reentry vehicles or for targeting one reentry vehicle, which cannot provide their reentry vehicles or reentry vehicle with additional velocity of more than 1,000 meters per second. 2. Each Party undertakes not to flight-test from aircraft cruise missiles capable of a range in excess of 600 kilometers which are equipped with multiple independently targetable warheads and not to deploy such cruise missiles on aircraft. Agreed Statement. Warheads of a cruise missile are independently targetable if ma- neuvering or targeting of the warheads to separate aim points along ballistic trajecto- ries or any other flight paths, which are unrelated to each other, is accomplished during a flight of a cruise missile. Article X Subject to the provisions of this Treaty, modernization and replacement of strategic offensive arms may be carried out. Article Xl 1. Strategic offensive arms which would be in excess of the aggregate numbers provided for in this Treaty as well as strategic offensive arms prohibited by this Treaty shall be dismantled or destroyed under procedures to be agreed upon in the Standing Consultative Commission. 2. Dismantling or destruction of strategic offensive arms which would be in excess of the aggregate number provided for in paragraph 1 of Article lil shall begin on the date of the entry into force of this Treaty and shall be completed within the following periods from that date: four months for ICBM launchers; six months for SLBM launch- ers; and three months for heavy bombers. 3. Dismantling or destruction of strategic offensive arms which would be in excess of the aggregate number provided for in paragraph 2 of Article lil shall be initiated no later than January 1, 1981, shall be carried out throughout the ensuing twelve-month period, and shall be completed no later than December 31, 1981. 4. Dismantling or destruction of strategic offensive arms prohibited by this Treaty shall be completed within the shortest possible agreed period of time, but not later then six months after the entry into force of this Treaty.

310 APPENDIX B Article Xl1 1. In order to ensure the viability and effectiveness of this Treaty, each Party under- takes not to circumvent the provisions of this Treaty, through any other state or states, or in any other manner. Article Xl11 1. Each Party undertakes not to assume any international obligations which would conflict with this Treaty. Article XIV The Parties undertake to begin, promptly after the entry into force of this Treaty, active negotiations with the objective of achieving, as soon as possible, agreement on further measures for the limitation and reduction of strategic arms. It is also the objective of the Parties to conclude well in advance of 1985 an agreement limiting strategic offensive arms to replace this Treaty upon its expiration. Article XV 1. For the purpose of providing assurance of compliance with the provisions of this Treaty, each Party shall use national technical means of verification at its disposal in a manner consistent with generally recognized principles of international law. 2. Each party undertakes not to interfere with the national technical means of verifi- cation of the other Party operating in accordance with paragraph 1 of this Article. 3. Each Party undertakes not to use deliberate concealment measures which impede verification by national technical means of compliance with the provisions of this Treaty. This obligation shall not require changes in current construction, assem- bly, conversion, or overhaul practices. First Agreed Statement. Deliberate concealment measures, as referred to in paragraph 3 of Article XV of the Treaty, are measures carried out deliberately to hinder or deliber- ately to impede verification by national technical means of compliance with the provisions of the Treaty. Second Agreed Statement. The obligation not to use deliberate concealment meas- ures, provided for in paragraph 3 of Article XV of the Treaty, does not preclude the testing of anti-missile defense penetration aids. First Common Understanding. The provisions of parag raph 3 of Article XV of the Treaty and the First Agreed Statement thereto apply to all provisions of the Treaty, including provisions associated with testing. I n this connection, the obligation not to use deli ber- ate concealment measures includes the obligation not to use deliberate concealment measures associated with testing, including those measures aimed at concealing the association between ICBMs and launchers during testing. Second Common Understanding. Each Party is free to use various methods of trans- mitting telemetric information during testing, including its encryption, except that, in accordance with the provisions of paragraph 3 of Article XV of the Treaty, neither Party shall engage in deliberate denial of telemetric information, such as through the use of telemetry encryption, whenever such denial impedes verfication of compliance with the provisions Of the Treaty.

SALT II TREATY 311 Third Common Understanding. I n addition to the obligations provided for in paragraph 3 of Article XV of the Treaty, no shelters which impede verification by national technical means of compliance with the provisions of the Treaty shall be used over ICBM silo launchers. Article XVI 1. Each Party undertakes, before conducting each planned ICBM launch, to notify the other Party well in advance on a case-by-case basis that such a launch will occur, except for single ICBM launches from test ranges or from ICBM launcher deployment areas, which are not planned to extend beyond its national territory. First Common Understanding. ICBM launches to which the obligations provided for in Article XVI of the Treaty apply, include, among others, those ICBM launches for which advance notification is required pursuant to the provisions of the Agreement on Measures to Reduce the Risk of Outbreak of NuclearWar Between the United States of America and the Union of. Soviet Socialist Republics, signed September 30, 1971, and the Agreement Between the Government of the United States of America and the Government of the Union of Soviet Socialist Republics on the Prevention of Incidents On and Over the High Seas, signed May 25, 1972. Nothing in Article XVI of the Treaty is intended to inhibit advance notification, on a voluntary basis, of any ICBM launches not subject to its provisions, the advance notification of which would enhance confi- dence between the Parties. Second Common Understanding. A multiple ICBM launch conducted by a Party, as distinct from single ICBM launches referred to in Article XVI of the Treaty, is a launch which would result in two or more of its ICBMs being in flight at the same time. Third Common Understanding. The test ranges referred to in Article XVI of the Treaty are those covered by the Second Agreed Statement to paragraph 2 of Article Vll of the Treaty. 2. The Parties shall agree in the Standing Consultative Commission upon proce- dures to implement the provisions of this Article. Article XVII 1. To promote the objectives and implementation of the provisions of this Treaty, the Parties shall use the Standing Consultative Commission established by the Memo- randum of Understanding Between the Government of the United States of America and the Government of the Union of Soviet Socialist Republics Regarding the Estab- lishment of a Standing Consultative Commission of December 21, 1972. 2. Within the framework of the Standing Consultative Commission, with respect to this Treaty, the Parties wil l: (a) consider questions concerning compliance with the obligations assumed and related situations which may be considered ambiguous; (by provide on a voluntary basis such information as either Party considers necessary to assure confidence in compliance with the obligations assumed;

312 APPENDIX B (c) consider questions involving unintended interference with national technical means of verification, and questions involving unintended impeding of verification by national technical means of compliance with the provisions of this Treaty; (d) consider possible changes in the strategic situation which have a bearing on the provisions of this Treaty; (e) agree upon procedures for replacement, conversion, and dismantling o destruction, of strategic offensive arms in cases provided for in the provisions of this Treaty and upon procedures for removal of such arms from the aggregate numbers when they otherwise cease to be subject to the limitations provided for in this Treaty, and at regular sessions of the Standing Consultative Commission, notify each other in accordance with the aforementioned procedures, at least twice annually, of actions completed and those in process; (f ) consider, as appropriate, possi ble proposals for further i ncreasing the viabi lity of this Treaty, including proposals for amendments in accordance with the provi- sions of this Treaty; (9) consider, as appropriate, proposals for further measures limiting strategic offensive arms. 3. In the Standing Consultative Commission the Parties shall maintain by category the agreed data base on the numbers of strategic offensive arms established by the Memorandum of Understanding Between the United States of America and the Union of Soviet Socialist Republics Regarding the Establishment of a Data Base on the Numbers of Strategic Offensive Arms of June 18, 1979. Agreed Statement. In order to maintain the agreed data base on the numbers of strategic offensive arms subject to the limitations provided for in the Treaty in accord- ance with paragraph 3 of Article XVII of the Treaty, at each regular session of the Standing Consultative Commission the Parties will notify each other of and consider changes in those numbers in the following categories: launchers of ICBMs; fixed launchers of ICBMs; launchers of ICBMs equipped with MlRVs; launchers of SLBMs; launchers of SLBMs equipped with MlRVs; heavy bombers; heavy bombers equipped for cruise missiles capable of a range in excess of 600 kilometers; heavy bombers equipped only for ASBMs; ASBMs; and ASBMs equipped with MlRVs. Article XVI I I Each Party may propose amendments to this Treaty. Agreed amendments shall enter into force in accordance with the procedures governing the entry into force of this Treaty. Article XIX 1. -This Treaty shall be subject to ratification in accordance with the constitutional procedures of each Party. This Treaty shall enter into force on the day of the exchange of instruments of ratification and shall remain in force through December 31, 1985, unless replaced earlier by an agreement further limiting strategic offensive arms. 2. This Treaty shall be registered pursuant to Article 102 of the Charterof the United Nations. 3. Each Party shall, in exercising its national sovereignty, have the right to withdraw from this Treaty if it decides that extraordinary events related to the subject matter of this Treaty have jeopardized its supreme interests. It shall give notice of its decision to the other Party six months prior to withdrawal from the Treaty. Such notice shall

SALT II TREATY 313 include a statement of the extraordinary events the notifying Party regards as having jeopardized its supreme interests. DONE at Vienna on June 18, 1979, in two copies, each in the English and Russian languages, both texts being equally authentic. For the United States of America: JIMMY CARTER President of the United States of America For the Union of Soviet Socialist Republics: L. BREZHNEV, General Secretary of the CPSU, Chairman of the Presidium of the Supreme Soviet of the U.S.S.R.

Protocol to the Treaty Between the United States of America and the Union of Soviet Socialist Republics on the Limitation of Strategic Offensive Arms The United States of America and the Union of Soviet Socialist Republics, herein- after referred to as the Parties, Having agreed on limitations on strategic offensive arms in the Treaty, Have agreed on additional limitations for the period during which this Protocol remains in force, as follows: Article I Each Party undertakes not to deploy mobile ICBM launchers or to flight-test ICBMs from such launchers. Article 11 1. Each Party undertakes not to deploy cruise missiles capable of a range in excess of 600 kilometers on sea-based launchers or on land-based launchers. 2. Each Party undertakes not to flight-test cruise missiles capable of a range in excess of 600 kilometers which are equipped with multiple independently targetable warheads from sea-based launchers or from land-based launchers. Agreed Statement. Warheads of a cruise missile are independently targetable if ma- neuvering or targeting of the warheads to separate aim points along ballistic trajectories or any other flight paths, which are unrelated to each other, is accomplished during a flight of a cruise missile. 3. For the purposes of this Protocol, cruise missiles are unmanned, self-propelled, guided, weapon-delivery vehicles which sustain flight through the use of aerodynamic lift over most of their flight path and which are flight-tested from or deployed on sea- based or land-based launchers, that is, sea-launched cruise missiles and ground- launched cruise missiles, respectively. First Agreed Statement. If a cruise missile is capable of a range in excess of 600 kilo- meters, all cruise missiles of that type shall be considered to be cruise missiles capable of a range in excess of 600 kilometers. First Common Understanding. If a cruise missile has been flight-tested to a range in excess of 600 kilometers, it shall be considered to be a cruise missile capable of a range in excess of 600 kilometers. Second Common Understanding. Cruise missiles not capable of a range in excess of 600 kilometers shall not be considered to be of a type capable of a range in excess of 600 kilometers if they are distinguishable on the basis of externally observable design features from cruise missiles of types capable of a range in excess of 600 kilometers. 314

SHALT II TREATY 315 Second Agreed Statement. The range of which a cruise missile is capable is the maxi- mum distance which can be covered by the missile in its standard design mode flying until fuel exhaustion, determined by projecting its flight path onto the Earth's sphere from the point of launch to the point of impact. Third Agreed Statement. If an unmanned, self-propelled, guided vehicle which sus- tains flight through the use of aerodynamic lift over most of its flight path has been flight-tested or deployed for weapon delivery, all vehicles of that type shall be con- sidered to be weapon-delivery vehicles. Third Common Understanding. Unmanned, self-propelled, guided vehicles which sustain flight through the use of aerodynamic lift over most of their flight-path and are not weapon-delivery vehicles, that is, unarmed, pilotless, guided vehicles, shall not be considered to be cruise missiles if such vehicles are distinguishable from cruise mis- siles on the basis of externally observable design features. Fourth Common Understanding. Neither Party shall convert unarmed, pilotless, guided vehicles into cruise missiles capable of a range in excess of 600 kilometers, nor shall either Party convert cruise missiles capable of a range in excess of 600 kilometers into unarmed, pilotless, guided vehicles. Fifth Common Understanding. Neither Party has plans during the term of the Protocol to flight-test from or deploy on sea-based or land-based launchers unarmed, pilotless, guided vehicles which are capable of a range in excess of 600 kilometers. In the future, should a Party have such plans, that Party will provide notification thereof to the other Party well in advance of such flight-testing or deployment. This Common Understand- ing does not apply to target drones. Article l l l Each Party undertakes not to flight-test or deploy ASBMs. Article IV This Protocol shall be considered an integral part of the Treaty. It shall enter into force on the day of the entry into force of the Treaty and shall remain in force through December 31, 1981, unless replaced earlier by an agreement on further measures limiting strategic offensive arms. DONE at Vienna on June 18, 1979, in two copies, each in the English and Russian languages, both texts being equally authentic. For the United States of America: JIMMY CARTER President of the United States of America For the Union of Soviet Socialist Republics: L. BREZHNEV General Secretary of the CPSU, Chairman of the Presidium of the Supreme Soviet of the U.S.S.R.

Memorandum of Understanding Between the United States of America and the Union of Soviet Socialist Republics Regarding the Establishment of a Data Base on the Numbers of Strategic Offensive Arms For the purposes of the Treaty Between the United States of America and the Union of Soviet Socialist Republics on the Limitation of Strategic Offensive Arms, the Parties have considered data on numbers of strategic offensive arms and agree that as of November 1, 1978 there existed the following numbers of strategic offensive arms subject to the limitations provided for in the Treaty which is being signed today. U.S.S.h. Launchers of ICBMs Fixed launchers of ICBMs Launchers of ICBMs equipped with MlRVs Launchers of SLBMs Launchers of SLBMs equipped with M I RVs Heavy bombers Heavy bombers equipped for cruise missiles capable of a range in excess of 600 kilometers Heavy bombers equipped only for ASBMs ASBMs ASBMs equipped with MlRVs 1 ,054 1 ,054 550 656 496 574 o o o o 1 ,398 1 ,398 576 950 128 156 At the time of entry into force of the Treaty the Parties will update the above agreed data in the categories listed in this Memorandum. DONE at Vienna on June 18, 1979, in two copies, each in the English and Russian languages, both texts being equally authentic. For the United States of America RALPH EARLE II Chief of the United States Delegation to the Strategic Arms Limitation Talks For the Union of Soviet Socialist Republics V. KARPOV Chief of the U.S.S.R. Delegation to the Strategic Arms Limitation Talks 316

SALT II TREATY 317 Statement of Data on the Numbers of Strategic Offensive Arms as of the Date of Signature of the Treaty The United States of America declares that as of June 18, 1979 it possesses the following numbers of strategic offensive arms subject to the limitations provided for ih the Treaty which is being signed today: Launchers of ICBMs Fixed launchers of ICBMs Launchers of ICBMs equipped with M I RVs Launchers of SLBMs Launchers of SLBMs equipped with MlRVs Heavy bombers Heavy bombers equipped for cruise missiles capable of a range in excess of 600 kilometers Heavy bombers equipped only for ASBMs ASBMs ASBMs equipped with MlRVs June 18, 1979 RALPH EARLE II 1 ,054 1 ,054 550 656 496 573 3 o o o Chief of the United States Delegation to the Strategic Arms Limitation Talks I certify that this is a true copy of the document signed by Ambassador Ralph Earle I I entiled "Statement of Data on the Numbers of Strategic Offensive Arms as of the Date of Signature of the Treaty" and given to Ambassador V. Karpov on June 18, 1979 in Vienna, Austria. THOMAS GRAHAM, JR. General Counsel United States Arms Control and Disarmament Agency Statement of Data on the Numbers of Strategic Offensive Arms as of the Date of Signature of the Treaty The Union of Soviet Socialist Republics declares that as of June 18, 1979, it possesses the following numbers of strategic offensive arms subject to the limitations provided for in the Treaty which is being signed today: Launchers of ICBMs Fixed launchers of ICBMs 1 ,398 1 ,398

318 Launchers of ICBMs equipped with MlRVs Launchers of SLBMs Launchers of SLBMs equipped with MlRVs Heavy bombers Heavy bombers equipped for cruise missiles capable of a range in excess of 600 kilometers Heavy bombers equipped only for ASBMs ASBMs ASBMs equipped with M I RVs Junel8,1979 V. KARPOV Chief of the U.S.S.R. Delegation to the Strategic Arms Limitation Talks Translation certified by: W.D. Krimer, Senior Language Officer, Division of Language Services, U.S. Department of State WILLIAM D. KRIMER APPENDIX B 608 950 144 156 o o o o

Joint Statement of Principles and Basic Guidelines for Subsequent Negotiations on the Limitation of Strategic Arms The United States of America and the Union of Soviet Socialist Republics, herein- after referred to as the Parties, Having concluded the Treaty on the Limitation of Strategic Offensive Arms, Reaffirming that the strengthening of strategic stability meets the interests of the Parties and the interests of international security, Convinced that early agreement on the further limitation and further reduction of strategic arms would serve to strengthen international peace and security and to reduce the risk of outbreak of nuclear war, Have agreed as follows: First, The Parties will continue to pursue negotiations, in accordance with the principle of equality and equal security, on measures for the further limitation and reduction in the numbers of strategic arms, as well as for their further qualitative limitation. In furtherance of existing agreements between the Parties on the limitation and reduction of strategic arms, the Parties will continue, for the purposes of reducing and averting the risk of outbreak of nuclear war, to seek measures to strengthen strategic stability by, among other things, limitations on strategic offensive arms most destabilizing to the strategic balance and by measures to reduce and to avert the risk of surprise attack. Second. Further limitations and reductions of strategic arms must be subject to adequate verification by national technical means, using additionally, as appropriate, cooperative measures contributing to the effectiveness of verification by national technical means. The Parties will seek to strengthen verification and to perfect the operation of the Standing Consultative Commission in order to promote assurance of compliance with the obligations assumed by the Parties. Third. The Parties shall pursue in the course of these negotiations, taking into con- sideration factors that determine the strategic situation, the following objectives: significant and substantial reductions in the numbers of strategic offensive arms; 2) qualitative limitations on strategic offensive arms, including restrictions on the development, testing, and deployment of new types of strategic offensive arms and on the modernization of existing strategic offensive arms; 3) resolution of the issues included in the Protocol to the Treaty Between the United States of America and the Union of Soviet Socialist Republics on the Limitation of Strategic Offensive Arms in the context of the negotiations relating to the implementation of the principles and objectives set out herein. Fourth. The Parties will consider other steps to ensure and enhance strategic stability, to ensure the equality and equal security of the Parties, and to implement the above principles and objectives. Each Party will be free to raise any issue relative to the further limitation of strategic arms. The Parties will also consider further joint 319

320 APPENDIX B measures, as appropriate, to strengthen international peace and security and to red duce the risk of outbreak of nuclear war. Vienna, June 18, 1979 For the United States of America JIMMY CARTER President of the United States of America For the Union of Soviet Socialist Republics L. BREZHNEV General Secretary of the CPSU, Chairman of the Presidium of the Supreme Soviet of the U.S.S.R.

Soviet Backfire Statement On June 16,1979, President Brezhnev handed PresidentCarterthefollowingwritten statement [original Russian text was attached]: "The Soviet side informs the US side that the Soviet 'Tu-22M' airplane, called 'Back- fire' in the USA, is a medium-range bomber, and that it does not intend to give this airplane the capability of operating at intercontinental distances. In this connection, the Soviet side states that it will not increase the radius of action of this airplane in such a way as to enable it to strike targets on the territory of the USA. Nor does it intend to give it such a capability in any other manner, including by in-flight refueling. At the same time, the Soviet side states that it will not increase the production rate of this airplane as compared to the present rate." President Brezhnev confirmed that the Soviet Backfire production rate would not exceed 30 per year. President Carter stated that the United States enters into the SALT I I Agreement on the basis of the commitments contained in the Soviet statement and that it considers the carrying out of these commitments to be essential to the obligations assumed under the Treaty. CYRUS VANCE 321

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