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An Assessment of the SBIR Program at the Department of Energy
Appendixes
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Appendix A
DoE SBIR Program Data
TABLE APP-A-1 Phase I Awards
Fiscal Year
Number of Phase I Awards
Average Award Size ($)
Maximum Award Size ($)
Total Phase I Award Dollars
1992
196
49,765
50,000
9,753,886
1993
167
74,076
75,000
12,370,630
1994
209
74,363
75,000
15,541,961
1995
196
74,570
75,000
14,615,796
1996
167
74,795
75,000
12,490,776
1997
194
74,099
75,000
14,375,212
1998
204
74,669
75,000
15,232,440
1999
185
99,432
99,999
18,394,937
2000
292
68,152
99,998
19,900,505
2001
310
68,166
99,999
21,131,432
2002
328
68,894
99,999
22,597,310
2003
323
67,876
99,999
21,923,938
2004
257
95,325
99,999
24,498,613
2005
258
99,449
99,999
25,657,718
Total
3,286
248,485,154
SOURCE: U.S. Small Business Administration, Tech-Net Database.
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TABLE APP-A-2 Phase I Awards to Minority-Owned Businesses
Fiscal Year
Number of Phase I Awards
Average Award Size ($)
Maximum Award Size ($)
Total Phase I Award Dollars
1992
20
50,000
50,000
1,000,000
1993
21
74,440
75,000
1,563,235
1994
23
74,919
75,000
1,723,137
1995
23
74,917
75,000
1,723,093
1996
23
74,800
75,000
1,720,398
1997
33
74,621
75,000
2,462,480
1998
34
74,723
75,000
2,540,584
1999
32
99,019
99,991
3,168,602
2000
46
62,888
99,997
2,892,843
2001
39
74,216
99,996
2,894,424
2002
37
62,040
99,988
2,295,495
2003
34
85,256
99,999
2,898,695
2004
31
95,535
99,997
2,961,589
2005
39
99,954
99,999
3,898,224
SOURCE: U.S. Small Business Administration, Tech-Net Database.
TABLE APP-A-3 Phase I Awards to Woman-Owned Businesses
Fiscal Year
Number of Phase I Awards
Average Award Size ($)
Maximum Award Size ($)
Total Phase I Award Dollars
1992
8
50,000
50,000
400,000
1993
17
73,621
75,000
1,251,555
1994
18
74,897
75,000
1,348,142
1995
5
70,964
75,000
354,818
1996
9
74,777
75,000
672,991
1997
18
74,644
75,000
1,343,594
1998
14
74,925
75,000
1,048,951
1999
19
98,671
99,997
1,874,754
2000
24
70,803
99,997
1,699,276
2001
25
67,989
99,999
1,699,728
2002
18
66,240
99,988
1,192,327
2003
25
75,144
99,997
1,878,605
2004
19
98,074
99,999
1,863,400
2005
33
99,578
99,998
3,286,065
SOURCE: U.S. Small Business Administration, Tech-Net Database.
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TABLE APP-A-4 Phase I Awards, by State
State
Number of Phase I Awards
State
Number of Phase I Awards
AL
20
CA
704
AR
8
MA
569
AZ
65
CO
311
CA
704
CT
185
CO
311
NY
123
CT
185
TX
121
DC
1
NJ
113
DE
32
VA
113
FL
42
OH
97
GA
22
WA
83
HI
1
NM
82
IA
3
PA
72
IL
64
MD
69
IN
16
AZ
65
KS
7
IL
64
KY
4
TN
64
LA
3
UT
55
MA
569
FL
42
MD
69
MI
41
ME
7
DE
32
MI
41
OR
32
MN
25
NC
27
MO
6
MN
25
MS
1
GA
22
MT
11
NH
22
NC
27
AL
20
ND
3
WI
17
NE
3
IN
16
NH
22
MT
11
NJ
113
OK
11
NM
82
AR
8
NV
8
NV
8
NY
123
KS
7
OH
97
ME
7
OK
11
VT
7
OR
32
MO
6
PA
72
WV
6
RI
2
WY
5
SC
3
KY
4
TN
64
IA
3
TX
121
LA
3
UT
55
ND
3
VA
113
NE
3
VT
7
SC
3
WA
83
RI
2
WI
17
DC
1
WV
6
HI
1
WY
5
MS
1
Total
3,286
SOURCE: U.S. Small Business Administration, Tech-Net Database.
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TABLE APP-A-5 Phase I Awards in Massachusetts, by Town/City
City
Number of Phase I Awards
Waltham
81
Summary
Watertown
60
48 towns win 1 award
Bedford
52
Top 5 towns
278
Andover
46
Top 5 %
45.6%
Shrewsbury
39
Somerville
33
Westborough
28
Burlington
27
Norwood
23
Cambridge
20
Billerica
19
Woburn
19
Turners Falls
18
Marlborough
15
Natick
12
Lowell
11
Newton
10
Boston
9
East Falmouth
8
Lexington
8
Concord
6
Littleton
6
Chelmsford
5
Sturbridge
5
Wilmington
5
Amherst
4
Belmont
4
Topsfield
4
Duxbury
3
Holliston
3
Needham Heights
3
Willmington
3
Allston
2
Forestdale
2
Salem
2
Wayland
2
Acton
1
Boxboro
1
Brookline
1
Chatham
1
Danvers
1
Dedham
1
North Chelmsford
1
North Falmouth
1
South Deerfield
1
Tewksbury
1
Wakefield
1
Wellesley
1
Total
609
SOURCE: Department of Energy.
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TABLE APP-A-6 Phase I Awards, by Company
Company
Number of Phase I Awards
Total Dollars
Physical Optics Corporation
45
3,824,563
TDA Research, Inc.
40
3,249,287
Omega-p, Inc.
39
3,449,995
Radiation Monitoring Devices, Inc.
39
3,350,000
Eltron Research, Inc.
36
2,974,855
Physical Sciences, Inc.
34
2,723,934
Membrane Technology and Research, Inc.
32
2,599,619
Supercon, Inc.
30
2,474,763
ADA Technologies, Inc.
27
2,273,683
MER Corporation
25
2,074,875
Ceramem Corporation
25
2,225,000
Tech-x Corporation
23
2,198,739
Fm Technologies, Inc.
21
1,649,531
Hypres, Inc.
20
1,598,387
Advanced Fuel Research, Inc.
20
1,522,906
Science Research Laboratory, Inc.
19
1,498,107
American Superconductor Corporation
19
1,550,000
Lynntech, Inc.
18
1,566,346
Spire Corporation
17
1,241,391
Calabazas Creek Research
17
1,575,000
Top 20 companies total
546
45,620,981
All
3,286
69,069,709
SOURCE: U.S. Small Business Administration, Tech-Net Database.
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TABLE APP-A-7 Phase I Awards, by Zip Code
Zip code
Number of Phase I Awards
Summary
80301
103
Top 20
965
90501
72
Next 30
575
80033
64
Next 50
515
92121
63
All others
1,410
06520
56
02472
55
02453
53
01730
52
94025
49
80127
48
01810
46
85706
41
01545
39
95054
34
20151
34
02143
33
06108
32
10523
32
77840
30
95070
29
90275
28
01581
28
01803
27
91324
27
37830
24
02062
23
06704
22
97701
21
90505
21
87109
21
80501
20
06813
20
80026
19
01821
19
01801
19
02451
18
01376
18
48108
17
94086
16
08852
16
30341
16
03755
16
87505
16
06810
15
06473
15
SOURCE: Department of Energy.
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TABLE APP-A-8 Phase II Awards
Fiscal Year
Number of Phase II Awards
Average Award Size ($)
Maximum Award Size ($)
Total Phase II Award Dollars
1992
66
488,010
500,000
32,208,670
1993
72
498,793
500,000
35,913,116
1994
61
596,332
600,000
36,376,260
1995
77
725,065
750,000
55,829,971
1996
70
734,996
750,000
51,449,732
1997
82
722,697
750,000
59,261,141
1998
83
741,516
750,000
61,545,841
1999
85
696,165
750,000
59,174,004
2000
91
711,715
750,000
64,766,071
2001
98
676,185
900,000
66,266,094
2002
103
694,454
750,000
71,528,733
2003
103
706,382
892,342
72,757,388
2004
115
719,961
750,000
82,795,485
2005
107
699,557
750,060
74,852,565
Total
1,213
824,725,071
SOURCE: U.S. Small Business Administration, Tech-Net Database.
TABLE APP-A-9 Phase II Awards to Minority-Owned Businesses
Fiscal Year
Number of Phase II Awards
Average Award Size ($)
Maximum Award Size ($)
Total Phase II Award Dollars
1992
11
478,175
500,000
5,259,929
1993
8
495,534
500,000
3,964,271
1994
9
599,976
600,000
5,399,783
1995
10
727,726
750,000
7,277,262
1996
8
745,948
750,000
5,967,580
1997
7
692,941
750,000
4,850,585
1998
11
749,629
750,000
8,245,924
1999
12
688,043
750,000
8,256,518
2000
17
701,433
750,000
11,924,363
2001
10
698,000
900,000
6,980,004
2002
14
709,941
750,000
9,939,167
2003
5
649,840
749,996
3,249,199
2004
12
733,284
750,000
8,799,409
2005
13
709,913
750,000
9,228,865
SOURCE: U.S. Small Business Administration, Tech-Net Database.
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TABLE APP-A-10 Phase II Awards to Woman-Owned Businesses
Fiscal Year
Number of Phase II Awards
Average Award Size ($)
Maximum Award Size ($)
Total Phase II Award Dollars
1992
2
497,229
498,766
994,457
1993
1
500,000
500,000
500,000
1994
6
599,910
600,000
3,599,461
1995
9
749,966
750,000
6,749,696
1996
1
749,994
749,994
749,994
1997
4
712,408
750,000
2,849,630
1998
5
709,728
750,000
3,548,641
1999
6
687,239
750,000
4,123,432
2000
7
674,999
750,000
4,724,995
2001
8
712,377
900,000
5,699,018
2002
6
716,221
750,000
4,297,324
2003
6
739,434
892,342
4,436,602
2004
11
740,873
750,000
8,149,604
2005
6
683,979
749,868
4,103,872
SOURCE: U.S. Small Business Administration, Tech-Net Database.
TABLE APP-A-11 Phase II Average Awards, by Demographic
Fiscal Year
Average Award Size ($)
All Awards
Minority
Women
1992
488,010
478,175
497,229
1993
498,793
495,534
500,000
1994
596,332
599,976
599,910
1995
725,065
727,726
749,966
1996
734,996
745,948
749,994
1997
722,697
692,941
712,408
1998
741,516
749,629
709,728
1999
696,165
688,043
687,239
2000
711,715
701,433
674,999
2001
676,185
698,000
712,377
2002
694,454
709,941
716,221
2003
706,382
649,840
739,434
2004
719,961
733,284
740,873
2005
699,557
709,913
683,979
SOURCE: U.S. Small Business Administration, Tech-Net Database.
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TABLE APP-A-12 Phase II Awards, by State
State
Number of Phase II Awards
State
Number of Phase II Awards
AL
9
CA
287
AR
3
MA
199
AZ
25
CO
116
CA
287
CT
74
CO
116
VA
45
CT
74
NJ
42
DC
0
NY
42
DE
10
OH
35
FL
15
TX
35
GA
6
WA
35
HI
0
NM
30
IA
0
PA
27
IL
18
TN
27
IN
4
AZ
25
KS
3
MD
24
KY
2
OR
19
LA
0
IL
18
MA
199
UT
16
MD
24
FL
15
ME
2
MI
14
MI
14
DE
10
MN
8
NC
10
MO
2
NH
10
MS
0
AL
9
MT
4
MN
8
NC
10
GA
6
ND
0
WI
6
NE
0
IN
4
NH
10
MT
4
NJ
42
AR
3
NM
30
KS
3
NV
1
WV
3
NY
42
KY
2
OH
35
ME
2
OK
2
MO
2
OR
19
OK
2
PA
27
NV
1
RI
1
RI
1
SC
1
SC
1
TN
27
VT
1
TX
35
DC
0
UT
16
HI
0
VA
45
IA
0
VT
1
LA
0
WA
35
MS
0
WI
6
ND
0
WV
3
NE
0
WY
0
WY
0
Total
1,213
SOURCE: U.S. Small Business Administration, Tech-Net Database.
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TABLE APP-A-15 Phase I Applications—Woman-Owned Businesses
Fiscal Year
Agency Data Responses
Total Applications
Share of Applications (%)
Yes
Blank
No
1992
144
1,385
1,529
9.4
1993
293
2,202
2,495
11.7
1994
271
2,001
2,272
11.9
1995
166
1,401
1,567
10.6
1996
148
1,131
150
1,429
10.4
1997
158
739
323
1,220
13.0
1998
132
44
1,014
1,190
11.1
1999
94
26
1,013
1,133
8.3
2000
123
48
910
1,081
11.4
2001
69
21
807
897
7.7
2002
68
34
864
966
7.0
2003
114
28
1,081
1,223
9.3
Total
1,780
9,060
6,162
17,002
SOURCE: Department of Energy.
TABLE APP-A-16 Phase I Applications—Minority-Owned Businesses
Fiscal Year
Agency Data Responses
Number of Awards
Total Applications
Share of Applications (%)
Yes
No
Blank
1992
442
2,053
20
2,515
17.6
1993
370
1,901
23
2,294
16.1
1994
235
1,333
23
1,591
14.8
1995
241
1,288
24
1,553
15.5
1996
223
704
293
26
1,246
17.9
1997
233
1,047
149
34
1,463
15.9
1998
193
843
45
34
1,115
17.3
1999
194
951
45
33
1,223
15.9
2000
151
784
31
30
996
15.2
2001
223
971
29
28
1,251
17.8
2002
185
923
25
22
1,155
16.0
2003
162
714
21
27
924
17.5
Total
2,852
6,937
7,213
324
17,326
16.5
SOURCE: Department of Energy.
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TABLE APP-A-17 Phase I Applications—Success Rates by Demographics
Fiscal Year
Number of Declines
Number of Awards
Total Number of Applications
Woman
Minority
All Others
All
Woman
Minority
All Others
All
Woman
Minority
All Others
All
1992
144
442
943
1,529
13
20
165
198
157
462
1,108
1,727
1993
293
370
1,832
2,495
17
23
160
200
310
393
1,992
2,695
1994
271
235
1,766
2,272
18
23
171
212
289
258
1,937
2,484
1995
166
241
1,161
1,568
12
24
163
199
178
265
1,324
1,767
1996
148
223
1,058
1,429
13
26
134
173
161
249
1,192
1,602
1997
158
233
829
1,220
21
34
144
199
179
267
973
1,419
1998
132
193
865
1,190
14
34
158
206
146
227
1,023
1,396
1999
94
194
845
1,133
23
33
147
203
117
227
992
1,336
2000
123
151
807
1,081
17
30
155
202
140
181
962
1,283
2001
69
223
605
897
13
28
172
213
82
251
777
1,110
2002
68
185
713
966
12
22
194
228
80
207
907
1,194
2003
114
162
947
1,223
18
27
174
219
132
189
1,121
1,442
Total
1,780
2,852
12,371
17,003
191
324
1,937
2,452
1,971
3,176
14,308
19,455
Fiscal Year
Application Shares (%)
Success Rates (%)
Woman
Minority
All Others
All
Woman
Minority
All Others
All
1992
9.1
26.8
64.2
100
9.0
4.5
17.5
12.9
1993
11.5
14.6
73.9
100
5.8
6.2
8.7
8.0
1994
11.6
10.4
78.0
100
6.6
9.8
9.7
9.3
1995
10.1
15.0
74.9
100
7.2
10.0
14.0
12.7
1996
10.0
15.5
74.4
100
8.8
11.7
12.7
12.1
1997
12.6
18.8
68.6
100
13.3
14.6
17.4
16.3
1998
10.5
16.3
73.3
100
10.6
17.6
18.3
17.3
1999
8.8
17.0
74.3
100
24.5
17.0
17.4
17.9
2000
10.9
14.1
75.0
100
13.8
19.9
19.2
18.7
2001
7.4
22.6
70.0
100
18.8
12.6
28.4
23.7
2002
6.7
17.3
76.0
100
17.6
11.9
27.2
23.6
2003
9.2
13.1
77.7
100
15.8
16.7
18.4
17.9
Average
12.7
12.7
17.4
15.9
SOURCE: Department of Energy.
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TABLE APP-A-18 Phase I Applications, by State
Alphabetical
Sorted by Number of Applications
State
Number of Applications
Number of Awards
Success Rate (%)
State
Number of Applications
Number of Awards
Success Rate (%)
AK
7
0.0
CA
3,052
516
16.9
AL
181
15
8.3
MA
2,182
440
20.2
AR
82
7
8.5
CO
1,157
217
18.8
AZ
473
46
9.7
TX
788
80
10.2
CA
3,052
516
16.9
VA
776
78
10.1
CO
1,157
217
18.8
CT
694
150
21.6
CT
694
150
21.6
NY
636
90
14.2
DC
17
0.0
OH
604
71
11.8
DE
133
21
15.8
NJ
588
82
13.9
EC
1
0.0
PA
540
55
10.2
FL
361
25
6.9
NM
512
72
14.1
GA
160
21
13.1
MD
506
49
9.7
HI
18
1
5.6
AZ
473
46
9.7
IA
60
3
5.0
IL
471
46
9.8
ID
50
0.0
FL
361
25
6.9
IL
471
46
9.8
WA
343
55
16.0
IN
80
12
15.0
UT
333
41
12.3
IO
1
0.0
TN
324
53
16.4
KS
43
4
9.3
MI
253
35
13.8
KY
41
5
12.2
AL
181
15
8.3
LA
72
3
4.2
OR
178
33
18.5
MA
2,182
440
20.2
MN
166
20
12.0
MD
506
49
9.7
GA
160
21
13.1
ME
62
7
11.3
NC
151
23
15.2
MI
253
35
13.8
OK
145
8
5.5
MN
166
20
12.0
NH
140
21
15.0
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An Assessment of the SBIR Program at the Department of Energy
MO
75
2
2.7
DE
133
21
15.8
MS
23
1
4.3
WI
100
11
11.0
MT
89
9
10.1
MT
89
9
10.1
NC
151
23
15.2
AR
82
7
8.5
ND
36
3
8.3
IN
80
12
15.0
NE
9
1
11.1
MO
75
2
2.7
NH
140
21
15.0
LA
72
3
4.2
NJ
588
82
13.9
ME
62
7
11.3
NM
512
72
14.1
IA
60
3
5.0
NV
45
5
11.1
WY
50
3
6.0
NY
636
90
14.2
ID
50
0.0
OH
604
71
11.8
SC
49
2
4.1
OK
145
8
5.5
NV
45
5
11.1
OR
178
33
18.5
KS
43
4
9.3
PA
540
55
10.2
KY
41
5
12.2
PR
18
0.0
VT
41
3
7.3
RI
26
1
3.8
WV
37
5
13.5
SC
49
2
4.1
ND
36
3
8.3
SD
21
0.0
RI
26
1
3.8
TN
324
53
16.4
MS
23
1
4.3
TX
788
80
10.2
SD
21
0.0
UT
333
41
12.3
HI
18
1
5.6
VA
776
78
10.1
PR
18
0.0
VT
41
3
7.3
DC
17
0.0
WA
343
55
16.0
NE
9
1
11.1
WI
100
11
11.0
AK
7
0.0
WV
37
5
13.5
EC
1
0.0
WY
50
3
6.0
IO
1
0.0
Other
3
1
33.3
All
9.7
Total
17,003
SOURCE: Department of Energy.
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TABLE APP-A-19 Phase I Applications and Success Rates, by Company Top 20 (Plus Ties)
Company
Number of Applications
Number of Awards
Success Rate (%)
Eltron Research, Inc.
297
36
12.1
Physical Optics Corporation, Electro-optics & Holo
220
45
20.5
MER Corporation
218
25
11.5
Lynntech, Inc.
150
18
12.0
Advanced Fuel Research, Inc.
142
20
14.1
Physical Sciences, Inc.
137
34
24.8
TDA Research, Inc.
125
40
32.0
Spire Corporation
124
17
13.7
Radiation Monitoring Devices, Inc.
94
39
41.5
American Superconductor Corporation
90
19
21.1
Materials Modification, Inc.
89
1
1.1
*
Membrane Technology and Research, Inc.
89
32
36.0
Ceramem Corporation
87
25
28.7
Foster-Miller, Inc.
87
14
16.1
Nanomaterials Research Corporation
87
14
16.1
ADA Technologies, Inc.
83
27
32.5
Technology International Incorporated
82
0
0.0
**
Tpl, Inc.
80
13
16.3
Supercon, Inc.
78
30
38.5
Ultramet
76
11
14.5
Average
20.1
Summary
Top 20 average
20.1%
Without * and **
20.3%
All applicants
12.6%
SOURCE: Department of Energy.
Notes:
(*) Technology International Inc. may not be a high level research company;
(**) Materials Modification Inc. is a very high level research company, with many federal and commercial customers, plus R&D awards.
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TABLE APP-A-20 Phase II Applications
Fiscal Year
Number of Applications
Number of Awards
Success Rate (%)
1992
159
66
41.5
1993
180
70
38.9
1994
183
72
39.3
1995
192
81
42.2
1996
171
72
42.1
1997
150
85
56.7
1998
174
85
48.9
1999
179
88
49.2
2000
184
91
49.5
2001
178
98
55.1
2002
189
103
54.5
2003
207
102
49.3
Total
2,146
SOURCE: Department of Energy.
TABLE APP-A-21 Phase II Applications from Woman-Owned Companies
Fiscal Year
Agency Data Responses
All Others
All
Percent Share of Total
Yes
Blank
No
1995
17
175
175
192
8.9
1996
11
160
160
171
6.4
1997
12
13
125
138
150
8.0
1998
19
41
114
155
174
10.9
1999
12
6
161
167
179
6.7
2000
22
6
156
162
184
12.0
2001
12
8
158
166
178
6.7
2002
10
4
175
179
189
5.3
2003
12
8
187
195
207
5.8
SOURCE: Department of Energy.
TABLE APP-A-22 Phase II Applications—Minority-Owned Businesses
Fiscal Year
Agency Data Responses
All Others
All
Percent of All Applications
Yes
Blank
No
1995
21
170
170
191
11.0
1996
23
148
148
171
13.5
1997
21
12
117
129
150
14.0
1998
30
37
107
144
174
17.2
1999
27
6
146
152
179
15.1
2000
29
7
148
155
184
15.8
2001
26
8
144
152
178
14.6
2002
23
4
162
166
189
12.2
2003
22
8
177
185
207
10.6
SOURCE: Department of Energy.
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TABLE APP-A-23 Phase II Applications, by State
Ordered Alphabetically
Orderedby Applications
State
Number of Applications
Number of Awards
Success Rate (%)
State
Number of Applications
Awards
Success Rate (%)
AL
14
7
50.0
CA
472
22.0%
53.6
AR
6
2
33.3
MA
386
18.0%
43.8
AZ
41
23
56.1
CO
190
8.9%
47.9
CA
472
253
53.6
CT
131
6.1%
51.9
CO
190
91
47.9
NY
76
3.5%
47.4
CT
131
68
51.9
NJ
66
3.1%
48.5
DE
18
7
38.9
NM
64
3.0%
39.1
FL
24
11
45.8
OH
63
2.9%
49.2
GA
18
6
33.3
TX
60
2.8%
41.7
HI
1
0
0.0
VA
57
2.7%
61.4
IA
3
0
0.0
TN
55
2.6%
47.3
IL
34
11
32.4
PA
48
2.2%
35.4
IN
11
3
27.3
WA
48
2.2%
47.9
KS
2
1
50.0
AZ
41
1.9%
56.1
KY
2
1
50.0
MD
41
1.9%
51.2
LA
3
0
0.0
UT
39
1.8%
33.3
MA
386
169
43.8
IL
34
1.6%
32.4
MD
41
21
51.2
MI
33
1.5%
39.4
ME
6
2
33.3
OR
32
1.5%
53.1
MI
33
13
39.4
FL
24
1.1%
45.8
MN
18
10
55.6
NC
20
0.9%
55.0
MO
1
0
0.0
NH
20
0.9%
0.0
MS
1
0
0.0
DE
18
0.8%
38.9
MT
5
3
60.0
GA
18
0.8%
33.3
NC
20
11
55.0
MN
18
0.8%
55.6
ND
3
0
0.0
AL
14
0.7%
50.0
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NE
1
0
0.0
IN
11
0.5%
27.3
NH
20
0
0.0
WI
10
0.5%
60.0
NJ
66
32
48.5
OK
7
0.3%
14.3
NM
64
25
39.1
AR
6
0.3%
33.3
NV
6
1
16.7
ME
6
0.3%
33.3
NY
76
36
47.4
NV
6
0.3%
16.7
OH
63
31
49.2
MT
5
0.2%
60.0
OK
7
1
14.3
WV
5
0.2%
60.0
OR
32
17
53.1
IA
3
0.1%
0.0
PA
48
17
35.4
LA
3
0.1%
0.0
SC
2
1
50.0
ND
3
0.1%
0.0
TN
55
26
47.3
KS
2
0.1%
50.0
TX
60
25
41.7
KY
2
0.1%
50.0
UT
39
13
33.3
SC
2
0.1%
50.0
VA
57
35
61.4
WY
2
0.1%
0.0
VT
1
0.0
HI
1
0.0%
0.0
WA
48
23
47.9
MO
1
0.0%
0.0
WI
10
6
60.0
MS
1
0.0%
0.0
WV
5
3
60.0
NE
1
0.0%
0.0
WY
2
0.0
VT
1
0.0%
0.0
Total
2,146
1,005
46.8
2,146
SOURCE: Department of Energy.
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TABLE APP-A-24 Phase II Applications—Success Rates by Demographics
Fiscal Year
Number of Declines
Number of Awards
Total Number of Applications
Woman
Minority
All Others
All
Woman
Minority
All Others
All
Woman
Minority
All others
All
1995
17
21
154
192
8
10
63
81
25
31
217
273
1996
11
23
137
171
3
8
61
72
14
31
198
243
1997
12
21
117
150
6
8
71
85
18
29
188
235
1998
19
30
125
174
6
11
68
85
25
41
193
259
1999
12
27
140
179
5
12
71
88
17
39
211
267
2000
22
29
133
184
7
17
67
91
29
46
200
275
2001
12
26
140
178
8
10
80
98
20
36
220
276
2002
10
23
156
189
5
13
85
103
15
36
241
292
2003
12
22
173
207
6
6
90
102
18
28
263
309
Fiscal Year
Application Shares (%)
Success Rates (%)
Woman
Minority
All others
All
Woman
Minority
All Others
All
1995
8.9
10.9
80.2
100.0
47.1
47.6
40.9
42.2
1996
6.4
13.5
80.1
100.0
27.3
34.8
44.5
42.1
1997
8.0
14.0
78.0
100.0
50.0
38.1
60.7
56.7
1998
10.9
17.2
71.8
100.0
31.6
36.7
54.4
48.9
1999
6.7
15.1
78.2
100.0
41.7
44.4
50.7
49.2
2000
12.0
15.8
72.3
100.0
31.8
58.6
50.4
49.5
2001
6.7
14.6
78.7
100.0
66.7
38.5
57.1
55.1
2002
5.3
12.2
82.5
100.0
50.0
56.5
54.5
54.5
2003
5.8
10.6
83.6
100.0
50.0
27.3
52.0
49.3
SOURCE: Department of Energy.
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TABLE APP-A-25 Phase II Applications, by Company
Company
Number of Applications
Number of Awards
Phase II Dollars
Success Rate (%)
Top 20 Companies (Plus Ties)
Physical Optics Corporation, Electro-optics & Holo
38
21
14,399,812
55.3
Eltron Research, Inc.
36
18
12,099,295
50.0
TDA Research, Inc.
34
21
14,850,271
61.8
Omega-p, Inc.
33
18
12,650,000
54.5
Radiation Monitoring Devices, Inc.
32
14
10,349,999
43.8
Physical Sciences, Inc.
32
12
7,966,660
37.5
Membrane Technology and Research, Inc.
26
14
9,923,405
53.8
Supercon, Inc.
24
8
4,599,731
33.3
MER Corporation
23
15
10,019,266
65.2
AD A Technologies, Inc.
23
9
6,299,009
39.1
Hypres, Inc.
22
10
6,599,415
45.5
Ceramem Corporation
21
13
9,200,000
61.9
Advanced Fuel Research, Inc.
20
8
5,136,686
40.0
Fm Technologies, Inc.
19
13
9,099,404
68.4
Spire Corporation
19
8
5,494,425
42.1
Science Research Laboratory, Inc.
18
12
7,949,428
66.7
Tech-x Corporation
18
11
7,843,709
61.1
American Superconductor Corporation
15
9
6,600,000
60.0
Calabazas Creek Research
15
12
7,395,865
80.0
Bend Research, Inc.
15
8
4,184,884
53.3
IGC Advanced Superconductors, Inc.
15
8
4,849,929
53.3
Other Top 20 awards winners (not 20 top applicants)
Duly Research, Inc.
12
11
7,699,508
91.7
Diversified Technologies, Inc.
13
10
6,436,557
76.9
Haimson Research Corporation
9
9
6,079,745
100.0
Lynntech, Inc.
12
8
5,824,154
66.7
Fuelcell Energy, Inc.
11
8
5,249,873
72.7
SOURCE: Department of Energy.
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