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Traumatic Injury Research at NIOSH: Reviews of Research Programs of the National Institute for Occupational Safety and Health
Traumatic Injury Research at NIOSH
Reviews of Research Programs of the National Institute for Occupational Safety and Health
Committee to Review the NIOSH Traumatic Injury Research Program
Board on Population Health and Public Health Practice
INSTITUTE OF MEDICINE AND NATIONAL RESEARCH COUNCIL OF THE NATIONAL ACADEMIES
THE NATIONAL ACADEMIES PRESS
Washington, D.C.
www.nap.edu
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Traumatic Injury Research at NIOSH: Reviews of Research Programs of the National Institute for Occupational Safety and Health
THE NATIONAL ACADEMIES PRESS
500 Fifth Street, N.W. Washington, DC 20001
NOTICE: The project that is the subject of this report was approved by the Governing Board of the National Research Council, whose members are drawn from the councils of the National Academy of Sciences, the National Academy of Engineering, and the Institute of Medicine. The members of the committee responsible for the report were chosen for their special competences and with regard for appropriate balance.
This study was requested by the National Institute for Occupational Safety and Health of the Centers for Disease Control and Prevention and supported by Award No. 211-2006-19152, T.O. #1, between the National Academy of Sciences and the Centers for Disease Control and Prevention. Any opinions, findings, conclusions, or recommendations expressed in this publication are those of the author(s) and do not necessarily reflect the view of the organizations or agencies that provided support for this project.
International Standard Book Number-13: 978-0-309-12507-9
International Standard Book Number-10: 0-309-12507-3
Additional copies of this report are available from the
National Academies Press,
500 Fifth Street, N.W., Lockbox 285, Washington, DC 20055; (800) 624-6242 or (202) 334-3313 (in the Washington metropolitan area); Internet, http://www.nap.edu.
For more information about the Institute of Medicine, visit the IOM home page at: www.iom.edu.
Copyright 2009 by the National Academy of Sciences. All rights reserved.
Printed in the United States of America
Cover credit: Photos reprinted with permission from Abe Martinez and Don Pollard, 2008.
Suggested Citation: IOM (Institute of Medicine) and National Research Council. 2009. Traumatic Injury Research at NIOSH. Committee to Review the NIOSH Traumatic Injury Research Program. Rpt. No. 6, Reviews of Research Programs of the National Institute for Occupational Safety and Health. Washington, DC: The National Academies Press.
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Traumatic Injury Research at NIOSH: Reviews of Research Programs of the National Institute for Occupational Safety and Health
THE NATIONAL ACADEMIES
Advisers to the Nation on Science, Engineering, and Medicine
The National Academy of Sciences is a private, nonprofit, self-perpetuating society of distinguished scholars engaged in scientific and engineering research, dedicated to the furtherance of science and technology and to their use for the general welfare. Upon the authority of the charter granted to it by the Congress in 1863, the Academy has a mandate that requires it to advise the federal government on scientific and technical matters. Dr. Ralph J. Cicerone is president of the National Academy of Sciences.
The National Academy of Engineering was established in 1964, under the charter of the National Academy of Sciences, as a parallel organization of outstanding engineers. It is autonomous in its administration and in the selection of its members, sharing with the National Academy of Sciences the responsibility for advising the federal government. The National Academy of Engineering also sponsors engineering programs aimed at meeting national needs, encourages education and research, and recognizes the superior achievements of engineers. Dr. Charles M. Vest is president of the National Academy of Engineering.
The Institute of Medicine was established in 1970 by the National Academy of Sciences to secure the services of eminent members of appropriate professions in the examination of policy matters pertaining to the health of the public. The Institute acts under the responsibility given to the National Academy of Sciences by its congressional charter to be an adviser to the federal government and, upon its own initiative, to identify issues of medical care, research, and education. Dr. Harvey V. Fineberg is president of the Institute of Medicine.
The National Research Council was organized by the National Academy of Sciences in 1916 to associate the broad community of science and technology with the Academy’s purposes of furthering knowledge and advising the federal government. Functioning in accordance with general policies determined by the Academy, the Council has become the principal operating agency of both the National Academy of Sciences and the National Academy of Engineering in providing services to the government, the public, and the scientific and engineering communities. The Council is administered jointly by both Academies and the Institute of Medicine. Dr. Ralph J. Cicerone and Dr. Charles M. Vest are chair and vice chair, respectively, of the National Research Council.
www.national-academies.org
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Traumatic Injury Research at NIOSH: Reviews of Research Programs of the National Institute for Occupational Safety and Health
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Traumatic Injury Research at NIOSH: Reviews of Research Programs of the National Institute for Occupational Safety and Health
COMMITTEE TO REVIEW THE NIOSH TRAUMATIC INJURY RESEARCH PROGRAM
BRIAN L. STROM (Chair), Professor and Chair,
Center for Clinical Epidemiology and Biostatistics, University of Pennsylvania School of Medicine, Philadelphia, PA
ROBIN BAKER, Director,
Labor Occupational Health Program, School of Public Health, University of California at Berkeley
LESLIE I. BODEN, Associate Chair and Professor,
Department of Environmental Health, Boston University School of Medicine, Boston, MA
BARRY BOZEMAN, Ander Crenshaw Professor of Public Policy and Regents’ Professor of Public Policy,
State Data and Research Center, Department of Public Administration and Policy, University of Georgia School of Public Health and International Affairs, Athens
STEPHEN W. HARGARTEN, Professor and Chair,
Department of Emergency Medicine,
Director,
Injury Research Center, Wisconsin Injury Research Center, Medical College of Wisconsin, Milwaukee
BRIAN M. KLEINER, Professor,
Grado Department of Industrial and Systems Engineering, Virginia Polytechnic Institute and State University, Blacksburg
TOM B. LEAMON, Director Emeritus,
Liberty Mutual Research Center for Safety and Health,
Vice President,
Liberty Mutual Insurance Company, Hopkinton, MA
JAMES M. MELIUS, Director,
New York State Laborers’ Health and Safety Fund, Safety Trust Fund, Albany
MARK S. REDFERN, Vice Chair and Undergraduate Program Professor,
Departments of Bioengineering, Otolaryngology, and Industrial Engineering, University of Pittsburgh School of Engineering, Pittsburgh, PA
GORDON R. REEVE, Corporate Epidemiologist (retired),
Occupational Health and Safety, Ford Motor Company, Canton, MI (resigned from the committee May 4, 2007)
JOSEPH J. SCHWERHA, Professor and Director,
Environmental Medicine Residency, Occupational and Disaster Preparedness Programs, Graduate School of Public Health, University of Pittsburgh School of Public Health, Pittsburgh, PA
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Traumatic Injury Research at NIOSH: Reviews of Research Programs of the National Institute for Occupational Safety and Health
LETITIA K. DAVIS, Director,
Occupational Health Surveillance Program, Massachusetts Department of Public Health, Boston
Project Staff
KATHLEEN STRATTON, Study Director
MORGAN A. FORD, Program Officer
KRISTINA VAN DOREN-SHULKIN, Senior Program Assistant
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Traumatic Injury Research at NIOSH: Reviews of Research Programs of the National Institute for Occupational Safety and Health
Independent Report Reviewers
This report has been reviewed in draft form by individuals chosen for their diverse perspectives and technical expertise, in accordance with procedures approved by the National Research Council’s Report Review Committee. The purpose of this independent review is to provide candid and critical comments that will assist the institution in making its published report as sound as possible and to ensure that the report meets institutional standards for objectivity, evidence, and responsiveness to the study charge. The review comments and draft manuscript remain confidential to protect the integrity of the deliberative process. We wish to thank the following individuals for their review of this report:
John C. Bailar III, Department of Health Studies, University of Chicago
Marion Gillen, Center for Occupational and Environmental Health, University of California at Berkeley
Fernando A. Guerra, San Antonio Metropolitan Health District
Guohua Li, Department of Anesthesiology, College of Physicians and Surgeons, Columbia University
Barbara Materna, Occupational Health Branch, California Department of Health Services
Franklin E. Mirer, School of Health Sciences, Hunter College of the City University of New York
Corinne Peek-Asa, Injury Prevention Research Center, University of Iowa
Peter Rosen, Harvard University Medical School
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Traumatic Injury Research at NIOSH: Reviews of Research Programs of the National Institute for Occupational Safety and Health
Gordon S. Smith, Department of Epidemiology and Preventive Medicine, University of Maryland
Lorann Stallones, Colorado Injury Control Research Center, Department of Psychology, Colorado State University
Although the reviewers listed above have provided many constructive comments and suggestions, they were not asked to endorse the conclusions or recommendations nor did they see the final draft of the report before its release. The review of this report was overseen by Enriqueta C. Bond, Burroughs Wellcome Fund, and Michael I. Posner, University of Oregon. Appointed by the National Research Council and Institute of Medicine, they were responsible for making certain that an independent examination of this report was carried out in accordance with institutional procedures and that all review comments were carefully considered. Responsibility for the final content of this report rests entirely with the authoring committee and the institution.
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Traumatic Injury Research at NIOSH: Reviews of Research Programs of the National Institute for Occupational Safety and Health
Contents
ABBREVIATIONS AND ACRONYMS
xiii
SUMMARY
1
1
INTRODUCTION
19
Impact of Occupational Injuries,
19
Mission and Organization of NIOSH and the TI Research Program,
20
NIOSH TI Research Program Goals,
26
Study Charge and Evaluation Committee,
31
Evaluation Process,
38
References,
41
2
ASSESSMENT OF PROGRAMMATIC RELEVANCE AND IMPACT
43
External Factors with Broad Impact on the TI Research Program,
44
Organizational Design,
47
Surveillance,
49
Goal 1: Reduce Injuries and Fatalities Due to Motor Vehicles,
52
Goal 2: Reduce Injuries and Fatalities Due to Falls from Elevations,
57
Goal 3: Reduce Injuries and Fatalities Due to Workplace Violence,
62
Goal 4: Reduce Injuries and Fatalities Due to Machines,
67
Goal 5: Reduce Acute Back Injury,
73
Goal 6: Reduce Injuries and Fatalities Among Workers in Alaska,
77
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Traumatic Injury Research at NIOSH: Reviews of Research Programs of the National Institute for Occupational Safety and Health
Goal 7: Reduce Injuries and Fatalities to Emergency Responders,
85
Goal 8: Reduce Injuries and Fatalities to Working Youth,
92
Evaluation of Relevance,
102
Evaluation of Impact,
104
References,
109
3
TARGETING OF NEW RESEARCH AND IDENTIFICATION OF EMERGING RESEARCH NEEDS
111
The TI Research Program’s Process for Targeting New Research and Identifying Emerging Research Needs,
111
Committee Assessment of the TI Research Program’s Process for Targeting New Research and Identifying Emerging Research Needs,
114
Committee Review of the TI Research Program’s Strategic Goals for the Future,
116
References,
126
4
RECOMMENDATIONS FOR PROGRAM IMPROVEMENT
127
Strategic Planning,
127
Coordination and Collaboration,
129
Workforce Development,
132
Transfer,
133
The Changing Nature of Work,
134
Summary,
136
Reference,
136
APPENDIXES
A
Framework for the Review of Research Programs of the National Institute for Occupational Safety and Health
137
B
Methods and Information Gathering
182
C
Information Provided by the NIOSH Traumatic Injury Research Program
189
D
NIOSH TI Research Program Draft Strategic Goals for the Future
191
E
Biographical Sketches of Committee Members
203
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Traumatic Injury Research at NIOSH: Reviews of Research Programs of the National Institute for Occupational Safety and Health
Tables, Figures, and Boxes
TABLES
1-1
Matrix Management Components of the NIOSH Program Portfolio,
23
1-2
TI Research Program Budget by Research Goal,
32
FIGURES
1-1
Organizational components of NIOSH,
22
1-2
Combined intramural and extramural funding for individual goals and for all goals combined,
27
1-3
NIOSH Research Program evaluation flowchart,
40
BOXES
S-1
Goals and Subgoals of the NIOSH Traumatic Injury Research Program,
4
S-2
Scoring Criteria for Relevance,
5
S-3
Scoring Criteria for Impact,
5
S-4
Summary of Recommendations,
11
1-1
Goals and Subgoals of the NIOSH Traumatic Injury Research Program,
34
1-2
Selected Data on Burden of Traumatic Injury,
36
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Traumatic Injury Research at NIOSH: Reviews of Research Programs of the National Institute for Occupational Safety and Health
2-1
Scoring Criteria for Relevance,
102
2-2
Scoring Criteria for Impact,
104
3-1
TI Research Program Strategic Goals for the Future,
117
B-1
Stakeholder Comments on NIOSH and the TI Research Program,
186
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Abbreviations and Acronyms
AFS Alaska Field Station
AKDOL Alaska Department of Labor
ANSI American National Standards Institute
AOISS Alaska Occupational Injury Surveillance System
ASABE American Society of Agricultural and Biological Engineers
ATR Alaska Trauma Registry
AutoROPS auto-deploying rollover protective structure
BLS U.S. Bureau of Labor Statistics
CAIS Childhood Agricultural Injury Survey
CARE Children’s Act for Responsible Employment
CDC Centers for Disease Control and Prevention
CFIT controlled flight into terrain
CFIVSA Commercial Fishing Industry Vessel Safety Act
CFOI Census of Fatal Occupational Injuries
CFR Code of Federal Regulations
CROPS cost-effective rollover protective structure
DOL U.S. Department of Labor
DSR Division of Safety Research (NIOSH)
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Traumatic Injury Research at NIOSH: Reviews of Research Programs of the National Institute for Occupational Safety and Health
EMS emergency medical services
ERC Education and Research Center
ESA Employment Standards Administration
FAA Federal Aviation Administration
FACE Fatality Assessment and Control Evaluation (Program)
FFFIPP Fire Fighter Fatality Investigation and Prevention Program
FISH Fishing Industry Safety and Health
FLSA Fair Labor Standards Act
FTE full-time equivalent
FY fiscal year
HEROES Homeland Emergency Response Operational Equipment Systems
HHS U.S. Department of Health and Human Services
HO Hazardous Occupations Order
IAFF International Association of Fire Fighters
IAWG Interagency Working Group
IFISH International Fishing Safety and Health
IOM Institute of Medicine
ITCP internal traffic control plan
JAMA Journal of the American Medical Association
M-CAIS Minority Farm Operator Childhood Agricultural Injury Survey
NASS National Agricultural Statistics Service
NATE National Association of Tower Erectors
NAWS National Agricultural Workers Survey
NCCRAHS National Children’s Center for Rural and Agricultural Health and Safety
NCIPC National Center for Injury Prevention and Control
NEISS National Electronic Injury Surveillance System
NFPA National Fire Protection Association
NHTSA National Highway Traffic Safety Administration
NIH National Institutes of Health
NIMS National Incident Management System
NIOSH National Institute for Occupational Safety and Health
NOIRS National Occupational Injury Research Symposia
NORA National Occupational Research Agenda
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Traumatic Injury Research at NIOSH: Reviews of Research Programs of the National Institute for Occupational Safety and Health
NRC National Research Council
NTOF National Traumatic Occupational Fatality
NTSB National Transportation Safety Board
OISPA Occupational Injury Surveillance of Production and Agriculture
OSH Act Occupational Safety and Health Act
OSHA Occupational Safety and Health Administration
PASS Personal Alert Safety System
PWS proximity warning system
r2p research to practice
RAND Research and Development Corporation
RFA request for application
ROPS rollover protective structure
SAE Society of Automotive Engineers
SME small- to medium-sized enterprise
STFs slips, trips, and falls
TI traumatic injury
TISF Traumatic Injury Surveillance of Farmers
TWU transportation, warehousing, and utilities
USCG U.S. Coast Guard
USDA U.S. Department of Agriculture
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