A large majority of light-duty vehicles in the United States are powered with spark-ignition (SI) engines fueled with gasoline. Several technologies have been developed to improve the efficiency of SI engines. This chapter updates the status of various SI engine technologies described in the National Research Council report that focused on reduction of fuel consumption (NRC, 2002). As stated in Chapter 2 of the present report, the objective is to evaluate technologies that reduce fuel consumption without significantly reducing customer satisfaction—therefore, power and acceleration performance are not to be degraded. The primary focus is on technologies that can be feasibly implemented over the period to 2025.
The present study examines these SI engine technologies in the context of their incremental improvements in reducing fuel consumption, as well as the associated costs of their implementation. It also discusses the mechanisms by which fuel consumption benefits are realized along with the interactions that these technologies have with the base-engine architecture. As with the other vehicle technologies examined in this report, the committee’s estimates of incremental reduction of fuel consumption and the costs of doing so for the SI technologies presented in this chapter are based on published data from technical journals and analyses conducted by Northeast States Center for a Clean Air Future (NESCCAF), Energy and Environmental Analysis, Inc. (EEA), U.S. National Highway Traffic Safety Administration (NHTSA), U.S. Environmental Protection Agency (EPA), and other organizations. In addition, the expert judgment of committee members whose careers have focused on vehicle and power train design, development, and analysis, as well as the results of consultation with individual original equipment manufacturers (OEMs) and suppliers, were also incorporated in the estimates.
It is common practice to group engine-efficiency-related factors with their respective process fundamentals (i.e., thermodynamic factors, friction losses, etc.). For example, consider the basic stages of the SI engine cycle that contribute to positive work: heat released during fuel combustion, volumetric expansion, and associated heat transfer. The factors related to this process can be grouped together as the thermodynamic component. In addition, there are several processes within the engine that mitigate the positive work produced; these can be grouped as either gas exchange losses (pumping losses) or frictional losses within the engine. Further more, the engine architecture and the use of accessory/operational components (i.e., power steering, coolant, oil and fuel pumps) can be the source of additional parasitic losses. The fundamental aspects of each category of engine efficiency factors are discussed further in the following sections.
Thermodynamic factors include combustion interval, effective expansion ratio, and working fluid properties. In consideration of these factors there are some fundamental methods that can be used to improve efficiency, including:
Short combustion intervals—allow for more of the heat of combustion to undergo more expansion and thus yield an increase in positive work.
High compression ratios and late exhaust-valve-opening event—can be used to influence the expansion ratio in order to improve efficiency. However, these factors are constrained by other considerations.
High specific heat ratio of working fluid (i.e., cp/cv.)—working-fluid property of significance related to the specific heat ratio. Atmospheric air is preferred over exhaust gas as a combustion diluent thermodynamically, but exhaust emis-
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4
Spark-Ignition Gasoline Engines
INTRODUCTION SI ENGINE EFFICIENCY FUNDAMENTALS
A large majority of light-duty vehicles in the United It is common practice to group engine-efficiency-related
States are powered with spark-ignition (SI) engines fueled factors with their respective process fundamentals (i.e.,
with gasoline. Several technologies have been developed to thermodynamic factors, friction losses, etc.). For example,
improve the efficiency of SI engines. This chapter updates consider the basic stages of the SI engine cycle that contrib-
the status of various SI engine technologies described in the ute to positive work: heat released during fuel combustion,
National Research Council report that focused on reduction volumetric expansion, and associated heat transfer. The fac-
of fuel consumption (NRC, 2002). As stated in Chapter 2 of tors related to this process can be grouped together as the
the present report, the objective is to evaluate technologies thermodynamic component. In addition, there are several
that reduce fuel consumption without significantly reducing processes within the engine that mitigate the positive work
customer satisfaction—therefore, power and acceleration produced; these can be grouped as either gas exchange
performance are not to be degraded. The primary focus is losses (pumping losses) or frictional losses within the en -
on technologies that can be feasibly implemented over the gine. Furthermore, the engine architecture and the use of
period to 2025. accessory/operational components (i.e., power steering,
The present study examines these SI engine technolo- coolant, oil and fuel pumps) can be the source of additional
gies in the context of their incremental improvements in parasitic losses. The fundamental aspects of each category of
reducing fuel consumption, as well as the associated costs engine efficiency factors are discussed further in the follow-
of their implementation. It also discusses the mechanisms ing sections.
by which fuel consumption benefits are realized along with
the interactions that these technologies have with the base-
Thermodynamic Components
engine architecture. As with the other vehicle technologies
examined in this report, the committee’s estimates of in- Thermodynamic factors include combustion interval,
cremental reduction of fuel consumption and the costs of effective expansion ratio, and working fluid properties. In
doing so for the SI technologies presented in this chapter are consideration of these factors there are some fundamental
based on published data from technical journals and analyses methods that can be used to improve efficiency, including:
conducted by Northeast States Center for a Clean Air Future
(NESCCAF), Energy and Environmental Analysis, Inc. • Short combustion intervals—allow for more of the heat
(EEA), U.S. National Highway Traffic Safety Administration of combustion to undergo more expansion and thus yield an
(NHTSA), U.S. Environmental Protection Agency (EPA), increase in positive work.
and other organizations. In addition, the expert judgment of • High compression ratios and late exhaust-valve-
committee members whose careers have focused on vehicle opening event—can be used to influence the expansion ratio
and power train design, development, and analysis, as well as in order to improve efficiency. However, these factors are
the results of consultation with individual original equipment constrained by other considerations.
manufacturers (OEMs) and suppliers, were also incorporated • High specific heat ratio of working fluid (i.e., cp/cv.)—
in the estimates. working-fluid property of significance related to the specific
heat ratio. Atmospheric air is preferred over exhaust gas as
a combustion diluent thermodynamically, but exhaust emis-
38
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39
SPARK-IGNITION GASOLINE ENGINES
Engine Architecture
sions after-treatment challenges limit this as an option for
reducing fuel consumption.
Engine architecture refers to the overall design of the en-
• Optimize timing of spark event—an important factor
gine, generally in terms of number of cylinders and cylinder
since this affects the countervailing variables of in-cylinder
displacement. The engine architecture can affect efficiency
heat loss and thermodynamic losses. This is discussed in
mainly through bore-stroke ratio effects and balance-shaft
more detail below.
requirements.
Trends in power train packaging and power-to-weight
Maximum efficiency occurs when the two countervail-
ratios have led in-line engines to have under-square bore-
ing variables, heat loss and thermodynamic losses, sum to
stroke ratios (i.e., less than unity) while most V-configuration
a minimum. The optimum spark timing is often referred
engines have over-square ratios. Under-square ratios tend to
to as minimum advance for best torque or maximum brake
be favored for their high thermodynamic efficiency. This is
torque (MBT). At low to moderate speeds and medium to
due to the surface-area-to-volume ratio of the combustion
high loads, SI engines tend to be knock-prone, and spark-
chamber; under-square designs tend to exhibit less heat
timing retardation is used to suppress the knock tendency.
transfer and have shorter burn intervals. Over-square designs
Spark-timing adjustments are also made to enable rapid-
enable larger valve flow areas normalized to displacement
response idle load control to compensate for such things as
and therefore favor power density. These interactive factors
AC compressor engagement. For this to be effective, idle
play a role in determining overall vehicle fuel efficiency.
spark timing must be substantially retarded from MBT. Re-
Balance-shafts are used to satisfy vibration concerns.
tardation from MBT for either of the aforementioned reasons
These balance shafts add parasitic losses, weight, and ro-
compromises fuel consumption.
tational inertia, and therefore have an effect on vehicle fuel
efficiency. I4 engines having displacement of roughly 1.8 L
Gas Exchange or Pumping Losses or more require balance shafts to cancel the second-order
shake forces. These are two counter-rotating balance shafts
Gas exchange or pumping losses, in the simplest terms,
running at twice crankshaft speed. The 90° V6 engines typi-
refer to the pressure-gradient-induced forces across the
cally require a single, first-order balance shaft to cancel a
piston crown that oppose normal piston travel during the
rotating couple. The 60° V6 and 90° V8 engines need no
exhaust and intake strokes. The pumping loss that princi-
balance shafts. Small-displacement I3 engines have received
pally affects fuel consumption is that which occurs during
development attention from many vehicle manufacturers.
the intake stroke when the cylinder pressure and the intake
These require a single first-order balance shaft to negate
manifold are approximately equal. The pumping loss compo-
a rotating couple. While low-speed high-load operation of
nent that occurs during the exhaust stroke mainly affects peak
small displacement I3 engines tends to be objectionable
power. Both of these oppose the desired work production of
from a noise, vibration, and harshness (NVH) perspective,
the engine cycle and thus are seen as internal parasitic losses,
they could be seen as candidate engines for vehicles such as
which compromise fuel efficiency.
hybrid-electric vehicles (HEVs) where some of the objec-
tionable operating modes could be avoided.
Frictional Losses
Parasitic Losses
The main source of friction losses within an SI engine are
the piston and crankshaft-bearing assemblies. The majority
Parasitic losses in and around the engine typically involve
of the piston-assembly friction comes from the ring-cylinder
oil and coolant pumps, power steering, alternator, and bal-
interface. The oil-control ring applies force against the cylin-
ance shafts. These impose power demands and therefore
der liner during all four strokes while the compression rings
affect fuel consumption. Many vehicle manufacturers have
only apply minor spring force but are gas-pressure loaded.
given much attention to replacing the mechanical drives for
Piston-assembly friction is rather complex as it constantly
the first three of these with electric drives. Most agree that
undergoes transitions from hydrodynamic to boundary-layer
electrification of the power steering provides a measurable
friction. Hydrodynamic piston-assembly friction predomi-
fuel consumption benefit under typical driving conditions.
nates in the mid-stroke region while boundary-layer friction
Fuel consumption benefit associated with the electrification
is common near the top center. Avoidance of cylinder out-
of oil or coolant pumps is much less clear. Electrification of
of-roundness can contribute to the minimization of piston-
these functions provides control flexibility but at a lower effi-
ring-related friction. Crankshaft-bearing friction, while
ciency. Claims have been made that the coolant pump can be
significant, is predominately hydrodynamic and is relatively
inactive during the cold-start and warm-up period; however,
predictable.
consideration must be given to such things as gasket failure,
bore or valve seat distortion, etc. These factors result from
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40 ASSESSMENT OF FUEL ECONOMY TECHNOLOGIES FOR LIGHT-DUTY VEHICLES
local hot spots in the cooling system since much of the waste may add another 1 to 2 percent benefit at a cost of $50, $80,
heat enters the cooling system via the exhaust ports. and $100 for I4, V6, and V8 engines, respectively, based on
Further discussion on the parasitic losses associated with manufacturer’s input. As of 2007 the implementation of this
these types of engine components is provided in Chapter 7 technology has become common; therefore, fast burn and
of this report. strategic EGR is considered to be included in the baseline
of this analysis.
THERMODYNAMIC FACTORS
Variable Compression Ratio
Fast-Burn Combustion Systems
If an engine’s compression ratio could be adjusted to near
Fast-burn combustion systems are used to increase the knock-limited value over the operating range, significant
the thermodynamic efficiency of an SI engine by reduc - fuel economy gains could be realized. Many mechanisms to
ing the burn interval. This is generally achieved either realize variable compression ratios have been proposed in
by inducing increased turbulent flow in the combustion the literature and many have been tested. However, to date
chamber or by adding multiple spark plugs to achieve rapid all these attempts add too much weight, friction, and para-
combustion. sitic load as well as significant cost and have therefore not
Fluid-mechanical manipulation is used to increase turbu- been implemented into production designs (Wirbeleit et al.,
lence through the creation of large-scale in-cylinder flows 1990; Pischinger et al., 2001; Tanaka et al., 2007). It should
(swirl or tumble) during the intake stroke. The in-cylinder be recalled that alterations to the effective compression ratio
flows are then forced to undergo fluid-motion length-scale via intake-valve closing (IVC) timing adjustments with
reduction near the end of the compression stroke due to the higher-than-normal geometric compression ratios achieves
reduced clearance between the piston and the cylinder head. some of this benefit.
This reduction cascades the large-scale fluid motion into
smaller scale motions, which increases turbulence. Increased
VALVE-EVENT MODULATION OF GAS-EXCHANGE
turbulence increases the turbulent flame speed, which there-
PROCESSES
by increases the thermodynamic efficiency by allowing for
reduced burn intervals and by enabling an increase in knock- Alteration of valve timing can have a major impact on
limited compression ratio by 0.5 to 1.0. This decrease in volumetric efficiency over an engine’s speed range, and
burn interval increases dilution tolerance of the combustion thus peak torque and power are affected by this. IVC timing
system. Dilution tolerance is a measure of the ability of the is the main determinant of this effect (Tuttle, 1980). Early
combustion system to absorb gaseous diluents like exhaust IVC (compression stroke) favors torque, and later IVC
gas. Exhaust gas is introduced by means of an exhaust-gas- favors power. Implementations of valve-event modulation
recirculation (EGR) system or by a variable-valve-timing (VEM) typically are referred to as specific technologies
scheme that modulates exhaust-gas retention without incur- such as variable valve timing, variable valve timing and
ring unacceptable increases in combustion variability on a lift, two-step cam phasing, three-step cam phasing, and
cycle-by-cycle basis. Combustion variability must be con- intake-valve throttling. VEM aids fuel consumption reduc -
trolled to yield acceptable drivability and exhaust emissions tion by means of reducing pumping loss. Pumping loss is
performance. reduced by either allowing a portion of the fresh charge to
Multiple spark plugs are sometimes used to achieve rapid be pushed back into the intake system (late IVC during the
combustion where fluid-mechanical means are impractical. compression stroke) or by allowing only a small amount
Here, multiple flame fronts shorten the flame propagation of the mixture to enter the cylinder (early IVC during the
distance and thus reduce the burn interval. High dilution- intake stroke).
tolerant combustion systems can accept large dosages of It should be noted that any of the VEM schemes that
EGR, thereby reducing pumping losses while maintaining reduce or eliminate the pumping loss also reduce or elimi-
thermodynamic efficiency at acceptable levels. nate intake-manifold vacuum. Alternative means to oper-
ate power brakes, fuel vapor canister purge, and positive
c rankcase ventilation (PCV) systems, normally driven
Fuel Consumption Benefit and Cost of Fast-Burn
by intake-manifold vacuum, must then be considered. To
Combustion Systems
overcome this issue, an electrically operated pump may
Combining fast-burn and strategic EGR usage typically need to be added. It should also be noted that while the
decreases fuel consumption by 2 to 3 percent, based on implementation of VEM techniques can boost torque output
manufacturer’s input. The implementation of this technology of a given engine, this report assumes that constant torque
is essentially cost neutral. Variable mixture-motion devices, will be maintained, leading to engine downsizing. The fuel
which may throttle one inlet port in a four-valve engine to consumption benefits listed in the following section consider
increase inlet swirl and in-cylinder mixture momentum, a constant-torque engine.
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41
SPARK-IGNITION GASOLINE ENGINES
VEM History tive expansion ratio. To achieve a lower effective compres-
sion ratio, the intake valve closing is delayed until later on
The first modern successful production implementation of
the compression stroke at light loads. By closing the valve
a varying valve-event setup was Honda’s VTEC in the late
later on the compression stroke, a larger portion of the air
1980s. Honda’s system allowed a stepped increase in the
that was drawn in on the intake stroke is pushed back out
duration and lift of the intake valves. Prior to the develop-
through the valve. This phenomenon allows a decrease in
ment of a multi-step cam profile system, a cam profile was
pumping losses by relying on the timing of the intake valve
chosen based on performance compromises. Engineers were
to regulate engine load. From the reduction in pumping
confronted with a tradeoff, as it is difficult to satisfy the needs
losses, a reduction in fuel consumption will occur. Some
of both good low-speed torque and high-speed torque with a
refer to late IVC as the Atkinson cycle (Boggs et al., 1995),
single cam profile. The cam profiles and timings necessary
and most engines have some of this character. For boosted
to maximize these needs are completely different in their
engines, late IVC is termed by some as the Miller cycle
characteristics.
(Hitomi et al., 1995).
Honda’s technology was one of the first discrete vari-
A diagram of a typical oil-actuated variable cam phaser
able valve lift (DVVL)-type systems. Over the years, many
system installed on the intake cam (exhaust cam timing for
other companies have developed various implementations
this engine is fixed), Figure 4.1 shows the complexity of
of DVVL-type setups, as well as other innovative VEM
integrating a variable cam phaser into the standard engine
technologies. Some newer developments in VEM tech -
architecture with fixed timing. As indicated in the figure,
nology include systems that offer continuously variable
two separate oil passages are fed to the phaser. A solenoid
lift and duration. Nissan’s VEL, BMW’s Valvetronic, and
controls the direction of the fluid to the two different pas-
Fiat’s Multi-Air are all examples of continuously variable
sages. These passages are used to control whether the cam
lift systems that also incorporate adjustable valve timing
will be advanced or retarded relative to the crankshaft. In
(Takemura et al., 2001; Flierl and Kluting, 2000; Bernard et
order for the engine control unit (ECU) to sense the relative
al., 2002). These systems attempt to operate throttle-less and
position of the camshaft, a position sensor is installed that
rely on varying lift and timing to throttle the incoming air.
provides feedback information to the ECU. It is important to
Throttle-less operation allows a reduction in pumping losses
note that, like many of the vehicle technologies discussed in
at part load, and thus reduces fuel consumption. However,
this chapter, implementing a variable cam phaser involves a
these throttle-less approaches also generally result in slight
complete system integration as illustrated in Figure 4.1 and
variations in the very small valve lifts necessary for idle
is not as simple as bolting on a component.
operation even with well-controlled manufacturing toler-
ances. These small variations result in a slightly different
Fuel Consumption Benefit and Cost of IVC Timing
charge mass from cylinder to cylinder, causing somewhat
rougher idle engine operation, which is detrimental to cus -
OEM input suggests intake cam phasing results in roughly
tomer satisfaction.
a 1 to 2 percent fuel consumption reduction. Both the EPA
The cam phaser, used to vary the valve timing, is another
and NESCCAF also estimate approximately 1 to 2 percent
technology that has been in constant development by the
fuel consumption reduction (EPA, 2008; NESCCAF, 2004).
OEMs. Early cam phasers featured only two-step phasing, al-
EEA claims a fuel consumption improvement of 1.1 to 1.7
lowing two possible cam positions relative to the crankshaft.
percent can occur with the addition of an ICP (EEA, 2007).
Today, cam phasing is fully variable, offering a wide range
In agreement with most sources, the committee has also es-
of positions. Due to the system’s relative simplicity and long
timated a 1 to 2 percent reduction in fuel consumption using
evolution, many production vehicles now utilize cam phas-
ICP. However, as with the other VEM technologies that are
ing technology. Until recently, cam phasing had only been
listed in the chapter, a generalized statement can be made that
applied to overhead cam style setups due to ease of integra-
smaller-cylinder-count engines (i.e., four cylinders) will be
tion. This recently has changed with GM’s development and
closer to the low end of this improvement range, and higher-
production of an in-block cam phaser applied to its overhead
cylinder-count engines will be closer to the high end of the
valve (OHV) 6.2-L engine.
fuel consumption reduction ranges that are listed.
OEM input suggests that fixed-duration intake systems
Intake-Valve Closing Timing add a cost of about $35/phaser. OEM input does not reflect
a retail price equivalent (RPE) factor. The EPA estimates an
Intake-valve closing timing, also known as intake cam
RPE cost increase of $59/phaser (EPA, 2008). NESCCAF
phasing (ICP), is a form of VEM. At moderate speeds and
quoted a literature RPE of $18 to $70 (NESCCAF, 2004)
light loads, late intake valve closing (i.e., during the com -
and EEA estimates an RPE of $52/phaser (EEA, 2007). A
pression stroke) can reduce the pumping loss; however, it
1.5 RPE factor was used to develop the committee estimate
also slows combustion. Typically this configuration yields
of $52.50 for an in-line engine and $105 for a V-configuration
effective compression ratios that are lower than the effec -
that requires two phasers.
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42 ASSESSMENT OF FUEL ECONOMY TECHNOLOGIES FOR LIGHT-DUTY VEHICLES
FIGURE 4.1 System-level mechanization of the variable cam phaser, oil control valve, control module, crank sensor, and cam sensor to the
engine. SOURCE: Delphi (2009). Reprinted by permission from Delphi Corporation.
Figure 4-1.eps
bitmap
Valve Overlap Control Fuel Consumption Benefit and Cost of Valve Overlap Control
Valve overlap control, also known as dual cam phasing The fuel consumption reduction from valve overlap
(DCP), is another form of VEM. Valve overlap (i.e., the control/DCP is expected to be slightly greater than just
interval between intake-valve opening [IVO] and exhaust- controlling the IVC timing at about 2 percent over intake
valve closing [EVC]) can affect residual-gas retention at low phasing alone, based on manufacturer input. The EPA and
loads and can reduce pumping loss in a manner similar to NESCCAF both estimate a reduction in consumption of 2
that with EGR (exhaust gas recirculation). Valve overlap con- to 4 percent (EPA, 2008; NESCCAF, 2004). EEA estimates
trol can also be utilized to tune performance at high engine a 1.8 to 2.6 percent improvement in fuel economy (EEA,
speeds, resulting in increased torque, which, in principle, 2007). The committee concluded that adding variable ex-
can allow for minor engine downsizing. Valve overlap can haust cam phasing to ICP will yield an incremental 1.5 to 3
be modulated by changing the phasing of either the intake or percent reduction in fuel consumption. This would mean the
exhaust cam. Typically it is done with the exhaust cam be- total estimated effect of adding DCP would be about 2.5 to
cause exhaust-cam phasing for increased overlap also delays 5 percent over an engine without any variable valve timing
exhaust-valve opening (EVO) timing. Thus both EVO and technology. The high end of 5 percent has been verified by
EVC move in ways favorable to low-speed and light-load OEMs and Ricardo, Inc.’s full-vehicle system simulation
fuel consumption reduction. Modulating valve overlap with (FSS) (Ricardo, Inc., 2008).
an intake cam yields countervailing effects, i.e., increased Dual overhead cam (DOHC) V-engines with variable
valve overlap in this manner tends to reduce pumping loss intake and exhaust would require four cam phasers, adding
while the corresponding IVC event will occur earlier, thus roughly $140 of manufacturer cost based on manufacturer
offsetting some of the increased-overlap benefit. At idle, input, but a portion of this is offset by the elimination of the
too much valve overlap will destabilize combustion. When external EGR system. EEA estimates an RPE of $76 to $84
variable phasing, fixed-duration intake and exhaust cams are for an I4, and $178 to $190 for V6 and V8 engines (EEA,
implemented, valve-overlap control may eliminate the need 2007). The EPA estimates an incremental cost increase of
for an external EGR system. $89 for an I4 and $209 for V6 and V8 engines (EPA, 2008).
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43
SPARK-IGNITION GASOLINE ENGINES
NESCCAF quotes a literature RPE of $35 to $140 for dual VTEC system is more cost-effective on its single overhead
cam phasers (NESCCAF, 2004). Discussion with OEMs also cam (SOHC) engines, due simply to the fact that a DOHC
verified that by simply doubling the cost of ICP, a reason- engine would require more hardware. This is an example
ably accurate DCP cost can be attained. The committee has of one manufacturer’s method of DVVL implementation.
estimated an RPE cost of $52.50 for an in-line engine and It should be noted that other manufacturers have developed
$105 for a V-configuration, incremental to the cost of ICP different designs to accomplish the same goal, and as a result
technology. the different systems have differing amounts of pumping loss
reduction and friction increase. This situation reinforces the
point that advanced VEM technologies are not simply “bolt-
Intake-Valve Throttling
on” parts that provide a uniform fuel consumption reduction
Using very short duration and low-lift intake-valve- to all OEMs.
opening events during the intake stroke can reduce (or Delphi performed testing on a GM 4.2-L I6 equipped
eliminate) the pumping loss. This VEM, also known as with a two-step variable valve actuation system and a cam-
intake-valve throttling, also tends to slow combustion, shaft phaser on the intake (Sellnau et al., 2006). The engine
mainly at low engine speeds. (Small-scale turbulence gener- was already outfitted with an exhaust cam phaser. Delphi’s
ated by this approach dissipates rapidly, well before the start two-step valve actuation system consisted of oil-actuated
of combustion, and thus this does not generally contribute switchable rocker arms. Testing on the engine revealed a
to rapid combustion). Note that low valve lift is simply a 4.3 percent fuel consumption reduction during the EPA city
consequence of short-duration cam design. Manufacturing drive cycle, compared to the base engine with no variable
tolerance control is of extreme importance with intake valve lift and timing. These results were obtained with no other
throttling if cylinder-to-cylinder variability at idle is to be modifications besides the VVL, a phaser, and control system
acceptable. BMW and Nissan currently offer this technol- reconfiguration. Delphi claimed that “mixture motion is
ogy on some of their engine models, which use varying lift nearly absent for low lift profiles, so an enhanced combus-
and timing to throttle the engine. Other manufacturers have tion system, with higher tumble for low-lift profiles, would
announced plans to introduce engines with throttle-less op- likely yield significant improvements in fuel economy.” In
eration within the next few years. the second portion of the test Delphi modified the cylinder
The above options (DCP and ICP) are focused mainly on head and added flow restriction that generates turbulence in
pumping-loss reduction by means of late IVC timing and an attempt to speed up combustion, thereby furthering the
exhaust-gas recycling via variable valve overlap. Very early fuel economy gain. Chamber masks were used to increase
IVC (i.e., during the intake stroke) is another effective means the tumble motion. The lift profile on the exhaust cam and the
of reducing pumping losses, but it involves much more port were also modified. For the second phase of testing with
complex and costly means of implementation. Two types the altered cylinder head and calibration, the fuel consump-
of intake-valve-opening techniques are considered: discrete tion reduction was estimated to be 6.5 percent in comparison
variable valve lift and continuously variable valve lift. to the original engine. These values were estimated from data
taken at multiple load points rather than over a driving cycle
(Sellnau et al., 2006).
Discrete Variable Valve Lift
A discrete variable valve lift (DVVL) system is one
Fuel Consumption Reduction and Cost of DVVL
which typically uses two or three different cam profiles over
the range of engine speeds and loads. This system attempts Two (or three)-step cams that yield short intake durations
to reduce pumping losses by varying the lift profile of the using DVVL can yield fuel consumption reductions in the
camshaft. By varying the lift of the valves, it is possible 4 to 5 percent range based on vehicle OEM input. A reduc-
to limit the use of the throttle and significantly reduce the tion of 3 to 4 percent in fuel consumption (FC) is estimated
pumping losses. from the EPA (EPA, 2008). FEV has developed a two-stage
As described earlier, Honda has been using a DVVL-type switch of the intake valve lift that is claimed to offer up to a
setup on its vehicles known as VTEC. To engage the differ- 6 to 8 percent reduction in consumption when combined with
ent cam profile on Honda’s system, there is a third cam lobe variable valve timing, during the New European Drive Cycle
and follower, located in between the two main lobes, which (Ademes et al., 2005). NESCCAF and EEA estimate that a
is hydraulically activated by an internal solenoid controlled 3 to 4 percent reduction is possible (NESCCAF, 2004; EEA,
oil passage. During low-speed and low-load operation, the 2007) on the U.S. driving cycles. EEA also estimates a fuel
engine runs using the base cam profile(s). Once a certain economy improvement of 7.4 to 8.8 percent when DVVL is
load point is reached, the ECU activates a control valve to combined with DCP and the engine is downsized to maintain
direct oil pressure from the main gallery to an oil passage constant torque. Simulation work by Sierra Research indi-
that engages the third follower. Once the third follower en- cated a 6.3 to 6.8 percent benefit when combined with vari-
gages, it is then locked into place by a locking pin. Honda’s able valve timing, which accounts for up to 5 percent of that
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44 ASSESSMENT OF FUEL ECONOMY TECHNOLOGIES FOR LIGHT-DUTY VEHICLES
amount (Sierra Research, 2008). The committee concluded
that a 1.5 to 4.0 percent drive-cycle-based FC reduction is
possible, incremental to an OHC engine with DCP or an
OHV engine with CCP.
Vehicle OEM input suggests a $35 to $40/cylinder cost for
implementing DVVL. The Martec Group estimates an OEM
cost of $320 to implement a two-step VVL on a V6 DOHC
engine (Martec Group, Inc., 2008). The EPA estimates an
incremental cost increase of $169 for an I4, $246 for a V6,
and $322 for a V8 (EPA, 2008). EEA estimates RPEs for an
OHC-4V; $142 to $158 (equivalent to $95 to $105 assuming
an RPE multiplier of 1.5) for an I4, $188 to $212 (equivalent
to $125 to $141 assuming an RPE multiplier of 1.5) for a V6,
and $255 to $285 (equivalent to $170 to $190 assuming an
FIGURE 4.3 Nissan valve event and lift design. SOURCE:
RPE multiplier of 1.5) for a V8 (EEA, 2007). The committee Takemura et al. (2001).Figure 4-3.eps
Reprinted with permission from SAE Paper
estimates the manufacturing cost of implementing DVVL to 2001-01-0243, Copyright 2001 SAE International.
bitmap
be about $30 to $40/cylinder.
Continuously Variable Valve Lift
to its relative novelty to the mass production environment
The continuously variable valve lift (CVVL) system and the large fuel consumption benefits it offers. Two ap-
allows a wide control range of the camshaft profile (see proaches to CVVL have been considered, electromechanical
Figures 4.2 and 4.3 for schematics). A continuous system and electrohydraulic.
allows for calibration of the optimal valve lift for various load
conditions, versus the discrete system, which will only offer
Electromechanical CVVL Systems
two or three different profiles. The combination of a continu-
ous VVL system and an intake cam phaser has the potential BMW was the first to offer a mass production fully vari-
to allow the engine to operate throttle-less. In the following, able valve train incorporating CVVL in 2001, which it calls
greater detail of this particular VEM technology is given due Valvetronic, Figure 4.2. This system is an electromechanical
system that when combined with variable intake and exhaust
cam phasers provides a fully throttle-less induction system.
To vary the lift of the valve, an intermediate lever was added
along with an eccentric shaft. The eccentric shaft is operated
by an electric motor that adjusts the positioning of the lever
over the camshaft. The lever contains a profile with one side
being relatively flat and the other side being relatively steep.
Adjusting the relative positioning of the lever controls the
valve lift. BMW claims that up to a 10 percent reduction in
fuel consumption is possible with this system (Sycomoreen).
Figure 4.2 shows the many added components needed for the
Valvetronic system.
Nissan Motor Company has also developed a continuous
variable valve event and lift (VEL) system (Figure 4.3). The
electromechanical system allows continuous variation of
valve timing and lift events similar to the BMW system, but
achieves this using a different architecture. Nissan estimates
a 10 percent reduction in fuel consumption over the Japanese
10-15 drive cycle (Takemura et al., 2001) for its VEL system.
The 10-15 drive cycle is intended to simulate a typical urban
drive cycle, and an EPA combined FTP cycle rating would
be somewhat lower. Nissan attributes the reduction in con-
sumption to “lower friction loss due to the use of extremely
small valve lift-timing events and reduction of pumping loss
FIGURE 4.2 BMW Valvetronic. SOURCE: Flierl et al. (2006).
resulting from effective use of internal gas recirculation.”
Reprinted
Reprinted with permission from SAE Paper 2006-01-0223, Copy-
Copy-
Nissan evaluated the consumption benefits distribution at a
right 2006 SAE International. 4-2.eps
Figure
bitmap
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45
SPARK-IGNITION GASOLINE ENGINES
fixed speed and load of 1,600 rpm and 78 N-m. The distribu-
tion of effects was the following: (1) pumping loss decrease
yielded a consumption reduction of 5.2 percent, (2) friction
reduction yielded a consumption benefit of 1.1 percent, and
(3) an improvement in combustion caused a reduction in
consumption of 3 percent.
Figure 4.3 shows the layout of Nissan’s VEL system. The
electromechanical system uses an oscillating cam to open
and close the valve. An oscillating cam (output cam) looks
like half of a camshaft, but it is hinged on one end to allow
full opening and closing of the valve on the same cam face.
To change the valve lift and duration of the cam, the control
shaft is adjusted by a motor to change the distance between
the control cam and the oscillating cam. An increase in dis-
tance is caused by the lobe on the control shaft turning and
pushing the rocker arm assembly out. This changes which
portion of the output cam contacts the valve to control the
FIGURE 4.4 Univalve. SOURCE: Flierl et al. (2006). Reprinted
amount of lift.
with permission fromFigure 4-4.eps
SAE Paper 2006-01-0223, Copyright 2006
Toyota Motor Company has recently developed its own
SAE International. bitmap
type of a CVVL timing system. The new system will first
be applied to their newly developed 2.0-L engine. Toyota’s
system features separate cam phasers on the intake and ex-
haust camshafts to vary the camshaft timing, along with a production and the testing cycle used to produce this estimate
continuously variable valve lift system. Toyota claims that is unclear. Therefore, Advanced-VTEC is only mentioned
the system “improves fuel efficiency by 5 to 10 percent to demonstrate an example of emerging CVVL technology.
(depending on driving conditions), boosts output by at least
10 percent and enhances acceleration.” Toyota did not state
Electrohydraulic CVVL Systems
what features the base engine already had in order to gener-
ate fuel efficiency improvement percentages (Toyota Motor The electrohydraulic approach to CVVL has been under
Co., 2007). development for over a decade. One of the organizations
The Technical University of Kaiserslautern performed which has been active in this development is Fiat Central
testing on a 2.0-L four-cylinder gasoline engine that was Research (CRF). The major focus of the work by CRF is
outfitted with a fully variable lift and timing system (VVTL) a system that it calls Uniair (Bernard et al., 2002). Fiat re-
called Univalve, Figure 4.4. The Univalve system allows for cently announced a system it calls Multiair that is derived
either the use of standard throttle or unthrottled operation. At from Uniair. Multiair is a joint development between Fiat
a load point of 2000 rpm and a BMEP of 2 bar, a 13 percent and valve train component supplier INA that promises a 10
reduction in fuel consumption occurred compared to the base percent reduction in fuel consumption. Other organizations
engine with a nonvariable valve train. This reduction is due have also been active in the development of systems using
to the reduction in the pumping work and an improvement in similar principles (Misovec et al., 1999). The Uniair/Multiair
the formation of the mixture. The Univalve system varies the system has been described as a lost-motion system wherein
lift and duration of the valve by adjusting the eccentric con- the camshaft lobe drives the piston of a small pumping cham-
tour (see Figure 4.4). Adjusting the eccentric shaft changes ber, one for each cylinder intake and one for each exhaust.
the rocker arm pivot point (Flierl et al., 2006). Multiair utilizes the system only for the intake valves.
The Univalve system in Figure 4.4 operates similar to The output from the pump is controlled by a solenoid-
BMW’s version of a CVVL system. In Figure 4.4 the image actuated flow control valve that directs the hydraulic output
to the left demonstrates a fixed pivot ratio on the rocker with of the pump directly to the hydraulic actuator on the valve(s)
constant valve lift. The image to the right features variable or to the accumulator. If the control valve directs the hy-
valve lift. To vary the lift the rocker arm is no longer fixed draulic pressure to the valve actuator(s), the valve(s) open
to a single pivot point. An eccentric shaft creates a varying normally following the camshaft profile. In principle a lost-
pivot point by adjustment of the shaft’s contour contact point motion system allows opening the valve(s) at any fraction of
on the rocker. the normal valve lift profile by directing part of the hydraulic
Honda has also patented its new Advanced-VTEC system, pressure to the accumulator rather than to the valve actuator.
which turns its current DVVL VTEC system into a throttle- By appropriately controlling the application of the hydraulic
less CVVL setup. While initial claims are up to a 10.5 percent pressure to the valve actuators or to the accumulator, a wide
reduction in fuel consumption, this system is not currently in range of valve lift profiles can be achieved, including mul-
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46 ASSESSMENT OF FUEL ECONOMY TECHNOLOGIES FOR LIGHT-DUTY VEHICLES
VEM Implementation Techniques
tiple small lifts during one valve event. This latter capability
is not achievable with mechanical CVVL systems. However,
Many of the above-mentioned VEM systems are often
electrohydraulic CVVL systems tend to be less efficient
implemented as a package combining varying valve lift and
considering the energy lost by the hydraulic pump and the
timing events. The combination of these technologies will
increased friction losses from the additional number of com-
provide further reduction in the use of the throttle.
ponents. The committee believes that the large increase in
General Motors Research and Development (Kuwahara
parasitic losses that will offset the perceived fuel consump-
et al., 2000; Cleary and Silvas, 2007) performed testing
tion reduction benefit, combined with the high component
on a single-cylinder model of their 3.4-L DOHC engine.
cost, will limit the market penetration of this technology. In
The model made use of varying intake valve cam timing,
addition, achieving consistent and uniform valve lifts under
duration, and intake valve lift. A combination of the vary-
idle conditions to maintain a smooth idle may be more chal-
ing parameters allowed for the engine to operate without a
lenging than with mechanical CVVL systems.
throttle. From the study by General Motors, an approximate
reduction in fuel consumption of up to 7 percent occurred
Fuel Consumption Benefit and Cost of CVVL at part load conditions. By unthrottling the engine, a large
reduction in throttling losses occurs and the engine was able
The above discussion reviewed the technology of VEM
to operate at higher intake manifold pressures. It is important
approaches and various FC benefits ascribed to each system.
to note that the cost and fuel consumption reductions of the
As noted in Chapter 2, the fuel consumption reduction ben-
various VEM approaches are highly variable and dependent
efits for the technology approaches considered are based on
upon the basic engine architecture to which they are applied.
the combined city and highway driving cycles, while some
of the benefits described earlier are not necessarily based
Cylinder Deactivation
on these driving cycles. CVVL is expected to be in the 5 to
7 percent range based on manufacturer input. The EPA and
Cylinder deactivation is utilized during part load situ-
NESCCAF both estimate a 4 to 6 percent reduction in fuel
ations to reduce thermal and throttling losses. During
consumption (EPA, 2008; NESCCAF, 2004), while EEA
constant speed operation, the power demand is relatively
estimates a 6.5 to 8.3 percent reduction in fuel consumption
low. By shutting off multiple cylinders, a higher load is
at constant engine size and 8.1 to 10.1 percent with an engine
placed on the remaining operating cylinders. The higher
downsize to maintain constant performance (EEA, 2007).
load requires the throttle to be open further and therefore
Sierra Research’s simulation work resulted in a 10.2 to 11.0
reduces the throttling losses. The decrease in losses reduces
percent benefit when combined with variable valve timing
the overall fuel consumption. Cylinder deactivation via
(Sierra Research, 2008). The committee has estimated that
valve deactivation has been applied to four-, six-, and eight-
CVVL will have an additional 3.5 to 6.5 percent reduction in
cylinder engines, in some cases rather successfully. Most
fuel consumption over an engine already equipped with DCP.
commonly, cylinder deactivation is applied to engines that
Going from a base DOHC engine to one with continuously
have at least six cylinders; four-cylinder engines typically are
variable lift and timing could provide a 6 to 11 percent fuel
not equipped with deactivation due to additional noise, vibra-
consumption reduction assuming engine size adjustments for
tion, and harshness concerns that are deemed unsatisfactory
constant acceleration performance.
for consumers. Even current production V6 offerings have
Vehicle OEM input suggests that the cost of a continu-
NVH levels that are very noticeable to customers. Increased
ously variable intake-valve is two to three times that of the
NVH can be perceived as a low-quality characteristic that
two-step system plus the cost of the actuation system ($40
deters potential customers from purchasing vehicles with
to $80) plus the cost of the intake and exhaust cam-phasing
this technology.
system. Vehicle integration could add another cost in the
range of $140. The EPA estimates an RPE incremental cost
History of Cylinder Deactivation
of $254 (or $169 cost assuming an RPE multiplier of 1.5)
for I4, $466 (or $311 cost) for V6, and $508 (or $339 cost)
Cylinder deactivation was first implemented on a pro-
for V8 engines (EPA, 2008). The Martec Group estimates
duction vehicle in 1981 on the Cadillac V8-6-4. The engine
a manufacturing cost of $285 for an I4, $450 for a V6, and
could operate in four-, six-, and eight-cylinder mode depend-
$550 for a V8 (Martec Group, Inc., 2008). For a CVVL sys-
ing on power demand. To deactivate the cylinders, a solenoid
tem, EEA (2007) estimates RPEs of $314 to $346 (or $209 to
mounted on top of the rocker arm assembly would disconnect
$231 cost) for an I4, $440 to $480 (or $293 to $320 cost) for
the pivot point for the rocker and the rocker would then pivot
a V6, and $575 to $625 (or $383 to $417 cost) for a V8 (EEA,
against a soft spring. The valves would remain closed and
2007), all assuming an RPE multiplier of 1.5. The commit-
the cylinder would not fire, but rather act as a compressed
tee estimates the manufacturing cost of CVVL to be $159 to
air spring. This system helped to reduce fuel consumption at
$205 for I4 engines, $290 to $310 for V6 engines, and $350
cruising type conditions. However, drivability and the need
to $390 for V8 engines, not including an RPE factor.
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47
SPARK-IGNITION GASOLINE ENGINES
for quick re-engagement of the cylinders caused customer would have already implemented DCP and VVL based on
dissatisfaction, and the technology was soon taken out of the cost/benefit ratio. This means that there is less pumping
production. Since then, engine control systems and program- loss left to reduce, resulting in an incremental 1 to 2.5 percent
ming ability have diminished the drivability concerns with reduction for a V6 and a 1.5 to 4 percent reduction for V8
modern day deactivation systems. New solutions have been configurations. The lower cost-benefit ratio for cylinder de-
developed to address the NVH concerns that arise when activation makes the technology far less attractive on DOHC
cylinders become deactivated. The NVH is a concern during engines. Despite the existence of prototype four-cylinder
deactivation due to the “lower frequency, higher amplitude engines with cylinder deactivation, the committee believes
torque pulsations at the crankshaft” (Leone and Pozar, 2001). the cost and customer dissatisfaction issues related to NVH
With the addition of active engine mounts, any vibrations outweigh the benefits of implementing this technology on
which would normally transfer to the passenger compart- four-cylinder engines.
ment of the vehicle, causing customer dissatisfaction, are Vehicle OEMs estimate the cost for deactivation is ap-
nearly eliminated. However, active engine mounts add cost. proximately $115. Vehicle integration items that mitigate
Today’s trend toward overhead cam (OHC) valve trains has NVH issues may incur additional costs in the $140 range.
an added a level of cost and complexity to integrate cylinder The cost of applying cylinder deactivation to OHC engines
deactivation. is much higher, i.e., $340 to $400 because more complex
and costly valve train elements must be changed. The EPA
estimates the incremental RPE cost to be $203 (or $135
Implementation of Cylinder Deactivation
cost) for six cylinders and $229 (or $153 cost) for eight
The integration of a cylinder deactivation system varies cylinders (EPA, 2008) (both assuming an RPE multiplier
depending on the engine layout. For overhead valve V8 of 1.5). NESCCAF quotes a literature RPE of $112 to $746
and V6 engines, this can be accomplished fairly simply by (NESCCAF, 2004) (or $75 to $497 cost). Martec estimates a
modifications to the passages that supply oil to the valve manufacturing cost increase of $220 for a V6 DOHC engine
lifters along with different valve lifters (Falkowski et al., (Martec Group, Inc., 2008). Sierra Research estimates an
2006). Implementation of a deactivation system on an OHC incremental cost of $360 to $440 (Sierra Research, 2008).
engine is slightly different than on an OHV engine. One of EEA (2007) estimates for six-cylinder engines an RPE of
the methods utilized for cylinder deactivation in an OHC $162 to $178 (or cost of $108 to $119) with an additional cost
roller finger follower system involves the use of a switch- of $140 for NVH. For eight-cylinder engines, EEA estimates
able roller finger follower. In the follower’s normal mode, an RPE of $205 to $225 (EEA, 2007) (or cost of $137 to
the valve will operate as usual and maximum lift will still be $150 assuming an RPE of 1.5). The committee estimates that
achieved. To deactivate the cylinder, a locking mechanism the manufacturing cost of implementing cylinder deactiva-
must be released on the follower by oil pressure (Rebbert et tion for OHV would be $220 to $255 and $340 to $420 for
al., 2008), collapsing the follower and rendering the valve engines with SOHC (not including RPE).
inactive.
Camless Valve Trains
Fuel Consumption Benefit and Cost of Cylinder Deactivation
A fully camless valve train eliminates the need for cam-
Vehicle OEMs estimate cylinder deactivation typically shafts, as well as various other supporting hardware, and
yields fuel consumption reductions in the 6 to 10 percent operates the valves individually by means of actuators. This
range on V8 configurations. Testing done by FEV on a would allow for VEM fuel consumption saving technologies,
V8 engine found that a decrease in fuel consumption of such as cylinder deactivation and continuously variable valve
7 percent occurred on the New European Drive Cycle lift and timing, to be applied all in one package. However,
(NEDC). According to FEV, these reductions would be the complexity of the controls required makes for a diffi-
“even higher for the US driving cycle, because of the US cult integration. Camless valve trains are electromagnetic,
cycle’s higher proportion of part load operating conditions” hydraulic, pneumatic, or combinations of these that all face
(Rebbert et al., 2008). NESCCAF estimates a 4 to 6 percent fundamental obstacles. By replacing the valve train, BMW
reduction in fuel consumption (NESCCAF, 2004). The EPA claims the frictional saving from just the roller-bearing
estimates a 6 percent reduction in fuel consumption (EPA, valve train achieves a further 2 percent reduction in fuel
2008). Sierra Research’s simulation estimated a reduction consumption. BMW also claims an overall reduction of up
in consumption of 7.5 to 8.8 percent (Sierra Research, to 10 percent from camless operation (Hofmann et al., 2000).
2008). EEA estimates a 5.3 to 7.1 percent reduction in fuel However, none of these has been shown to offer advantages
consumption (EEA, 2007). For OHV engines, the commit- not observed with the aforementioned cam-based systems.
tee estimates a 4 to 6 percent drive-cycle fuel consumption The very high valve-timing precision associated with most
reduction on a V6, and a 5 to 10 percent reduction on a V8. cam-driven systems is subject to compromise with camless
For OHC engines, the committee assumes manufacturers approaches. The ballistic character of the valve assembly
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48 ASSESSMENT OF FUEL ECONOMY TECHNOLOGIES FOR LIGHT-DUTY VEHICLES
with any camless system presents many control challenges. pumping losses, and lean overall mixture ratios to achieve
In addition, the power demand for camless systems is gener- more thermodynamically efficient expansion processes.
ally higher than that of their cam-driven counterparts. However, the TCCS and PROCO systems suffered from injec-
Camless systems are perceived to have significant durabil- tor fouling, high exhaust emissions and low power density.
ity risk, and as a result, no production implementations of Nonetheless, the goals of these engine systems remained
camless systems have been announced. It is the judgment valid and interest returned to DISI following progress in
of the committee that camless systems need further develop- fuel-injection systems and engine controls during the 1980s
ment and are not expected on the market before 2015. and early 1990s. Mitsubishi introduced the first production
implementation of DISI (which they called GDI) in Europe in
1996 (Iwamoto et al., 1997) in a 1.8-L four-cylinder engine,
GASOLINE DIRECT INJECTION
followed shortly after by a 3.5-L V6 in 1997. These GDI
The most recent development of direct injection spark systems utilized lean-overall stratified-charge combustion but
ignition (DISI) (also known as GDI) systems (Wurms et al., with some inlet throttling. It was soon found that typical in-
2002) have focused on early-injection, homogeneous-charge use fuel consumption was significantly higher than European
implementations using stoichiometric mixture ratios under emissions-test-schedule results suggested.
most operating conditions. These conditions allow for the Following an initial burst of interest, Mitsubishi GDI sales
use of highly effective and well-proven closed-loop fuel con- were lower than expected. Hence, this system was withdrawn
trol and three-way catalyst exhaust aftertreatment systems. from the market, and there was a return to conventional PFI
Fuel consumption benefits of these homogeneous versions systems. It was believed that this withdrawal stemmed not
are derived mainly from a knock-limited compression ratio only from disappointing sales but also because meeting up-
increase (typically +1.0) enabled by forcing all of the fuel coming NOx emissions standards in Europe and especially
to vaporize in the cylinder. This yields a charge-cooling ef- the United States using only combustion system control was
fect that suppresses the knocking tendency. Another added more difficult than anticipated, and lean NOx aftertreatment
benefit of charge-cooling is an increase in the volumetric systems were seen as very costly and of questionable reli-
efficiency from the increase in density of the incoming ability for volume production.
charge. In contrast, with port fuel injection (PFI) systems
some of the fuel vaporizes in the intake port, and this conveys
Implementation of Direct Injection
heat from outside of the cylinder, i.e., from the intake port,
to the in-cylinder charge. While heating of the intake charge A concern today (as in the past) with DISI systems is the
is a negative (relative to the knock-limited compression ratio matter of fuel-based carbonaceous deposits forming from
and performance) it does provide a measure of “thermal residual fuel in the injector nozzle upon hot engine shutdown.
throttling” at typical road loads, which reduces negative Carbonaceous deposits can restrict fuel flow and also modify
pumping work. Thermal throttling, like common pressure fuel-spray geometry in some unfavorable manner (Lindgren
throttling, lowers the mass of inducted fuel-air mixture thus et al., 2003). Locating the injector in a relatively cool part of
reducing power, which is the objective of throttling. It does the cylinder head is one approach to alleviating this problem.
this, however, with less pumping loss than the conventional Fuel variability in the United States is of some concern rela-
throttling used with homogeneous DISI. tive to this issue based largely upon the olefin content of the
In terms of additional losses, DISI relies on fuel pressures fuel, which typically is higher than that found in European
that are higher than those typically used with PFI systems gasoline. While some concerns with deposits remain, they
(e.g., 150-200 bar versus 3-5 bar for PFI), and the increase are being alleviated mainly by injector design improvements.
in required fuel pump work increases parasitic loss. Finally, DISI researchers often make reference to wall-guided,
these homogeneous, stoichiometric DISI systems cannot ex- flow-guided, or spray-guided injection (Kuwahara et al.,
ploit the thermodynamic expansion efficiency gains possible 2000), and in general these terms refer to different geometric
with lean overall mixtures. arrangements of the fuel injection and mixture preparation
processes. For example, wall-guided usually refers to place-
ment of the fuel injector to the side of the cylinder near the
History of Direct Injection
corner of the cylinder head with the cylinder wall. The spray
Early (1960s and 1970s) versions focused on late-injection, is then aimed across the cylinder toward the top of the piston
lean overall stratified-charge implementations as exemplified when the piston is near the top of the cylinder. In this case
by the Texaco TCCS (Alperstein et al., 1974) and Ford the piston crown shape is the “wall” which guides the spray
PROCO (Simko et al., 1972) systems, neither of which (Kuwahara et al., 2000). In spray-guided engines, the injector
entered volume production. These systems were attempts to is located in the cylinder head near the center of the cylinder
utilize gasoline and other fuels in spark-ignited engines de- with the spray aimed down the cylinder axis (Schwarz et al.,
signed to take advantage of two of the three thermodynamic 2006). Injection in this case would be timed later during the
advantages of diesels, namely lack of throttling to eliminate induction process. The fuel-spray trajectory is then guided
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50 ASSESSMENT OF FUEL ECONOMY TECHNOLOGIES FOR LIGHT-DUTY VEHICLES
because it occurs during valve overlap. This synergism of those with direct fuel injection) it has been found that cooled
turbocharging, DISI, and blow-through can enable further EGR can be seen as an alternative means for controlling
engine downsizing, and an additional fuel consumption ben- knock at moderate engine speeds and medium to high loads.
efit may thus result. Unfortunately, this engine performance Under certain operating and base-engine conditions, passing
opportunity occurs in the knock-sensitive operating range. As the EGR through a heat exchanger to reduce its temperature
a result, establishing acceptable vehicle launch performance can be a more fuel-efficient means of controlling knock
with turbocharged and downsized engines is challenging. compared to spark-timing retardation and fuel-air ratio en-
The distinction between research octane number (RON) richment. The fuel consumption benefits of this feature are
and motor octane number (MON) is particularly noteworthy highly dependent upon the base engine to which it is applied
when fuels other than traditional gasoline are considered. and the engine’s operating map in a particular vehicle. As
The test methodology on which RON is based reflects resis- the heat exchanger must be equipped with a diverter valve
tance to thermal auto-ignition resulting from both chemical to accommodate heat-exchanger bypass for lighter-load
and heat-of-vaporization (evaporative cooling) properties, operation, the sequences of carbonaceous deposit formation
whereas MON is relatively insensitive to the latter of these. in the heat exchanger, in the diverter and control valves,
The difference between these two metrics is termed sensi- and in the turbine are among the real-world factors that
tivity (RON – MON = sensitivity). When fuels like ethanol can compromise the overall performance of this feature.
are considered, the aforementioned distinction should be This feature is in production for CI engines for which the
emphasized as this fuel has a very high RON, but its MON exhaust particulate level is much higher than for downsized
is moderate. Hence, the sensitivity of ethanol is 18, whereas and boosted SI engines; however, packaging the system into
that of a typical gasoline is considerably lower, e.g., 10. The certain vehicles can make implementation difficult.
consequence of high-sensitivity fuels when aggressive boost- Variable geometry turbochargers (VGTs), commonly
ing and high compression ratios are pursued is an increased used on CI diesel engines, have not reached mainstream use
vulnerability to pre-ignition problems. This typically results on SI engines. The concern with using VGTs on gasoline-
from engine operation in the peak-power range where all engine exhaust has been the ability of the adjustable blades
surface temperatures to which the fuel is exposed are very and their adjustment mechanism to withstand the higher
high. This tends to reduce the heat-of-vaporization benefit as- temperatures of the gasoline exhaust gases. A diesel engine
sociated with ethanol. It has been widely recognized for most typically has lower exhaust gas temperatures, and material
of the history of the SI engine that water induction along selection for the adjustable blades has been successful in pro-
with the fuel and air can reduce the thermal auto-ignition duction. Recently, Porsche and Borg Warner have developed
tendency and thus can increase the torque and power output. a variable geometry turbo to be used on the Porsche 911.
While this has been widely used in racing communities, there This turbocharger required the development of new material
are some practical limitations to the general applicability specifications that could withstand the higher temperatures of
of this, e.g., water can find its way into the crankcase and the exhaust gases. Due to the high cost of material to with-
form an emulsion with the oil and therefore compromise the stand the heat and ensure long-term functionality of the vane
lubrication system. guides, VGTs are currently seen only for use in high-end
The evaporative characteristic of any liquid largely de- vehicles. Alternatively, a downsized, fixed-geometry turbo-
pends upon intermolecular affinity, and in the cases cited charger may be used, but this approach will compromise
above the so-called hydrogen bonding is a major component. power output because the fixed exhaust turbine geometry
This involves the polarized bonds between hydrogen and will restrict airflow through the engine in order to provide
oxygen atoms where there is a slight positive charge on the acceptable low-speed turbocharger transient response. Extra-
hydrogen atom that is bound to an adjacent oxygen atom, slippery torque converters (e.g., those with higher stall speed)
which carries a slight negative charge. Hence, the positive can help to alleviate turbo lag issues, but they will also
charge on the hydrogen atom of the −OH group applies impose a fuel consumption penalty from increased slippage.
an attractive force acting on the negative charge on the General Motors performed simulation testing on its 2.4-L
oxygen atom of a nearby molecule. This grouping of −OH- port fuel-injected four-cylinder engine in the Chevrolet
containing molecules, be they ethanol or water, is responsible Equinox. The port fuel-injected 2.4-L engine was compared
for their relatively high evaporative-cooling characteristic. to an engine of the same displacement equipped with direct
This evaporative cooling characteristic can be utilized to injection, turbocharger, and dual VVT. GM claims that this
prevent knock at certain engine operating conditions by approach “can improve fuel consumption on the FTP cycle
implementing a system that can selectively inject the charge by up to 10 percent relative to an engine with VVT” but
cooling liquid. This system is discussed below in this chapter without DI and turbocharging (EEA, 2007).
in the section “Ethanol Direct Injection.” Ford Motor Company has been developing downsized
Exhaust-gas recirculation (EGR) is well known as a and turbocharged engines equipped with direct injection.
means to reduce pumping losses and thereby increase fuel The company plans to offer these engines in nearly all its
efficiency. With downsized turbocharged engines (including upcoming models in the future. One of the engines is 3.5 L
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51
SPARK-IGNITION GASOLINE ENGINES
for gasoline VGTs. System detail choices depend largely on
in displacement and features twin turbochargers with direct
vehicle performance targets. Martec estimates that the manu-
injection. From testing, Ford has claimed that this engine will
facturing cost of downsizing a six-cylinder to a turbocharged
reduce fuel consumption by 13 percent when compared to a
four-cylinder engine is $570, and a downsize from an eight-
V8 with similar performance (EEA, 2007).
cylinder to a six-cylinder turbo adds a manufacturer cost of
$859 (Martec Group, Inc., 2008). For the six-cylinder to a
Fuel Consumption Benefit and Cost of Downsizing and
four-cylinder case, Martec is including a $310 downsizing
Turbocharging
credit and a $270 credit for eight cylinders to six cylinders.
Martec’s system price includes a water-cooled charge air
The EPA estimates that a fuel consumption reduction of
cooler, split scroll turbo, and upgraded engine internals
5 to 7 percent can occur with downsizing and turbocharg-
(not including “modifications to cylinder heads, con-rods,
ing (EPA, 2008). This estimate assumes that the vehicle is
and piston geometry or coatings”) (Martec Group, Inc.,
currently equipped with a DISI fuel system. NESCCAF
2008). It should be noted that most manufacturers tend to
estimates a 6 to 8 percent reduction in fuel consumption
use air-cooled charge air coolers. Sierra research estimates
(NESCCAF, 2004). A study performed by Honeywell Turbo
an incremental RPE adjusted cost increase of $380 to $996
Technologies estimates that a 20 percent reduction in fuel
(Note: values have been adjusted from Sierra’s 1.61 RPE
consumption is possible from downsizing by 40 percent
factor to 1.5) (Sierra Research, 2008). Sierra’s price estimate
(Shahed and Bauer, 2009). FEV claims by downsizing and
is based on a “relatively simple turbocharger system that
turbocharging a consumption reduction of 15 percent can
would not be able to match the launch performance of the
occur in the New European Drive Cycle. An additional 5 to
larger, naturally aspirated engine.” The value provided by
6 percent is possible with the addition of a DI fuel system
Sierra is “not including the catalyst plus $650 in additional
(Ademes et al., 2005). The expected consumption reductions
variable cost for a turbo system marked up to RPE using a
are highly load dependent. The highest benefits will occur
factor of 1.61” (Sierra Research, 2008). The EPA provided
at low load conditions. Reduction in consumption is due to
incremental costs for large cars, minivans, and small trucks
higher engine loads and lower friction loss. Sierra Research
at $120. This cost included a downsizing credit. For the small
estimates midsize sedans will increase fuel consumption by
car classification, the EPA has estimated an incremental cost
0.3 percent and pickup trucks will decrease consumption by
of $690. The higher cost for the small car is due to the lack
0.3 percent (Sierra Research, 2008). Sierra’s values are lower
of significant engine downsizing possibilities (EPA, 2008).
than others since Sierra did not increase the octane require-
EEA estimates a V6 approximately 3 liters in displacement
ment for the engine or combine it with direct injection. Sierra
to have an RPE adjusted cost of $540 (or $360 cost assum-
was therefore forced to lower the compression ratio in order
ing an RPE factor of 1.5) (EEA, 2007). Pricing for the EEA
to reduce the knocking tendencies while avoiding an octane
study was based on a standard turbo, air-to-air intercooler,
requirement increase. Sierra claims that “turbocharging and
engine upgrades, additional sensors and controls, and intake
downsizing without the use of gasoline direct injection does
and exhaust modifications.
not yield benefits on a constant performance basis, based on
The committee estimated that the manufacturing costs
a statistical analysis of available CAFE data done in 2004”
for integrating downsizing and turbocharging would be
(Sierra Research, 2008). The committee concluded that for
in the range of a $144 cost savings to a $790 additional
the purposes of this report, turbocharging and downsizing will
cost, depending on the engine size and configuration. See
always be applied following DI in order to minimize the need
Table 4.A.1 in the annex at the end of the chapter for a
to reduce compression ratio. This order of implementation
complete breakdown of cost benefits for each engine size.
is in agreement with recent industry trends. The committee
The teardown studies currently being performed for the EPA
estimates that a 2 to 6 percent reduction in fuel consumption
by FEV (Kolwich, 2009, 2010) have been deemed the most
is possible when downsizing and turbocharging is added to
accurate source of cost information by the committee, and
an engine with DI.
therefore these studies were the primary source used for
There is a large variation in the cost estimates from the
these cost estimates. As with other sources, the committee
various sources, which arises from a couple of key items.
encourages the reader to view the original document to gain
One item is whether or not there is a credit included in the
a better understanding of how the costs were derived. The
cost from decreasing the engine cylinder count (e.g., going
cost increase for an I4 is somewhat obvious, due to the cost of
from V6 to I4) and the amount of the credit. Another source
additional components and a lack of significant downsizing
of difference is from the use of a split scroll turbine housing
credit. The downsizing credit is small because the cylinder
or a standard housing on the turbocharger. The split scroll
count remains the same and generally the same number of
adds cost compared to the standard-type housing.
valve train, fuel system, and other supporting components
Vehicle OEM input indicates that basic, fixed-geometry
are still required. The very low cost of converting from a
turbochargers add roughly $500 system cost, and dual-scroll
DOHC V6 to a turbocharged DOHC I4 is due to the very
turbocharger systems can add about $1,000 (not considering
large downsizing credit from removing two cylinders and
an RPE factor). Currently no pricing information is available
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52 ASSESSMENT OF FUEL ECONOMY TECHNOLOGIES FOR LIGHT-DUTY VEHICLES
Piston-Assembly Friction
the supporting hardware for a whole bank of the engine,
such as moving from four camshafts to two. In this report,
Piston-assembly friction is a major component of overall
the conversion from a Vee-type engine to an in-line is used
engine friction, and of this the oil-control ring is the biggest
only when moving from a V6 to an I4, as an I6 (from a V8)
contributor. Efforts have been underway for several decades
is far less common in the market. When converting from
to minimize the radial dimension of the rails to render them
a V8 to a V6, the downsizing credit is much smaller, as
more conformable, with minimum spring force, to bores
you lose two cylinders but still have a Vee engine with two
that may not be perfectly circular. Unlike oil-control rings,
banks requiring two cam drive systems, four camshafts, etc.
which are forced against the cylinder liner surface only by
Also, turbocharging a V6 usually requires a more expensive
their expander spring, the forces pushing the compression
twin-turbo system, versus the single turbo on the I4. To
rings against the cylinder are gas-pressure forces in the ring
summarize, the downsizing credit is much smaller and the
groove behind the rings. This gas pressure comes from the
turbocharging cost is much higher for going from a V8 to a
cylinder gases that pass down into the ring groove by way of
V6 than for going from a V6 to an I4.
the ring end gap, and little can be done to reduce the frictional
contribution of compression rings. It should be noted that it is
ENGINE FRICTION REDUCTION EFFORTS only during the high-pressure portions of the cycle that their
frictional contribution is significant. It is noteworthy that
Engine friction can account for up to 10 percent of the
bore distortion either due to thermal distortion of the cylinder
fuel consumption in an IC-powered vehicle (Fenske et al.,
block when the engine heats up to operating temperature or
2009). Therefore, reducing friction is a constant aim of
to mechanical distortion caused by the forces resulting from
engine development for improved fuel economy. A large
torquing the cylinder-head attachment bolts must be mini-
majority of the friction in an IC engine is experienced by
mized if ring friction is to be minimized (Abe and Suzuki,
three components: piston-assembly, bearings (i.e., crankshaft
1995; Rosenberg, 1982).
journal bearings), and the valve train. Within these compo-
nents friction comes in two general forms: hydrodynamic
Crankshaft Offset
viscous shear of the lubricant (mainly in journal bearings)
and surface contact interactions, depending on the operating
Crankshaft offset from the cylinder centerlines will alter
conditions and the component.
connecting-rod angularity. If this is done in a manner that
There are several approaches to reduce frictional losses
reduces the piston side loading during the high-pressure por-
in an SI engine, mainly through the design of the engine
tion of the engine cycle (i.e., the expansion stroke), a piston-
and lubricant. A common trend has been to utilize low-
skirt friction reduction is theoretically possible. Some early
viscosity lubricants (LVL) to reduce energy loss through
20th-century engines employed this concept, and some rela-
lowered viscous shear (Nakada, 1994); significant fuel
tively recent claims have been made on this design strategy.
economy improvements have been demonstrated through
Recent efforts to document any friction reduction have failed
this adaptation (Taylor and Coy, 1999; Fontaras et al., 2009).
to show any benefit (Shin et al., 2004). It is likely that the
However, lowering viscosity also effectively reduces the
tribological state at the piston-skirt-to-cylinder-wall interface
lubricant thickness between interacting component sur-
will affect this, i.e., presence or absence of a hydrodynamic
faces, which can increase the occurrence of surface contact.
oil film in the critical area under typical operating conditions.
Increased surface contact can have the detrimental effect
of increased wear and heat generation, which can in turn
Valve Train Friction
affect engine durability. In addition to lowered lubricant vis-
cosity, other SI technology trends (in particular turbo charg -
Valve train friction underwent a major reduction in
ing and downsizing) lead to increased power density, which
the mid-1980s with near-universal adoption of roller cam
can cause increased surface interaction (Priest and Taylor,
followers. Valve-spring tension reduction may also reduce
2000). In order to maintain engine durability, improving
valve train friction, but reduction down to the valve-motion
mixed lubrication performance in vulnerable components
dynamic-stability limit have been found to yield susceptibil-
should be considered. Improvements in lubricant additives
ity to compression loss under circumstances where carbona-
(low friction modifiers) and surface engineering (surface
ceous deposits become detached from chamber surfaces and
coatings and surface topography design) are methods that
become trapped between the valve seat and valve face
have been used to improve performance in these surface
and thus cause major valve leakage.
contact conditions (Erdemir, 2005; Etsion, 2005; Sorab et
al., 1996; Priest and Taylor, 2000).
Crankshaft Journal Bearing Friction
The following sections discuss in more detail specific
engine design considerations for reducing friction, and also
Energy loss due to crankshaft journal bearing friction
provide further discussion of low-viscosity lubricants.
tends to scale as the cube of the diameter times the length, or
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53
SPARK-IGNITION GASOLINE ENGINES
(diameter)3 × (length). Efforts are always made to minimize tional friction reduction can be achieved through engine
this source of friction, but adequate crankshaft stiffness at the component design and through improvements of surface en-
pin-to-main joints and overall length constrain this option. In gineering (surface coatings, material substitutions, selective
V6 engines adequate pin-to-pin joint strength integrity must surface hardening and surface topography control). The EPA
also be maintained. estimated potential FC benefit at a range of 1 to 3 percent
with a cost of $7 per cylinder (EPA, 2008). Given recent
advancements in engine friction reduction, the committee
Low-Viscosity Lubricants
estimates that the potential FC benefit is 0.5 to 2.0 percent
As discussed previously, lowering lubricant viscos - at a manufacturing cost of $8 to $13 per cylinder.
ity reduces viscous shear. Therefore moving to advanced
low-viscosity lubricants has the potential to improve fuel
ENGINE HEAT MANAGEMENT
economy; however, there is debate about the range of ef-
fectiveness. Several studies have examined the effectiveness As there is never a shortage of waste heat in and around IC
of LVL in lowering friction and reducing fuel consumption engines, efforts to utilize this in productive ways have been
(Sorab et al., 1996; Taylor and Coy, 1999; Fontaras et al., ongoing for decades. Following are some methods of im-
2009). Variations in test methodologies, i.e., vehicle fuel proving heat management; however, these techniques are not
consumption measurement versus engine-dynamometer assigned a fuel consumption benefit or cost for this analysis.
motoring tests, have led to some confusion in this area.
Sorab tested the effectiveness of low-viscosity lubricants on
Piston-Crown Design
one component of an IC engine, the connecting rod journal
bearing. Experimental testing showed significant friction Piston-crown design can affect its temperature. In some
reduction; however, it is difficult to extend these results to cases moving the piston-ring pack upward motivated by
an overall fuel consumption benefit. Taylor and Coy (1999) hydrocarbon-emissions reduction efforts to reduce crevice
reviewed several modeling techniques that analyzed the fuel volume also tended to reduce piston-crown temperatures
consumption benefit of designed lubricants. It was shown and thus reduced the knock tendency in some cases. To the
that lubricants with designed low-viscosity properties can extent that this enabled a small increase in compression ratio,
reduce FC by up to 1 percent. Fontaras et al. (2009) tested a small fuel consumption benefit may result along with a
the fuel consumption benefit of LVL in different drive cycles. significant reduction in hydrocarbon emissions. In some
The benefit ranged from 3.6 percent down to negligible cases this piston modification shortened the heat-conduction
depending on the driving cycle. For a cycle that includes pathway by which heat in the piston crown is transferred
a cold start, the LVL effectiveness is higher since the low- through the second piston land and then into the top ring and
temperature viscous behavior prevails in this cycle. In a fully to the cylinder and into the coolant.
warmed-up engine the FC benefits are not as noticeable and
can even be negligible.
Cylinder-Temperature Profile
Cylinder-temperature profile has been found to have
Fuel Consumption Benefit and Cost of Reducing Engine
subtle effects on efficiency. If the upper portion of the
Friction
cylinder can be made to run cooler and the lower portion
The effectiveness of low-viscosity lubricants has limited hotter, then both friction and hydrocarbon emissions may
drive cycle testing. Fontaras et al. (2009) performed several benefit. This result can readily be achieved by shortening the
tests of LVL over different drive cycles, with the conclusion coolant jacket such that only about 75 percent of the piston
that a benefit of 1 to 1.5 percent can be achieved without stroke equivalent is cooled by the coolant. At a fixed coolant
affecting the overall engine performance. It was noted that pump capacity, higher coolant flow velocities are available
the actual consumption reduction will vary by the amount at the top of the cylinder. This can enable an overall friction
of time spent in transient operation and if the drive cycle is reduction by reducing the extent of boundary-layer piston
one in which the engine must be started cold (Fontaras et al., ring friction at the top and a lubricant viscosity reduction at
2009). The EPA estimated that a reduction in consumption the bottom of the stroke. In addition, the higher temperature
of 0.5 percent can occur with the use of LVL at a cost of of the lower portion of the cylinder promotes post-flame oxi-
$3 per vehicle (EPA, 2008). Considering the more relevant dation of the fuel-air mixture that leaves the piston top-land
U.S. drive cycle and the current widespread use of 5W30, crevice late in the expansion stroke.
the committee estimates that an additional 0.5 percent FC
benefit can be realized with more advanced synthetic LVL
Exhaust Port Surface Area
at a cost of $3 to $5 per vehicle.
Improved engine friction reduction is a constant aim, yet Exhaust port surface area can affect the heat input to
there is still opportunity for additional FC benefit. Addi- the cooling system, and this has subtle efficiency and ex -
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54 ASSESSMENT OF FUEL ECONOMY TECHNOLOGIES FOR LIGHT-DUTY VEHICLES
haust emissions consequences. A significant portion (~50 were shown to the public (Alt et al., 2008) suggesting that
percent) of the heat that enters the cooling system does so controls-related progress has been made. As system defini-
by way of the exhaust port. Typically, the high temperature tion, fuel consumption benefits, and costs are uncertain at
of the exhaust that leaves the cylinder at the beginning of this time, HCCI is believed to be beyond the 15-year time
the exhaust-valve open period is also characterized by its horizon of this study.
highly turbulent state. The associated high rates of heat
transfer can affect both the heat load on the cooling sys -
COMBUSTION RESTART
tem as well as the time required for the catalyst system to
achieve operating temperatures following cold start. It is Combustion restart can be seen as an enabler for idle-off
noteworthy that at peak power the highest exhaust flows operation, which has the potential to reduce fuel consump-
occur during the blowdown process when the valve flow tion under drive conditions that have significant idle time.
area is a limiting factor, and when the valve is fully open The principle challenge relates to the crankshaft position
near mid-exhaust stroke, the so-called displacement flow when the engine comes to rest. One cylinder must be in the
is somewhat lower. early phase of the expansion stroke such that fuel can be in-
Typically if the exhaust-port cross-sectional area is re- jected via DISI and spark(s) delivered to initiate combustion
duced until there is evidence of incremental exhaust pumping and expansion with sufficient potency to initiate sustained
work under peak power operating conditions, no power loss engine rotation. Overcoming the aforementioned challenge
is to be expected. Efforts to reduce exhaust-port surface area is highly dependent upon many real-world conditions over
may reduce the heat load on the cooling and also cause the which there are limited opportunities without the addition of
exhaust temperatures to be somewhat higher. This can yield some form of electro-machine to properly position the crank-
a fuel consumption benefit if ignition-timing retardation, shaft prior to restart. Given this challenge, it is believed that
which is often used to facilitate rapid catalyst light-off, can this approach will not attain significant market penetration
be minimized. A downsized coolant pump, cooling fan, and during the time horizon of this study.
radiator core may also be beneficial.
ETHANOL DIRECT INJECTION
Electrically Driven Coolant Pumps
An approach to cooling the charge to control knock and
Electrically driven coolant pumps are also frequently detonation ties in with both the octane ratings of fuels
mentioned as fuel consumption enablers. While these tend and their heats of vaporization. This approach is to inject
to decrease parasitic loads during warm-up, local hot spots into the intake charge or into the cylinder a fluid with a larger
may cause bore and valve-seat distortion or gasket failures. heat of vaporization than the fuel itself. This fluid would then
Fuel consumption reduction derived from the above items vaporize drawing the heat of vaporization from the intake
depends on the details of the initial engine design. A more or cylinder gases thus lowering their temperature. Direct-
detailed discussion of the electrification of water pumps can injected (DI) E85 (i.e., a mixture of ~85 percent ethanol
be found in Chapter 5 of this report. and ~15 percent gasoline) has recently been proposed for
use both as an anti-knock additive and as a way to reduce
petroleum consumption (Cohn et al., 2005) for boosted SI
HOMOGENEOUS-CHARGE COMPRESSION IGNITION
engines. A recent in-depth study of this concept was carried
While homogeneous-charge compression ignition (HCCI) out at Ford (Stein et al., 2009) where engine dynamometer
has received much attention in the recent past, some funda- studies were carried out with a turbocharged 3.5-L V6 engine
mental control-related challenges remain. The absence of a using gasoline PFI combined with DI E85. The promise of
discrete triggering event in close temporal proximity to the this approach is to enable three benefits, namely, allowing
desired time of combustion is the basis for these challenges. increasing the compression ratio of the boosted engine;
In this type of combustion system, temperature is all impor- allowing increasing the level of boost usable without knock
tant; many real-world factors can come into play that will and pre-ignition limitations; and enabling operation closer to
yield unexpected outcomes, e.g., previous-cycle effects and MBT, timing. These three benefits provide greater thermal
piston and valve temperature swings. As HCCI combustion efficiency as well as increased power, which allows further
is essentially instantaneous, it produces very high rates of downsizing and downspeeding, thus adding potential fuel
pressure rise and high peak pressures. Engine structural at- consumption reductions. The Stein et al. study (2009) used
tributes must take this into account. a prototype V6 DI turbocharged engine (termed Ecoboost
Unthrottled HCCI combustion at light loads may produce by Ford) with a PFI gasoline injection system added to the
very high hydrocarbon emissions when the exhaust-gas original direct-injection fuel system. The DI fuel system was
temperature is relatively low, and this may challenge exhaust separated from the PFI system and supplied only with E85
aftertreatment processes. Nonetheless, advanced prototype from a separate tank and pump. The engine was operated
vehicles using HCCI over a portion of the operating range at both the base 9.8:1 compression ratio and a high value
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55
SPARK-IGNITION GASOLINE ENGINES
FINDINGS
of 12:1. E85 injection quantities and spark advance were
optimized, and measured results were then extrapolated to
SI engines are widely accepted as the primary source of
application with a 5.0-L engine in a pickup truck by means
propulsion for light-duty vehicles in the United States. There
of full system simulation. The anticipated benefits were
have been significant improvements in the fuel consumption
observed. Namely, MBT spark timing was achievable up to
reduction of SI engines in response to past trends of rising
higher loads than were possible without the E85 injection,
fuel prices. These improvements are in large part due to past
leading to a reduction in both gasoline and overall (combined
advancements in fast-burn combustion systems with strategic
gasoline and E85) fuel consumption. One of the conclusions
exhaust-gas recirculation (EGR), multi-point fuel injection,
reached by Stein et al. (2009) was the following:
and reduced engine friction. Newly available SI technologies
are assessed with respect to fuel consumption benefit and
By enabling increased CR [compression ratio], engine down-
cost measured against the aforementioned technologies as
sizing, and downspeeding, E85 DI + gasoline PFI makes the
the baseline. These current technologies address improve-
engine more efficient in its use of gasoline, thereby leverag-
ments in the areas of continuing friction reduction, reduced
ing the constrained supply of ethanol in an optimal manner
pumping losses through advanced VEM, thermal efficiency
to reduce petroleum consumption and CO2 emissions. For a
improvements, and improved overall engine architecture,
hypothetical 5.0 L E85 DI + gasoline PFI engine in a Ford
F-series pickup, the leveraging due to 12:1 CR is approxi- including downsizing using turbocharging and GDI. The
mately 5:1 on the EPA M/H drive cycle. That is, 5 gallons significant finds are as follows:
of gasoline are replaced by 1 gallon of E85. This leverag-
ing effect will be significantly reduced for more aggressive
Finding 4.1: SI technologies offer a means of reducing fuel
drive cycles.
consumption in relatively small, incremental steps. OEMs can
thus create packages of technologies that can be tailored to
Since the focus of the present report is reducing petroleum
meet specific cost and effectiveness targets. It is the combina-
consumption, the implications of the Stein et al. work on op-
tion of numerous, affordable SI technologies in a package that
timizing ethanol utilization will not be considered. However,
makes them appealing when compared to diesel or full hybrid
the combination of increased compression ratio as well as
alternatives—which offer a single large benefit at a large cost.
downsizing and increased boosting possible with the ethanol
Because of this capability, and considering the wide accep-
injection enables reducing fuel consumption compared with
tance of SI engine applications, the committee believes that
operation on gasoline alone.
the implementation of SI engine technologies will continue to
Any approach to inject an anti-knock fluid such as E85
play a large role in achieving reduced levels of fuel consump-
would require an additional tank on the vehicle to provide the
tion. Table 4.A.1 at the end of this chapter summarizes the
anti-knock fluid for injection and would require a willingness
fuel consumption reductions and costs for these technologies.
on the part of the vehicle driver to fill the anti-knock fluid
tank. In the study by Stein et al. (2009), the authors estimated
Finding 4.2: Cylinder deactivation is most cost-effective
based on vehicle simulations for a full-size pickup truck that
when applied to OHV V6 and V8 engines; it typically affords
E85 usage on the FTP urban/highway schedule would be
4 to 10 percent fuel consumption reduction. The higher cost of
only about 1 percent of the total fuel used, thus providing an
applying cylinder deactivation to DOHC V6 and V8 engines,
E85 refill driving range of ~20,000 miles with a 26-gallon
combined with the reduced fuel consumption benefit when
gasoline fuel tank and a 10-gallon E85 tank. For the higher-
cylinder deactivation is added to an engine with VVT, has
load US06 driving cycle, E85 would constitute 16 percent
caused most OEMs to avoid its application to DOHC engines.
of the fuel used for an E85 refill range of ~900 miles. For
For this reason, the committee believes that cylinder deacti-
towing a trailer up the Davis Dam slope (~6 percent grade
vation will be applied only to OHV engines in most cases.
for over 10 miles), E85 usage would be 48 percent of the
fuel used with an E85 tank refill range of ~100 miles. Once
Finding 4.3: Stoichiometric gasoline direct injection (SGDI)
all the anti-knock fluid has been consumed, spark timing
applied to naturally aspirated engines typically affords a
would have to be retarded and turbocharger boost reduced to
knock-limited compression ratio increase of 1.0 to 1.5 and a
prevent knock if a high compression ratio were chosen for the
reduction in fuel consumption of 1.5 to 3.0 percent at a cost
engine (e.g., 12 versus 9.8) based on reliance on injection of
of $117 to $351, depending on cylinder count and including
an anti-knock fluid to control knock. Operating with retarded
noise-abatement items. Versions of direct injection that pro-
spark timing and reduced boost would not harm the engine
vide some measure of charge stratification can further reduce
but may impact available power.
fuel consumption, but emissions and implementation issues
Based on the costs for the urea dosing systems used for
have inhibited high-volume applications.
CI engine selective catalytic reduction aftertreatment that has
similar componentry (see Chapter 5), the cost of converting
Finding 4.4: Turbocharging and downsizing, while main-
a boosted DI engine to PFI gasoline with DI E85 injection
taining vehicle performance, can yield fuel consumption
is estimated to be $300 to $350.
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56 ASSESSMENT OF FUEL ECONOMY TECHNOLOGIES FOR LIGHT-DUTY VEHICLES
BIBLIOGRAPHY
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ANNEX
58
TABLE 4.A.1 Summary Table for Fuel Consumption Reduction Techniques for SI Engines: Incremental Percentage Reduction of Fuel Consumption with
Associated Incremental Total Cost (with 1.5 RPE). See Figures 9.1 through 9.5 in Chapter 9 to understand the intended order for the incremental values.
Consumption Benefit Incremental Cost $
Technologies
I4 V6 V8 I4 V6 V8 Comments
SI Techniques (%) Range (%) Range (%) Range Low High Low High Low High
Low-viscosity • Small consumption benefit
LUB 0.5 0.5 0.5 4.5 7.5 4.5 7.5 4.5 7.5
lubricants • Dependent on drive cycle
• Roller follower valve trains and piston kit
Engine friction
EFR 0.5-2.0 0.5-2.0 1.0-2.0 48 78 72 117 96 156 friction reduction measures were nearly
reduction
universally implemented in the mid-1980s
VVT—coupled • On SOHC setup cam phaser adjusts both
cam phasing (CCP), CCP 1.5-3.0 1.5-3.5 2.0-4.0 52.5 105 105 exhaust and intake valve timing events
SOHC • Manufacturer cost estimate of $35/phaser
• Short durations may reduce pumping loss, and
the reduced lift is a consequence of this
• As intake manifold vacuum vanishes, alternate
Discrete variable means must be found to implement power
valve lift (DVVL), DVVL 1.5-3.0 1.5-3.0 2.0-3.0 195 240 270 315 420 480 brakes and PCV
SOHC/DOHC • DVVL features two to three separate fixed
profiles
• Manufacturer cost estimate of $40/cylinder +
$35/phaser
ASSESSMENT OF FUEL ECONOMY TECHNOLOGIES FOR LIGHT-DUTY VEHICLES
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Consumption Benefit Incremental Cost
Technologies
I4 V6 V8 I4 V6 V8 Comments
SI Techniques (%) Range (%) Range (%) Range Low High Low High Low High
• Effectiveness depends on power to weight
ratio, previously added technologies, NVH, and
drivability issues
• Reduction in pumping losses from higher
Cylinder cylinder loading
DEAC NA 4.0-6.0 5.0-10.0 NA 510 600 536 630
deactivation, SOHC • Higher cost when applied to OHC engines
• Manufacturer cost estimate for OHC engines of
$340 to $400
• Additional manufacturer cost of $140 for NVH
SPARK-IGNITION GASOLINE ENGINES
issues
• Effectiveness depends on power to weight
ratio, previously added technologies, NVH, and
drivability issues
Cylinder
DEAC NA 4.0-6.0 5.0-10.0 NA 330 375 383 • Reduction in pumping losses from higher
deactivation, OHV
cylinder loading
• OHV has a lower cost when compared to OHC
setups
• Implementations include intake cam phaser
(ICP)
• Timing is important, and lift is merely a
VVT—intake cam
ICP 1.0-2.0 1.0-2.0 1.5-2.0 52.5 105 105 consequence of duration change
phasing (ICP)
• Some of this can be achieved with variable
geometry intake manifolds
• Manufacturer cost estimate of $35/phaser
continued
59
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TABLE 4.A.1 Continued
60
Consumption Benefit Incremental Cost
Technologies
I4 V6 V8 I4 V6 V8 Comments
SI Techniques (%) Range (%) Range (%) Range Low High Low High Low High
• Implementations include exhaust only and
VVT—dual cam
DCP 1.5-2.5 1.5-3.0 1.5-3.0 52.5 105 105 dual-cam phaser (DCP)
phasing (DCP)
• Manufacturer cost estimate of $35/phaser
• Short durations may reduce pumping loss,
and the reduced lift is a consequence of this
• As intake manifold vacuum vanishes,
Continuously
alternate means must be found to implement
variable valve lift CVVL 3.5-6.0 3.5-6.5 4.0-6.5 239 308 435 465 525 585
power brakes and PCV
(CVVL)
• CVVL features wide range of cam profiles
• Manufacturer cost estimate of $300 for an
I4, and $600 for a V-8
VVT—coupled cam • Requires in block cam phaser
CCP 1.5-3.0 1.5-3.5 2.0-4.0 52.5 52.5 52.5
phasing (CCP), OHV • Manufacturer cost estimate of $35/phaser
• Enables about +1.0 knock limited
compression ratio
• High pressure fuel pump increases parasitic
loss
Stoichiometric
• Increased volumetric efficiency increases
gasoline direct SGDI 1.5-3.0 1.5-3.0 1.5-3.0 176 293 254 384 443 527
pumping loss
injection (GDI)
• Injector deposits formed upon hot shut down
has been a traditional concern
• Manufacturer cost estimates $80/cylinder
and $136 for injector noise abatement items
Consumption Benefit Incremental Cost
Technologies
Comments
I4 V6 V8 I4 V6 V8
SI Techniques (%) Range (%) Range (%) Range Low High Low High Low High
• Vehicle launch performance will likely be
compromised
• Piston underside oil squirters, an oil cooler,
and an intercooler may contribute to system
Turbocharging and
TRBDS 2.0-5.0 4.0-6.0 4.0-6.0 555 735 -50 308 788 1185 merits
downsizing
• Dual scroll and VNT units will improve
vehicle launch performance
• Manufacturer estimates $550-$920 for a
fixed geometry system
ASSESSMENT OF FUEL ECONOMY TECHNOLOGIES FOR LIGHT-DUTY VEHICLES