This chapter reviews progress in education and emergency management in preparation for future tsunamis. Effective education and emergency management have been credited with saving thousands of lives in recent tsunamis elsewhere and can also save lives in future tsunamis that strike U.S. communities. Ultimately, the ability to survive a tsunami hinges on at-risk individuals having the knowledge and ability to make correct decisions and act quickly. For local tsunamis, waves will arrive within minutes after generation, and at-risk individuals need to understand that natural cues (prolonged ground shaking and shoreline draw down) may be their only warning. Local officials will not be capable of assisting them in the initial moments or even potentially for days, so individuals need to know how to respond with no official guidance. The knowledge and readiness they acquire through pre-event education could save their lives. For distant tsunamis, waves will arrive several hours after generation and individuals need to understand where official warnings may come from, how they may receive the warnings, what those warnings might say, and what they need to do in response to those warnings.
Although much has been done to educate at-risk individuals, prepare communities, develop and deliver warning messages, and coordinate agency procedures, the committee concludes that these efforts could be more effective with improved coordination, baseline assessments of the target audience, evaluations of effectiveness, transfer of best practices among the National Tsunami Hazard Mitigation Program (NTHMP) members, and use of evidence-based1 approaches in the social and behavioral sciences of education, warning messaging, and emergency management. The committee commends the intent of the federally administered TsunamiReady program to coordinate community preparedness efforts but finds major gaps between stated program goals and current accomplishments. The recommendations listed here in summary form include:
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CHAPTER THREE
Education and Preparedness of
Individuals, Communities, and
Decision Makers
SUMMARY
This chapter reviews progress in education and emergency management in preparation
for future tsunamis. Effective education and emergency management have been credited
with saving thousands of lives in recent tsunamis elsewhere and can also save lives in future
tsunamis that strike U.S. communities. Ultimately, the ability to survive a tsunami hinges on at-
risk individuals having the knowledge and ability to make correct decisions and act quickly. For
local tsunamis, waves will arrive within minutes after generation, and at-risk individuals need
to understand that natural cues (prolonged ground shaking and shoreline draw down) may be
their only warning. Local officials will not be capable of assisting them in the initial moments or
even potentially for days, so individuals need to know how to respond with no official guid-
ance. The knowledge and readiness they acquire through pre-event education could save their
lives. For distant tsunamis, waves will arrive several hours after generation and individuals need
to understand where official warnings may come from, how they may receive the warnings,
what those warnings might say, and what they need to do in response to those warnings.
Although much has been done to educate at-risk individuals, prepare communities,
develop and deliver warning messages, and coordinate agency procedures, the committee
concludes that these efforts could be more effective with improved coordination, baseline as-
sessments of the target audience, evaluations of effectiveness, transfer of best practices among
the National Tsunami Hazard Mitigation Program (NTHMP) members, and use of evidence-
based1 approaches in the social and behavioral sciences of education, warning messaging, and
emergency management. The committee commends the intent of the federally administered
TsunamiReady program to coordinate community preparedness efforts but finds major gaps
between stated program goals and current accomplishments. The recommendations listed
here in summary form include:
1 A program is judged to be evidence-based if (a) evaluation research shows that the program produces the expected
positive results; (b) the results can be attributed to the program itself, rather than to other extraneous factors or events;
(c) the evaluation is peer-reviewed by experts in the field; and (d) the program is “endorsed” by a federal agency or
respected research organization and included in its list of effective programs (Cooney et al., 2007).
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• Systematic and coordinated perception and preparedness studies of communities
with near-field tsunami sources.
• Consistent education among NTHMP members using evidence-based approaches in
the social and behavioral sciences that is evaluated and archived.
• A TsunamiReady Program that is based on professional and modern emergency man-
agement standards.
• A review of the format, content, and style of tsunami warning center (TWC) warning
messages, and how dispatchers and emergency personnel understand the messages.
• The consolidation of the two TWC messages.
• Formal attention and planning given to outreach efforts at the TWCs.
• Strong local/state working groups that share best practices and lessons learned.
• Guidelines on the design and an inventory of tsunami-related exercises.
INTRODUCTION
Tsunamis are natural events that threaten coastal communities. Effective public educa-
tion and emergency management can prepare individuals and reduce the likelihood of fatali-
ties when tsunamis occur. Education is credited for saving thousands of lives during the 2004
Indian Ocean tsunami, the 2009 Samoan tsunami, and the 2010 Chilean tsunami (Box 3.1), and
education will save lives in future tsunamis that strike U.S. communities. Ultimately, the ability
to survive a tsunami hinges on at-risk individuals having the knowledge and ability to make cor-
rect decisions and act quickly. For local tsunamis, waves will arrive in minutes after generation
and at-risk individuals need to understand that natural cues (e.g., prolonged ground shaking,
shoreline draw down) may be their only warning, that local officials will not be capable of assist-
ing them, and that the knowledge and readiness they acquire through pre-event education
could save their lives. For tsunamis generated at greater distance from coastal communities, the
ground shaking might be too weak to alert residents of the imminent danger, but waves may
arrive anywhere from an hour to many hours after generation. In these instances, individuals
need to understand where official warnings may come from, how they may receive the warn-
ings, what those warnings might say, and what they need to do in response to those warnings.
Regardless of tsunami sources, integrated public education and preparedness planning
provide the context in which individuals will perceive, process, and react to future warnings.
Education and planning are long-term, ongoing efforts that strive to make tsunami knowl-
edge and preparedness commonplace and ingrained into local culture and folk wisdom.
Enculturation requires a major commitment and diverse efforts to achieve this goal; however,
once accomplished, it can perpetuate itself. This chapter discusses four areas in which targeted
education-related efforts can increase the likelihood that people will be able to evacuate be-
fore tsunamis arrive and that agencies will be able to execute effective evacuations, such as:
• Educating at-risk individuals in advance about what they need to know to prepare for
and respond to tsunamis;
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Education and Preparedness of Individuals, Communities, and Decision Makers
• Preparing communities for future tsunamis;
• Developing and delivering effective warning messages; and
• Improving interagency coordination, as well as coordination among all segments of
the community (public and private), in preparing for and responding to tsunamis.
EDUCATION OF AT-RISK INDIVIDUALS
Tsunami education in U.S. coastal communities is a major challenge because it requires
reaching hundreds of coastal communities that contain hundreds of thousands of residents,
employees, and tourists. There are 29 NTHMP partner states, territories, and commonwealths,
each a sovereign entity with sub-jurisdictions (e.g., counties, cities) that have individual needs,
priorities, and resources for tsunami education. Tsunami education needs to also adequately
convey the different tsunami threats and proper responses to each—local tsunamis that re-
quire instantaneous, self-protective action to reach higher ground based on the recognition of
natural cues and distant tsunamis that involve orderly evacuations over several hours that are
managed by officials and informed by the tsunami warning centers.
The NTHMP Mitigation and Education Subcommittee (M&ES) is tasked with assessing tsu-
nami mitigation and education needs for the nation, addressing these needs through targeted
products and activities, and then sharing these products with other at-risk coastal states, ter-
ritories, and commonwealths. An NTHMP-approved strategic implementation plan for tsunami
mitigation projects (Dengler, 1998, 2005) identifies education as a critical element in mitigation
and states that effective education projects define the audience and their needs, assess exist-
ing materials, and define a strategy for sustained support. This plan also discusses the need for
a resource center to provide information exchange and coordination. With guidance from the
M&ES, NTHMP members develop their individual education projects to support the goals and
objectives of the subcommittee and often collaborate on regional products that address com-
mon issues between members. This section provides an overview of the factors that influence
the effectiveness of education and reviews progress in NTHMP education efforts. Conclusions
and recommendations in this section center on the need to assess the needs and knowledge
of the at-risk audience and on making NTHMP education efforts more coordinated, consistent,
and subsequently, more effective.
Factors That Increase the Effectiveness of Education
A rich research base has been developed to address the question of how to enhance what
the public knows and to motivate them to take actions to prepare for future hazards (Mileti
and Fitzpatrick, 1992; Mileti et al., 1992; National Research Council, 2006). Based on the cur-
rent literature, the committee highlights 10 practical steps to increase public knowledge of
and readiness for tsunamis (Box 3.2). Effective public education on hazards has been found
to correlate with many factors: dissemination content and channels, social and physical cues,
the status and role of the recipient, past experience with hazard(s), beliefs about the informa-
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BOX 3.1
Cautionary Tales and Education Saves Lives from Tsunamis
Traditional knowledge saves lives in Aceh, Indonesia, during the 2004 Indian Ocean tsunami:
Some 78,000 people were living on Simeulue Island, off the west coast of Aceh, Indonesia, at the
time of the 2004 Indian Ocean tsunami. Most lived along the coast in villages the tsunami would strike.
The tsunami began coming ashore as soon as eight minutes after the shaking stopped and too soon
for official warnings. Although hundreds of thousands of lives were lost elsewhere, only seven people
on Simeulue died. What saved thousands of lives was knowledge of when to run to higher ground.
This knowledge had been passed down within families over the years by repeating tales of smong—a
local term that entails earthquake shaking, the withdrawal of the sea beyond the usual low tide, and
rising water that runs inland. Smong can be traced to a tsunami in 1907 said to have taken thousands
of Simeulue lives and reminders of that event reinforced the story, such as victims’ graves, a religious
leader’s grave untouched by the tsunami, and coral boulders in rice paddies. After any felt earthquake,
a family member would mention the smong of 1907 and often concluded with this kind of lesson: “If
the ground rumbles and if the sea withdraws soon after, run to the hills before the sea rushes ashore.”
By contrast on mainland Aceh, where education had suffered from years of military conflict, only a
tiny fraction of the population used the giant 2004 earthquake as a tsunami warning. After the initial
earthquake, many people gathered outdoors, fearing further damage from aftershocks. Most missed
their opportunity to evacuate—a time window of 20 minutes on western mainland shores and 45
minutes in downtown Banda Aceh.1
Elementary education from afar saves lives in Phuket, Thailand, during the 2004 Indian Ocean tsunami:
More than 100 tourists and locals on Maikhao Beach in Phuket, Thailand, were saved when a 10-
year-old girl from England persuaded them to evacuate to higher ground after the initial earthquake.
While other tourists watched as the tide rushed out and boats in the distance bobbed up and down,
Tilly Smith, who was in Phuket on holiday with her parents and younger sister, recognized these as
natural cues of an imminent tsunami. Just two weeks earlier, Tilly had studied tsunamis in her prep-
1 Adapted from McAdoo et al., 2006. Mainland tsunami arrival times from Lavigne et al., 2009.
tion, perceived risk, perceived effectiveness of actions, and warning confirmation (Mileti and
Sorenson, 1990). Recent work suggests that education effectiveness primarily depends on the
quality and quantity of educational materials received by the public and the physical and social
cues observed. The other factors (e.g., status, roles, experience) play a role when information
is of low quality and of insufficient quantity (Linda Bourque, UCLA, personal communication).
Each of the factors is briefly described below.
Information dissemination. The effectiveness of education is increased when verbal and written
information is frequently disseminated from multiple sources over multiple communication
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Education and Preparedness of Individuals, Communities, and Decision Makers
school geography class in Surrey, England, and quickly realized everyone was in danger. She convinced
her parents that everyone needed to evacuate, who then alerted other tourists and hotel staff, and
people quickly evacuated. The waves started to flood the area a few minutes later, but no one on the
beach was killed or seriously injured (The Daily Telegraph, 2005).
School and community education saves lives in American Samoa during the September 2009 tsunami:
The tsunami of September 29, 2009, took 34 lives in American Samoa but could have taken far
more in the absence of tsunami education. September had been emergency preparedness month
and tsunami education efforts, supported by the TsunamiReady program, included videos of the 2004
Indian Ocean tsunami and school tsunami evacuation practices. Long-term education efforts of the
American Samoa Department of Homeland Security, in collaboration with Department of Public Works
and National Weather Service Pago Pago, included school evacuation plans and awareness campaigns
for agencies, schools, and businesses (Laura Kong, International Tsunami Information Center, written
communication). After the initial earthquake ended, schools and community members knew to evacu-
ate, and many did (Laura Kong, International Tsunami Information Center, written communication). In
the community of Amenave, the mayor credited an earlier workshop for village mayors on tsunami
hazards for his ability to recognize and then personally warn with a bullhorn his constituents of the
potential for a tsunami after the earthquake (Earthquake Engineering Research Institute, 2010).
Signage and other education products save lives in Chile during the February 2010 tsunami:
Initial observations of post-tsunami survey teams suggest tsunami-savvy residents knew to use
the parent earthquake as a natural warning to run to high ground. Several towns had posted tsunami
hazard and/or evacuation-zone signage, some communities had practiced drills, and others had held
preparedness workshops. Some survivors cite their memory of the Valdivia earthquake in 1960, while
others cited various books, television, documentaries, and other media information as the source of
their awareness (Lori Dengler, Humboldt State University, written communication).
channels with consistent information regarding what recipients need to know and about
actions that they should take (Mileti and Fitzpatrick, 1992; Linda Bourque, UCLA, personal
communication).
Physical and social cues. Observing cues—when consistent with the verbal and written informa-
tion that is being disseminated—can reinforce learning. Physical cues that reinforce knowledge
include tsunami evacuation route signage and NTHMP-related household products (e.g., coffee
mugs, refrigerator magnets); and social cues include preparedness drills and community work-
shops (Wood et al., 2002; Connor, 2005; Alexandra et al., 2009).
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BOX 3.2
Practical Steps to Grow Public Knowledge and Readiness
The following are recommendations for maximizing the effectiveness of tsunami public
education, based on social science evidence (Mileti and Sorenson, 1990; Linda Bourque, UCLA,
personal communication) and lessons learned from tsunami education efforts in Hawaii (Alexandra
et al., 2009) and Oregon (Connor, 2005):
(1) Use evidence-based approaches.
(2) Brand the message and work with other information providers to eliminate inconsistent
messages.
(3) Use multiple sources, forms, dissemination channels, and settings because the public
will be more likely to prepare if they receive the same information multiple ways and
times.
(4) Focus the messages on what the public should do, how their actions can reduce their
risk, and where to seek additional information instead of only focusing on convincing
people that they are at risk.
(5) Customize education by identifying levels of knowledge of and preparedness for the
hazard, and the special needs of the intended audience (e.g., language translation), and
by incorporating personal stories of tsunami survivors to provide context.
(6) Encourage people to talk about readiness with each other and to practice protective
actions, because this dialog results in people owning ideas about what to do to get
ready and builds community capacity, which greatly facilitates taking action.
(7) Sustain education efforts because effective education is an ongoing process.
(8) Position physical and social cues around the community because people copy each
other’s behavior.
(9) Designate a lead entity for the public education program, as multiple parties with differ-
ent priorities will have difficulty providing standardized, consistent messages delivered
through multiple channels.
(10) Evaluate efforts by measuring the baseline of public awareness and preparedness and
subsequent changes to determine program effectiveness and to revise efforts.
Statuses and roles. Factors that correlate with public hazard education effectiveness relate
to status (e.g., having higher income, education, and occupational prestige, not being either
young or old, being white, being female, and being native born) and roles (e.g., being in a part-
nership relationship, belonging to a larger family, and being responsible for children). A demo-
graphic analysis of at-risk population composition and distribution is a first step in developing
targeted education for demographic sub-groups where education is not as effective (e.g., the
very young, low-income families, foreign-born).
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Experience. People are more inclined to be educated about and/or prepare for hazards that
they have experienced. In communities where there haven’t been recent tsunamis to give
individuals any personal experiences with tsunamis, community memory of past events
can be sustained through oral histories of tsunami preparedness passed down through the
generations (McMillan and Hutchinson, 2002; Box 3.1), disaster memorials (Iemura et al., 2008;
Nakaseko et al., 2008), and survivor stories from recent tsunamis, such as the growing archive of
survivor stories at the Pacific Tsunami Museum in Hilo, Hawaii (Dudley, 1999). Tsunami survivor
stories and oral histories not only build hazard awareness but also increase the perception
that tsunamis are survivable if certain actions are taken (Paton et al., 2008). Although experi-
ence can increase the likelihood that people prepare, personal experience also biases people
to interpret educational information in the context of their own experience, which can either
support or contradict their notion of the risk’s reality and severity. Prevalent myths and mis-
understandings need to be addressed in education efforts because existing misperceptions
may serve as obstacles and prevent people from hearing and correctly interpreting informa-
tion (Connor, 2005; Alexandra et al., 2009).
Perceived risk and action effectiveness. At-risk populations have their own perceptions of risk
which rarely match the calculations described by experts. Perceiving increased probabilities for
events did not increase public readiness action-taking (Kano et al., 2008). Instead, an intentions-
to-prepare model suggests people are more inclined to act on hazard education information
when they believe their present actions can mitigate their future losses (Paton et al., 2008).
Education efforts that dwell only on the uncontrollable aspects of tsunami hazards, specifi-
cally event probabilities, do not influence public action. Instead, risk awareness should be
framed to include information on uncontrollable tsunami hazards and controllable individual
consequences if a tsunami occurs, where individual actions can reduce these consequences.
An example of this is information included on tsunami evacuation maps (e.g., maps in Oregon,
Washington, and California) on how to prepare for tsunamis, develop emergency kits, and
evacuate to safe areas if individuals recognize natural cues or receive an official warning.
Warning confirmation process. This process refers to individuals talking about educational
topics with others, seeking more information from other sources and places on their own, and
then making their own decisions about what they will think, do, and not do prior to taking
any action (Quarantelli, 1984; Mileti, 1995). It is part of understanding how individuals convert
information into actions (Quarantelli, 1984). Effective education incorporates activities that en-
courage people to talk about getting ready with each other, such as discussion groups during
workshops (e.g., Wood et al., 2002; Connor, 2005; Alexandra et al., 2009).
Understanding the Local Risk Conditions and the Target Audience
Effective public education for tsunamis begins with an understanding of the risks that
tsunamis pose to coastal communities (see Chapter 2) and of the existing knowledge and beliefs
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of the target audience. For example, all at-risk communities would benefit from evacuation
signage and educational programs regardless of tsunami source. Education to prepare indi-
viduals for far-field tsunamis would emphasize official warnings disseminated by tsunami warn-
ing centers and organized evacuations managed by local officials, whereas those for near-field
tsunamis would instead emphasize the public’s ability to recognize natural cues and take timely
protective actions for their own survival. Distinctions between warnings for near- and far-field
tsunamis are important to convey to at-risk populations, because the public is often confused by
differences between the two and this confusion can create false expectations (Connor, 2005).
The format and dissemination of education products also vary based on the intended
audience. As discussed in Chapter 2, the demographics of the audience, such as age, income,
or educational background, influence the ability of an individual to anticipate and react to a
natural hazard (Wisner et al., 2004) and therefore are important considerations when designing
evacuation signs and public education efforts. An education campaign designed for residents
capitalizes on their familiarity with their surroundings, emphasizes household preparedness
strategies, and could be delivered through existing social networks. An education campaign
designed for tourists focuses on easily identifiable landmarks, assumes individuals would have
no local friends or relatives to assist them in an evacuation, and would be delivered by em-
ployees in the tourist industry and through posted information on road-side signage, along
coastlines, and in commercial establishments. The challenge of having employees serve as
tsunami educators was made clear in a recent survey of hotel employees along the southwest
Washington coast that indicated only 22 percent of interviewees said they had been trained
about how to respond to tsunamis and had tsunami-related information available for guests
(Johnston et al., 2007). However challenging, educating tourists and the businesses that serve
them is critical—initial observations from the February 2010 Chilean tsunami suggest that
tourists, specifically campers on an island campground, represented a significant percentage of
the fatalities (Lori Dengler, Humboldt State University, written communication).
In addition to taking the local risk conditions into account, effective tsunami education is
built upon an understanding of what the target audience already knows and believes. Build-
ing this knowledge requires conducting routine assessments (such as Dengler et al., 2008)
of the at-risk population’s perception, knowledge, and capacity to respond, which provides
officials with a baseline for measuring progress in awareness and preparedness. It is also
useful in evaluating an educational program’s effectiveness, highlighting areas for improve-
ment, and guiding officials in their evacuation planning. Case studies suggest that segments
of coastal communities are aware of tsunami hazards, but may have difficulty evacuating if an
event were to occur (Gregg et al., 2004, 2007; Johnston et al., 2005, 2007). A survey in Oregon
and Washington revealed that although public officials and coastal business owners consider
near-field tsunamis related to Cascadia subduction zone earthquakes to be significant threats,
they had done little to make their own organization or office less vulnerable to these hazards
( Wood and Good, 2005). Other studies confirm that current dissemination activities increase
awareness but are inadequate to translate into increased preparedness or appropriate evacu-
ation actions (Johnston et al., 2005, 2007; Gregg et al., 2007). Baseline measurements and post-
outreach assessments documented positive changes in tsunami knowledge and prepared-
0
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ness of at-risk populations after a series of recent tsunami outreach efforts in Seaside, Oregon
(Box 3.3; Connor, 2005).
Knowledge assessments of the at-risk population can also be used for determining the
effectiveness of warning systems. For example, a survey of 956 individuals from across Hawaii
found that 59 percent of respondents did not understand the meaning of the tsunami-alert
sirens, even though 69 percent of respondents also said that some sort of official warning
would be their signal to evacuate from a tsunami (Gregg et al., 2007). Similar confusion of
what sirens signify has been expressed during educational workshops in Hawaii (Alexandra et
al., 2009). Surveys of Hilo, Hawaii, residents who survived the 1960 tsunami indicate that only
40 percent of people who heard warning sirens evacuated, whereas many people waited for
additional information from other information sources (e.g., television, relatives) before evacu-
ating (Bonk et al., 1960; Lachman et al., 1961). A survey of 2004 Indian Ocean tsunami survivors
in Padang, West Sumatra, indicates that the majority of people received information through
social networks and not through official channels (Birkman et al., 2008).
These isolated case studies highlight the need for additional perception, knowledge, and
preparedness surveys of at-risk populations to assist in developing and implementing effec-
tive education efforts, particularly in communities that are threatened by near-field tsunamis
because of the lack of adequate warning time. The committee commends the NTHMP for citing
the need for evaluations and surveys to determine the effectiveness of tsunami education
products and the level of preparedness of at-risk populations in its draft 2009-2013 strategic
plan. The committee encourages the NTHMP to focus future preparedness assessments on
communities threatened by near-field tsunamis, where successful evacuations will be more
the result of a well-informed population taking self-protective actions and less from official
response procedures.
Conclusion: For far-field tsunamis, successful evacuations will depend on at-risk
individuals understanding official warnings and following instructions given by local
agencies. For near-field tsunamis, successful evacuations will depend on the ability of at-
risk individuals to recognize natural cues and to take self-protective action. The committee
concludes that previous knowledge gained through sustained education efforts will likely
play a larger role in saving lives from near-field tsunamis than warnings issued by the
tsunami warning centers, given the current scientific and technological constraints on
issuing warnings fast enough. Regardless of the kind of tsunami, understanding the needs
and abilities of at-risk populations is a critical element in developing effective education.
Although numerous isolated studies have been conducted in coastal communities,
the NTHMP has not systematically assessed the perception, knowledge, and levels of
preparedness of at-risk individuals. Lacking this information, the NTHMP has limited
baseline information from which to gauge the effectiveness of education efforts, to tailor
future efforts to local needs, or to prioritize limited funds.
Recommendation: Faced with limited resources, the NTHMP should give priority to
systematic, coordinated perception and preparedness studies of communities with near-
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BOX 3.3
Developing and Evaluating Tsunami Public Education: An Example from Seaside, Oregon
(A) (B)
Small-group discussions with (a) Seaside Tsunami Outreach Coordinator (in(Box 3.3b).eps middle-school
black) and
Figure (Box 3.3a).eps Figure
students and (b) adults bitmap
at a public workshop on tsunami preparedness in Seaside, Oregon. SOURCE:
bitmap
Connor, 2005; image courtesy of DOGAMI.
Educating at-risk populations on how to prepare for future tsunamis and to react properly dur-
ing an event is challenging for local officials because of the dynamic mix of residents, employees, and
tourists in tsunami hazard zones. In addition, it is difficult to assess whether awareness campaigns and
educational efforts have any effect on changing the tsunami knowledge and preparedness of at-risk
populations.
To address these challenges, the City of Seaside, Oregon, partnered with the Oregon Depart-
ment of Geology and Mineral Industries (DOGAMI) and Oregon Emergency Management (OEM) on
field tsunami sources, in order to discover whether at-risk individuals are able to recognize
natural cues of tsunamis and to take self-protective actions. Consistent, evidence-based
approaches from the social and behavioral sciences should be used in the various study
areas to allow the NTHMP to compare communities and prioritize future education efforts
and resources.
Increasing the Effectiveness of Public Education of Tsunamis
Although tasked to review the availability and adequacy of tsunami education and out-
reach for children, adults, and tourists, the committee discovered it could not fully comment on
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a pilot tsunami awareness program in 2004 (above figure; Connor, 2005). The goal was to develop a
comprehensive tsunami outreach program that reached various segments of the community through
multiple channels and outreach types. Baseline measurements followed by post-outreach assessments
were integral to gauging the influence of outreach efforts on public knowledge of and capacity to
respond to future tsunamis. The outreach efforts were managed by a tsunami outreach coordinator,
made possible with NTHMP funding, and were primarily driven by the involvement of more than 50
volunteers, including local students, retired residents, and officials.
The tsunami awareness program was based on five outreach strategies designed to reach target
audiences and provide multiple channels for learning: a neighborhood educator project had volun-
teers going door to door to discuss tsunami issues with homeowners; a business workshop focused on
improving the business community’s emergency plan and preparedness planning; a school outreach
program educated elementary-school children through auditorium-style presentation and activities
and middle-school youth through small-group discussions; a public workshop was geared for involving
the community and tourists in discussing tsunami preparedness; and a tsunami-evacuation drill was run
at the end of the outreach program as a chance for individuals to practice what they had learned.
Surveys were conducted before and after the various outreach strategies to determine their influence
on public understanding of tsunamis and their preparedness to future events. Post-outreach surveys
indicate that 68 percent of Seaside households received information and more than 2,200 people par-
ticipated in outreach events. The surveys documented measurable differences in tsunami knowledge
and preparedness of Seaside community members because of the various outreach efforts. The project
demonstrated that each of the five strategies served a different role to fully prepare the community and
create a culture of awareness. Project organizers concluded that program success was largely due to
the “people-to-people, face-to-face discussions” at each event. An important next step is to see if and
how these lessons could be transferred to larger communities (e.g., Los Angeles, Honolulu) where social
networks are more complicated and the magnitude of people in tsunami hazards is much greater.
this topic for several reasons. One obstacle to this task is that the true breadth of U.S. tsunami
education efforts is not currently known by the NTHMP. There is no existing compilation or
inventory of NTHMP-related tsunami education efforts, nor is there a physical or electronic
repository for aggregating education efforts. Lacking an existing compilation or national
assessment of tsunami education efforts, the committee compiled a list of efforts that dem-
onstrates the breadth of activity across the NTHMP and outside of the program (Appendix E).
Based on this incomplete list of examples, it is clear that tsunami education is being done by
various organizations (e.g., county and state emergency management departments, K-12 edu-
cators, International Tsunami Information Center (ITIC), Pacific Tsunami Museum, United Nations,
nonprofit organizations) in various ways (e.g., coloring books, DVDs, fairs, school curriculum,
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through grassroots efforts to disseminate frequent updates on personal safety and relief sup-
port after a disaster, such as the 2007 San Diego wildfires and the 2008 Virginia Tech University
shootings (Hughes et al., 2008; Winerman, 2009) and hold great promise in complementing
current warning dissemination methods for communities threatened by both near- and far-
field tsunamis. For at-risk individuals who may only have minutes to escape tsunami-prone
areas, being warned by social networking technology used by other people in tsunami hazard
zones may be a more realistic and timely way to quickly disseminate information than tradi-
tional message-dissemination paths. The number of people using these technologies will
surely grow in the future, and their applications to disaster warnings and response efforts will
be more prevalent.
The use and role of social networking and mobile technologies in emergency, crisis, and
disaster management is an active research area (International Community in Information
Systems for Crisis Response and Management, 2008, 2009). A persistent concern about their
use is the potential for inconsistent information that promotes confusion, and additional
research is needed to contend with this problem. The future of tsunami warning likely involves
a concerted effort by local, state, and federal agencies to integrate and leverage social net-
working technologies with the current message dissemination methods. Public agencies and
officials with disaster warning and response duties could also monitor the spread of social
networking technologies in coastal communities threatened by near-field tsunamis. Unofficial
messages from these social networks could confirm official warnings, minimizing the amount
of time people typically take for the warning confirmation process and before they evacuate
(Mileti and Sorenson, 1990; International Community in Information Systems for Crisis Re-
sponse and Management, 2008, 2009). Collaborative web-based tools (e.g., chat rooms, blogs,
wikis, instant messaging) could assist in maintaining situational awareness and clarify concerns
at the state or local level.
Although social networking technology holds great promise in supporting near-field
tsunami evacuations, the technology is not currently embraced by many local or federal
officials. The incorporation of social networking technologies into official emergency response
efforts may be difficult as federal and local disaster response agencies operate under the Inci-
dent Command System—a standardized protocol that includes a top-down chain of command
for information flow (Winerman, 2009). The committee reviewed a draft white paper from the
Pacific Tsunami Warning Center (PTWC) on the topic of the use of social networking and is
encouraged that the TWCs are at least considering such new technologies. Although there is
evidence of the TWCs investigating the potential use of collaborative information technologies
with emergency managers, the committee saw little evidence that they were also embracing
mobile social networking technologies that empower the general public to warn each other.
Conclusion: Messages from the two tsunami warning centers do not completely follow
evidence-based approaches in format, content, and style of effective messages. The
generation of two different TWC warning messages to accommodate different areas of
responsibility has created confusion among the media and the general public and will
likely continue to do so. Little formal attention has been paid to the use of traditional, non-
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traditional, or next generation technologies (e.g., mobile and social networking) in support
of community outreach and dissemination.
Recommendation: The NWS should establish a committee of experts in the social science
of warning messaging to review the format, content, delivery channels, and style of TWC
messages. If distinct messages are to be produced by the two TWCs, then the messages
should be consistent. Ideally, the committee recommends that one message be released
by the two TWCs that internally covers information for all areas of responsibilities.
IMPROVING COORDINATION OF PREPAREDNESS
NEEDS AND EVACUATION PROCEDURES
Because tsunami evacuations involve multiple actors (e.g., the at-risk individual, TWCs,
media outlets, critical facilities, schools, and local, state, and federal officials), significant
pre-event planning, coordination, and testing of procedures are necessary to increase the
likelihood that evacuations are successful. As the June 14, 2005, tsunami warning case study
demonstrates (Appendix F), warning dissemination and coordination of responses is not trivial.
The next section discusses efforts to ensure effective communication within the NTHMP and to
test interagency coordination in the event of a tsunami.
Improving Communication Among TWCs and NTHMP Members
Because the TWCs can only provide the public with alerts about the hazard and local
officials are responsible for the public response (e.g., issue evacuation orders and facilitate the
evacuation), the TWCs need to establish and maintain partnerships with agencies responsible
for managing evacuations. Because information flow is no longer linear or hierarchical (i.e., TWC
to emergency manager to public), the TWCs need to consider not only emergency managers,
but also the media and the general public as an audience when refining the warning and dis-
semination plans. To date, the TWCs and the NTHMP have done a great deal to engage with the
customers and establish community connections, including the following actions.
• The creation of the NTHMP Tsunami Warning Coordination Subcommittee (WCS),
which enables members to give input on TWC warning products and dissemination,
coordinates major tsunami exercises and tsunami end-to-end tests, exchanges experi-
ences of past events, and discussses improvements related to operational products
and dissemination.
• NAWAS is routinely tested, including communication between the TWCs, states, and
local jurisdictions. The test results and issues resolved are published by the TWCs and
disseminated to all stakeholders.
• The TWCs and the NTHMP support the development of “State Alert and Warning
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Center Standard Operating Procedures” by Washington State to ensure that all stake-
holders’ procedures are well coordinated and tsunami bulletins are efficiently and
effectively disseminated.
• The TWCs and the NTHMP also give briefings at the quarterly Washington State/Local
Tsunami Workgroup on current operations and issues.
• The TWCs and the NTHMP are involved in the dissemination of messages in support of
tsunami exercise scenarios for regional, state, and local governments, including table
tops, drills, and functional and full-scale exercises, and they collaborate with emer-
gency management staff to develop such exercises.
• There are yearly end-to-end tsunami communication tests by TWC staff, regional NWS
personnel, and state and local officials to coordinate testing procedures and reporting
requirements.
• The TWCs and the NTHMP are involved in public fora to educate people on tsunami
messages and their dissemination.
The TWC staff is to be commended for their efforts to establish connections with external
groups, especially considering their multiple responsibilities, and to revise their procedures
and products based on customer feedback (e.g., after the June 14, 2005, event; Johnson, 2005).
However, counter to recommendations in a Tsunami Warning Center Reference Guide issued
in 2007 by the U.S. Indian Ocean Tsunami Warning System Program, the U.S. TWCs do not have
dedicated public affairs officers, and as a result, the important duties of establishing and main-
taining relationships with customers are performed as collateral duties by natural scientists.
There are no formal outreach plans for media training or working with county officials, no for-
mal training interactions for TWC watchstanders and state civil defense officers, and no formal
standard operating procedures for evaluating the effectiveness of warning-message content or
channels. The committee finds that relatively few resources have been allocated to maintaining
partnerships with customers and that these efforts are ad hoc and secondary to the techni-
cal aspects of the warning centers. The committee agrees with the June 14 assessment team
(Johnson, 2005) and endorses its call for (1) a review of warning message format, content, and
update cycle; (2) formalized and routinely practiced procedures at NWS offices; (3) public tests
of the tsunami warning system paired with increased outreach through TsunamiReady and
other awareness programs; and (4) enhanced coordination of the NWS and with its partners.
Conclusion: T WC staff is committed to establishing connections with external groups and
is to be commended for their efforts considering their multiple responsibilities. However,
relatively few resources have been dedicated to maintaining partnerships with customers,
and efforts to do so are performed as collateral duty by natural scientists on an ad hoc
basis and are secondary to the technical aspects of the warning centers. There are no
formal outreach plans for media training or working with emergency management and
response personnel, no formal training and interactions for TWC watchstanders and state
civil defense officers, and no formal standard operating procedures for evaluating the
effectiveness of warning message content or channels.
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Recommendation: The NOAA/NWS should better integrate TWC warning functions with
those of the states, counties, and cities with regard to the content and dissemination of
public warning messages. The NOAA/NWS should develop formal TWC outreach plans,
approaches to assess needs and priorities of TWC customers, and evaluative criteria for
examining the effectiveness of warning-message content and delivery after significant
events.
The NOAA/NWS should formally study and develop a plan to incorporate the use of tradi-
tional, nontraditional and next generation technologies (e.g., mobile and social networking)
in support of community outreach and dissemination related to tsunamis. This plan should be
one component of the enterprise-wide technology and organizational planning effort recom-
mended by the committee and described more fully in Chapter 5. It should reflect an under-
standing of the rich literature evaluating the use and effectiveness of various technologies,
including emerging social networking technology.
A better integration with the states, counties, and cities could be achieved by modeling the
outreach approach used by the NWS to reach warning partners, which uses NWS field offices
to facilitate such interactions, training sessions, and more with state, county, and city warning
partners. To do this, communication, education, and outreach require more attention and re-
sources to accomplish the TWCs’ goal of warning people and protecting lives. The NOAA/NWS
needs to establish dedicated TWC positions for public affairs officers who have expertise in the
social science of risk communication regarding warning-message creation and dissemination,
needs assessments, program evaluation, and emergency management.
After significant tsunami warnings are issued to U.S. communities (e.g., the 2010 Chilean
event), the NOAA/NWS should initiate an independent review of TWC actions and the TWC’s
integration with its partners and customers through an external science review board.
Communicating Local Community Needs to NTHMP and the TWCs
Just as the NTHMP provides a forum for state and federal agencies to discuss issues and
needs related to tsunami education and warnings, several NTHMP members (as part of the
NTHMP M&ES) have created working groups to facilitate communication, coordination, and
planning among local and state agencies. Some regional groups are making important contri-
butions to the coordination of educational efforts. Some NTHMP members (e.g., Washington)
have used these groups to develop risk reduction priorities for future NTHMP funding. The fol-
lowing is a brief summary of tsunami working groups within various NTHMP member states.
• Washington State/Local Tsunami Working Group: Established in 1996, the
Washington State/Local Tsunami Working Group is a forum that meets quarterly
to identify tsunami preparedness, response and recovery, and education and out-
reach needs and to develop the direction of the state tsunami program. The state of
Washington has a tsunami advisor to the Washington congressional delegation who
also advises at meetings of the governor’s office support workgroup. Working group
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organizers credit the group for enabling rapid buy-in and implementation of assess-
ment tools, planning documents, education efforts, preparedness outreach, warn-
ing systems and dissemination protocols, and neighborhood mapping efforts. The
workgroup also adopted NWR “All-Hazards” Warning System, and it was instrumental
in adding a repeater to the NWR system. It also developed a new notification system
to target the public on beaches and in high traffic areas (Crawford, 2005).
• Tsunami Advisory Council for Oregon: Established in 2008 by DOGAMI, the Tsunami
Advisory Council for Oregon (TACO) is a mechanism for DOGAMI to receive advice
from a broad spectrum of coastal users (e.g., planners, elected officials, emergency
responders) on hazard and risk assessment products and risk reduction strategies for
tsunami hazard mitigation. Current TACO efforts include the development of a state-
wide outreach strategy, community support for achieving TsunamiReady recognition,
improved evacuation route signage, presentations to public officials and the general
public, web-posting of evacuation maps and tsunami hazard zone data, an online
mapping application to display evacuation zones and routes, and an online tsunami
information clearinghouse.
• Hawaii Tsunami Technical Review Committee: Established in 1998 with fund-
ing from Hawaii State Civil Defense and the NTHMP program, the Hawaii Tsunami
Technical Review Committee (TTRC) provides a forum for reducing tsunami risk in
Hawaii and for improving coordination and information exchange among members.
T TRC subcommittees include public awareness, warning systems, technical oversight,
and zoning, codes, and guidelines. The TTRC originally met twice a year but has been
less active in recent years.
• California State Tsunami Steering Committee: Established originally using National
Earthquake Hazards Reduction Program (NEHRP) funds, the California State Tsunami
Steering Committee (STSC) exists to increase tsunami awareness, build a constituency
for tsunami risk reduction efforts in California, provide a platform for communication
and ongoing collaborations, and create state strategic plans for tsunami prepared-
ness. The STSC also serves as the mechanism for “after action” assessments of event
responses and has produced guidance for local government planning with templates,
scripts, county-level training, and table-top exercises to address integration of inunda-
tion maps and response planning.
• Puerto Rico Tsunami Technical Review Committee: Established in 2004, the Puerto
Rico Tsunami Technical Review Committee (PRTTRC) focuses on tsunami hazard and
risk identification, tsunami warning protocols, emergency management and mitiga-
tion, and public awareness. The PRTTRC is coordinated by the University of Puerto
Rico at Mayaguez as part of the Puerto Rico Tsunami Warning and Mitigation program,
which is supported by the Puerto Rico State Emergency Management Agency (Inter-
national Tsunami Information Center, 2004).
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Conclusions: The committee cannot fully evaluate the effectiveness of the existing working
groups because of the ad hoc nature of most groups and the lack of documentation.
However, based on interviews and discussions with various local and state officials, the
committee concludes that tsunami working groups are useful mechanisms for coordinating
and communicating the needs and abilities of at-risk communities to state emergency
management agencies and federal tsunami programs. These working groups also provide
fora for improving the dissemination of tsunami warning messages and for reviewing new
products. Most coastal states have tsunami working groups, but the level of activity varies
significantly among the groups. The committee observed that there is little to no interaction
between state working groups, thereby limiting the sharing of lessons learned and likely
creating redundant efforts and discussions.
Recommendation: The NTHMP should actively encourage all members to develop
and maintain strong tsunami working groups to help facilitate and coordinate tsunami
education, preparedness, and warning dissemination. The NTHMP should work to
communicate efforts of various working groups across the NTHMP and help disseminate
best practices. To ensure local efforts are evidence-based, state working groups should
actively encourage the involvement of social scientists trained in risk communication
regarding public education to increase knowledge about hazards and motivate
preparedness, tsunami risk, and emergency management.
Practicing Evacuation Procedures and Protocols
Tsunami evacuations will involve multiple actors making decisions in limited time that
will affect hundreds to thousands of individuals. Reviews of past tsunamis, such as the 1960
tsunami in Hilo, Hawaii (Johnston, 2003) and the June 14, 2005, event (Appendix F) indicate
that the lack of coordination among government agencies led to confusion among response
agencies and affected parties. To ensure that evacuations minimize unnecessary social and
economic interruptions, it is important for public safety and emergency management agen-
cies to practice and coordinate response procedures and protocols. Exercises present oppor-
tunities to foster communication and seamless operations, as formal response plans mean
little if agencies and affected parties fail to train and improve upon them (Sutton and Tierney,
2006). This section discusses the two primary approaches to improve response procedures
and protocols—table-top exercises to discuss evacuation and response coordination among
agencies and functional exercises to test agency procedures with a live simulation. In limited
situations, it may be useful to having the public practicing actual evacuation behavior as
discussed below.
Recent table-top and functional exercises, such as Pacific Peril 2006, Exercise Pacific Wave
08 (Intergovernmental Oceanographic Commission, 2008), Exercise Lantex 2009 (National
Tsunami Hazard Mitigation Program, 2009b), and functional exercises in 2009 in northern
California, Hawaii, and Washington have been conducted to test interagency communication
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and to provide a forum for discussing potential issues if a real event were to occur. Reviews
of the Pacific Peril 2006 exercise indicate the need for a regional campaign for citizen pre-
paredness programs (as opposed to fragmented state approaches) and a need for the federal
government to take a stronger role in facilitating partnerships across political boundaries (U.S.
Department of Transportation, 2006). These conclusions highlight the additional benefits from
regional exercises and drills in identifying gaps in coordination and improving coordination for
events that transcend state boundaries.
The impact of and learning from this and other exercises would be greatly improved if
independent social scientists were formally evaluating interagency communication patterns
during the exercises, as opposed to the current system of organizers and participants writing
up their own lessons learned. In addition, the committee cannot fully comment on the effec-
tiveness of these efforts because it could not find any information on the costs and benefits of
conducting tsunami table-top exercises or post-exercise evaluations relative to pre-event con-
ditions. Also, learning from these exercises is likely temporary and limited to the participants
involved because the NTHMP currently lacks an inventory of past exercises or a repository of
lessons learned from each exercise.
In addition to exercises conducted by agencies responsible for managing evacuations,
some communities (e.g., Seaside, Yachats) have conducted voluntary evacuation drills where
the public practices actual evacuation behavior. A 2004 tsunami evacuation drill held in
Seaside, Oregon, was considered a success by organizers because of broad participation by the
community (e.g., residents, employees, and tourists), a successful evacuation (set at 30 minutes
by organizers) for all but 2 of the 436 participants, and more than 90 percent of participants
were comfortable with the procedures (Connor, 2005). Aside from Connor’s 2005 summary of
the Seaside experience and media accounts, the committee found no NTHMP documenta-
tion or inventory of past tsunami evacuation drills. The committee was also unable to find any
NTHMP guidelines for how to design or evaluate a drill that involves the public, and it did not
find any documentation on the costs and benefits of these drills. Without evaluation or docu-
mentation of past drills, the committee cannot comment on whether there has been any long-
term impact on tsunami public education.
Based on evidence from drills run for different hazards (e.g., hurricanes, nuclear-power
plants), the committee does not endorse drills involving the public in most situations. For far-
field tsunamis, evacuations will likely take place over several hours, and the public will be given
explicit instructions and guidance on where and how to evacuate. The media will provide con-
tinuous updates on conditions, and public safety officers will be in the streets managing evacu-
ations. Therefore, the significant financial resources it takes to stage these events and the social
and economic costs of disrupting a community (especially large communities like Honolulu,
Los Angeles, and Seattle) outweigh the benefits of having people practice orderly evacuations,
given that they will have hours to do so if an event occurs. The certainty of significant business
disruption and the potential for injuries or possibly fatalities in a large-scale evacuation exer-
cise preclude the need to stage public exercises.
For near-field tsunamis, input from a few emergency managers suggests that voluntary
drills that involve the public practicing evacuation behavior are useful in promoting tsunami
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awareness and in training certain populations, such as schoolchildren, to evacuate when time
is of the essence. However, as previously discussed, the committee knows of no cost-benefit
studies to evaluate evacuation drills that involve the public regarding whether they increase
public readiness and knowledge and, if they do, whether these benefits outweigh the social and
economic costs of staging them. Nevertheless, the committee identifies some benefits of having
individuals, households and neighborhoods practice evacuation behavior. In very small commu-
nities that may have less than 30 minutes to evacuate and limited vertical evacuation options,
these voluntary drills may be useful in promoting tsunami awareness, providing social cues, and
building social networks. However, the utility of these voluntary exercises is likely limited to very
small communities. Also the transferability and applicability is minimal, and perhaps dangerous,
to larger communities with far-field threats and greater options for vertical evacuation.
California and Alaska use “live code” tsunami tests, in which the communication system
is tested from the initiation through to issuing a public test message. Such end-to-end tests,
if done well, could provide great benefits. For example, such live code tests would help to
“integrate” the different components of the system, contribute to improved coordination,
“enculturate” the hazards with the local population, and potentially reduce confusion during
a real event. However, there are also major risks associated with such tests. If the tests were
designed poorly, e.g., distribute a “bad” message to the public that could confuse people, the
tests would lead to potentially negative societal impacts. Therefore, care would need to be
given to properly design these tests (good emergency planning) and to appropriately imple-
ment them (adequate training provided to those who would conduct the test). Important con-
sideration in designing the test include using the correct message content distributed to the
public as well as the appropriate dissemination mechanisms (e.g., reverse 911, text messages to
mobile devices, traditional media, Internet, etc.). Thus, pre-test planning will need the involve-
ment of not only emergency managers but also social scientists with knowledge of how to
design such tests.
Because actual tsunami events are opportunities to test and exercise all components of
the tsunami program (including the technology, organizations, and people), evaluating these
events presents a good opportunity for learning. The benefits and requirements for such a
research and evaluation effort is further discussed in Chapter 4.
Conclusion: Practicing evacuation procedures and protocols is important in order
to minimize confusion in future evacuations. Current efforts to practice evacuation
procedures and protocols include community-led evacuation drills, table-top exercises
among emergency management agencies to discuss response coordination, and
functional exercises to field test interagency communication and coordination. The
committee concludes that the importance of these approaches varies based on local
conditions and the tsunami threat that communities face.
• ar-field tsunami threats: Evacuations will be managed by multiple agencies over
F
several hours; therefore, exercises involving agencies to discuss and test coordination
and communication are important to reduce the potential for confusion during a
tsunami. The NTHMP currently lacks guidelines on how to evaluate exercises, and there
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is no repository for past exercises to increase the effectiveness and transferability
of experiences. There is limited literature on the cost-effectiveness of table-top and
functional exercises. The committee concludes that evacuation drills that have the
public practice actual evacuation behavior are not advisable to prepare the public for
far-field tsunamis. The financial costs, significant planning requirements, unnecessary
individual and business interruptions, and the number of hours to respond during an
actual far-field evacuation far outweigh the benefits of having individuals practice
walking to higher ground or vertically evacuating.
• ear-field tsunami threats: Initial evacuations will be self-directing after at-risk
N
individuals recognize natural cues. The committee concludes, however, that table-
top and functional exercises are still important because of the significant response
and relief operations after the initial tsunami wave arrives. For small communities,
the committee concludes that these community-led, voluntary drills may be useful
in promoting tsunami awareness, providing social cues, and building social networks,
but only in very small communities or villages that may have less than 30 minutes to
evacuate and limited vertical evacuation options.
Recommendation: To ensure that managed evacuations for far-field tsunamis are
effective and that they minimize societal and economic interruptions, the NTHMP
should develop guidelines on the design of effective exercises for use by emergency
management agencies. The NTHMP should also evaluate these exercises from an
economic and social cost-benefit perspective and should provide a repository for exercise
evaluations in order to increase the transferability of observations. Public tests of the
tsunami warning system paired with increased outreach through TsunamiReady and other
awareness programs should be undertaken regularly and reported to the repository. For
small communities in Alaska, the Pacific Northwest, Puerto Rico, and U.S. territories in the
Pacific Ocean that have near-field tsunami sources, short tsunami arrival times, and limited
vertical evacuation options, voluntary evacuation practices (e.g., households, schoolrooms,
neighborhood gatherings) may be useful elements in larger tsunami-education efforts.
To the extent possible, the NTHMP should provide evidence-based guidance on how to
include them in a community-based education program.
POST-EVENT RECONNAISSANCE
Post-event field surveys are crucial for gaining understanding of tsunami characteristics,
behaviors, impacts, and people’s behavior that reduced the impact of the tsunami. Measured
run-up height distributions and flow patterns are critical data that can be used for the valida-
tion of both hydrodynamic and tsunami source models. Because it is difficult and likely too
costly to prepare, install, and maintain adequate instruments to measure the effects at enough
onshore locations and times, field surveys are likely the best alternative to collecting this
important data.
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Solving the inverse problem, the tsunami source can be estimated from the measured run-
up data. The estimated source condition is analyzed to determine whether or not the earth-
quake mechanism inferred from fault dislocation models is consistent. This type of analysis for
the 1992 Nicaragua tsunami led Kanamori and Kikuchi (1993) to propose the mechanism of
“slow-slip tsunami earthquakes”—deceptively mild quakes that generate anomalously large
tsunamis. Understanding such a phenomenon is critical for adequate tsunami risk assessment.
The measured run-up data can also be used as a benchmark to validate the hydrodynamic
models. For example, the measured run-up data for the 1993 Okushiri tsunami were used for
the model validation exercise at the community workshop (Yeh et al., 1996). This benchmark
problem is adopted in the recent model validation guideline by the NTHMP (OAR PMEL-135,
Synolakis et al., 2007).
Tsunami surveys in the past have revealed many tsunami characteristics. For example,
locally high anomalous run-up resulting from the 1992 Flores and the 1998 Papua New Guinea
tsunamis indicated the possible occurrence of earthquake-induced submarine landslides (Yeh
et al., 1993; Synolakis et al., 2002). The field survey in Babi Island—a small cone-shaped island
where 263 people were killed in the normally safe lee side of the island by the 1992 Flores
tsunami—led the subsequent numerical simulations (Liu et al., 1995) and large-scale labora-
tory experiments (Briggs et al., 1995). The comprehensive study revealed the unexpected
tsunami behavior (Yeh et al., 1994). When it hit the island, the tsunami split in two. The split
tsunami wrapped around the island and joined to create a new, larger wave that crashed into
the lee side of the island. This phenomenon that is unique to tsunami is also adopted as one of
the benchmark problems in OAR PMEL-135.
Tsunami surveys are also needed for other important observations: flow effects on man-
made structures and natural geomorphologic features, social impacts, and identifications of all
salient features for the use of future tsunami loss reduction. Tsunami field surveys also provide
us with evidence that tsunamis are capable of transporting sediments, rocks, and boulders
(Bourgeois et al., 1999). Such information and data are important not only for future preven-
tion of scouring and structure damages, but also for the assessment of geological evidence of
prehistoric tsunami events.
Systematic and organized field surveys specifically aimed at the social impacts were
initiated for the first time in response to the 2004 Indian Ocean tsunami event (Suter et al.,
2009). Appropriate social science post-event research audits hold the potential to document
important lessons to be learned. Such social science research of this type would cover a range
of topics; it would be conducted at different points in time after an event; and it would be per-
formed by researchers with varied and specific training, expertise, and experience. The range
of topics benefiting from this post-event investigation includes but not limited to how well the
warning system functioned as a system across the varied players involved in the system, e.g.
the TWCs, state and local government, and the public; the adequacy of TWC and state and local
government messages to each other and the public in terms of how those messages influ-
enced protective action-taking; and much more. An adequate social science research agenda
would include both quick-response reconnaissance research to capture perishable data and
longer-term research conducted months or longer after an event.
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The committee views it as essential that this social science research be fully informed by
and performed by trained and experienced social science warning researchers so that it would
be of the highest quality and hold the potential to produce the most useful results. There is
long-standing and now mature precedent in the nation for organizing an appropriate mix of
appropriately trained interdisciplinary teams to conduct post-event research audits. For exam-
ple, the Learning from Earthquakes Program in the Earthquake Engineering Research Institute
represents an excellent current approach to conducting this type of research that uses a mix of
researchers from varied disciplines in the physical and social sciences and engineering.
Recommendation: Social science post-event research audits should be performed after
all tsunami “warning events” that hold the potential to document important lessons to be
learned.
Tsunami survey teams have been organized on an ad hoc basis primarily on the initia-
tive of the individual scientists. There exists no systematic funding mechanism to support the
survey efforts, although NSF, the USGS, NOAA, the Earthquake Engineering Research Institute
(EERI) (through NSF), and the American Society of Civil Engineers (ASCE) have been the spon-
sors on an event-by-event basis. The USGS and NOAA have supported primarily their own
personnel. The lack of coordination often resulted in collecting duplicate data and information
by multiple survey teams, and at the same time, failing to collect important data and informa-
tion. In addition, the lack of coordination does not lead to a good balance of skills, experience,
and disciplines for the survey teams.
Conclusion: Tsunami reconnaissance field surveys are crucial to gain understanding of
tsunami effects, and the findings directly improve tsunami risk assessment. This knowledge
in turn helps reduce the impacts of future tsunamis. To make the future field surveys more
effective and efficient, coordination by a lead agency is needed.
Recommendation: Tsunami field surveys should be conducted by multi-disciplinary
personnel including physical and social scientists, engineers, disaster mitigation planners,
and sociologists. A quick dispatching capability is crucial for tsunami surveys, in order to
capture as much information as possible. Tsunami run-up marks, destruction patterns, and
other detailed tsunami-affected features can disappear within a few weeks. NOAA should
take a more proactive role in the coordination for tsunami surveys with other agencies, in
particular the USGS and NSF.
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