LEDA COSMIDES,*‡ H. CLARK BARRETT,*† AND JOHN TOOBY*
Blank-slate theories of human intelligence propose that reasoning is carried out by general-purpose operations applied uniformly across contents. An evolutionary approach implies a radically different model of human intelligence. The task demands of different adaptive problems select for functionally specialized problem-solving strategies, unleashing massive increases in problem-solving power for ancestrally recurrent adaptive problems. Because exchange can evolve only if cooperators can detect cheaters, we hypothesized that the human mind would be equipped with a neurocognitive system specialized for reasoning about social exchange. Whereas humans perform poorly when asked to detect violations of most conditional rules, we predicted and found a dramatic spike in performance when the rule specifies an exchange and violations correspond to cheating. According to critics, people’s uncanny accuracy at detecting violations of social exchange rules does not reflect a cheater detection mechanism, but extends instead to all rules regulating when actions are permitted (deontic conditionals). Here we report experimental tests that falsify these theories by demonstrating that deontic rules as a class do not elicit the search for violations. We show that the cheater detection system functions with pinpoint accuracy, searching for violations of social exchange rules only when these are likely to reveal the presence of someone who intends to cheat. It does not search for violations of social exchange rules when these are accidental, when they do not benefit the violator, or when the situation would make cheating difficult.
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* |
Center for Evolutionary Psychology, University of California, Santa Barbara, CA 93106; and |
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† |
Department of Anthropology, University of California, Los Angeles, CA 90095. |
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‡ |
To whom correspondence should be addressed. E-mail: cosmides@psych.ucsb.edu. |
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15
Adaptive Specializations,
Social Exchange, and the
Evolution of Human Intelligence
leDA CosMiDes,*‡ h. ClArK BArreTT,*†
AnD John TooBy*
Blank-slate theories of human intelligence propose that reasoning is
carried out by general-purpose operations applied uniformly across con -
tents. An evolutionary approach implies a radically different model of
human intelligence. The task demands of different adaptive problems
select for functionally specialized problem-solving strategies, unleashing
massive increases in problem-solving power for ancestrally recurrent
adaptive problems. Because exchange can evolve only if cooperators
can detect cheaters, we hypothesized that the human mind would be
equipped with a neurocognitive system specialized for reasoning about
social exchange. Whereas humans perform poorly when asked to detect
violations of most conditional rules, we predicted and found a dramatic
spike in performance when the rule specifies an exchange and violations
correspond to cheating. According to critics, people’s uncanny accuracy
at detecting violations of social exchange rules does not reflect a cheater
detection mechanism, but extends instead to all rules regulating when
actions are permitted (deontic conditionals). here we report experimental
tests that falsify these theories by demonstrating that deontic rules as
a class do not elicit the search for violations. We show that the cheater
detection system functions with pinpoint accuracy, searching for viola -
tions of social exchange rules only when these are likely to reveal the pres-
ence of someone who intends to cheat. it does not search for violations of
social exchange rules when these are accidental, when they do not benefit
the violator, or when the situation would make cheating difficult.
*Center for evolutionary Psychology, University of California, santa Barbara, CA 93106; and
†Department of Anthropology, University of California, los Angeles, CA 90095. ‡ To whom
correspondence should be addressed. e-mail: cosmides@psych.ucsb.edu.
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/ Leda Cosmides et al.
T
o the human mind, certain things seem intuitively correct. The
world seems flat and motionless; objects seem solid rather than
composed of empty space, fields, and wave functions; space seems
euclidian and 3-dimensional rather than curved and 11-dimensional.
Because scientists are equipped with human minds, they often take intui-
tive propositions for granted and import them—unexamined—into their
scientific theories. Because they seem so self-evidently true, it can take
centuries before these intuitive assumptions are questioned and, under
the cumulative weight of evidence, discarded in favor of counterintuitive
alternatives—a spinning earth orbiting the sun, quantum mechanics,
relativity.
For psychology and the cognitive sciences, the intuitive view of human
intelligence and rationality—the blank-slate theory of the mind—may be
just such a case of an intuition-fueled failure to grapple with evidence
(Gallistel, 1990; Tooby and Cosmides, 1992; Cosmides and Tooby, 2001;
Pinker, 2002). According to intuition, intelligence—almost by definition—
seems to be the ability to reason successfully about almost any topic. if we
can reason about any content, from cabbages to kings, it seems self-evident
that intelligence must operate by applying inference procedures that oper-
ate uniformly regardless of the content domains they are applied to (such
procedures are general-purpose, domain-general, and content-independent).
Consulting such intuitions, logicians and mathematicians developed
content-independent formal systems over the last two centuries that oper-
ate in exactly this way. such explicit formalization then allowed computer
scientists to show how reasoning could be automatically carried out by
purely “mechanical” operations (whether electronically in a computer
or by cellular interactions in the brain). Accordingly, cognitive scientists
began searching for cognitive programs implementing logic (Wason and
Johnson-laird, 1972; rips, 1994), Bayes’ rule (Gigerenzer and Murray,
1987), multiple regression (rumelhart et al., 1986), and other normative
methods—the same content-general inferential tools that scientists them -
selves use for discovering what is true (Gigerenzer and Murray, 1987).
others proposed simpler heuristics that are more fallible than canonical
rules of inference [e.g., Gigerenzer et al. (1999), Kahneman (2003)], but
most of these were domain-general as well.
our inferential toolbox does appear to contain a few domain-general
devices (rode et al., 1999; Gallistel and Gibbon, 2000; Cosmides and
Tooby, 2001), but there are strong reasons to suspect that these must be
supplemented with domain-specific elements as well. Why? To begin
with, much—perhaps most—human reasoning diverges wildly from what
would be observed if reasoning were based on canonical formal methods.
Worse, if adherence to content-independent inferential methods consti-
tuted intelligence, then equipping computers with programs implement -
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Adaptive Specializations, Social Exchange, and Human Intelligence /
ing these methods, operating at vastly higher rates, should have made
them intelligent. it did not. it turns out that general-purpose reasoning
methods are very weak, and have crippling defects (e.g., combinatorial
explosion) that are a direct consequence of their domain generality (Tooby
and Cosmides, 1992; Cosmides and Tooby, 2001; Tooby et al., 2005). Also,
content effects (changes in reasoning performance based on changes in
content) are ubiquitous (Wason and Johnson-laird, 1972; Gigerenzer and
Murray, 1987) yet difficult to account for in the consensus view. After
all, differences in content should make little difference to procedures
whose operation is designed to be content-independent. Unfortunately,
the effects of content on reasoning have traditionally been dismissed as
noise to be ignored rather than a window on reasoning methods of a radi-
cally different, content-specific design.
INTELLIGENCE AND EVOLVED SPECIALIZATIONS
The integration of evolutionary biology with cognitive science led
to a markedly different approach to investigating human intelligence
and rationality: evolutionary psychology (Tooby and Cosmides, 1992;
Cosmides and Tooby, 2001). organisms are engineered systems that must
operate effectively in real time to solve challenging adaptive problems.
The computational problems our ancestors faced were not drawn ran-
domly from the universe of all possible problems; instead, they were
densely clustered in particular, recurrent families (e.g., predator avoid -
ance, foraging, mating) that occupy only miniscule regions of the space
of possible problems. Massive efficiency gains can be achieved when
different computational strategies are tailored to the task demands of dif-
ferent problem types. For this reason, natural selection added a diverse
array of inferential specializations, each tailored to a particular, adaptively
important problem domain (Gallistel, 1990). Freed from the straightjacket
of a one-size-fits-all problem-solving strategy, these reasoning specializa -
tions succeed by deploying procedures that produce adaptive inferences
in a specific domain, even if these operations are invalid, useless, or
harmful if activated outside that domain. They can do this by exploit-
ing regularities—content-specific relationships—that hold true within the
problem domain, but not outside of it. This approach naturally predicts
content effects, because different content domains should activate differ-
ent inferential rules.
in this view, human intelligence is more powerful than machine
intelligence because it contains, alongside general-purpose inferential
tools, a large and diverse array of adaptive specializations—expert systems,
equipped with proprietary problem-solving strategies that evolved to
match the recurrent features of their corresponding problem domains.
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indeed, the discovery of previously unknown adaptive specializations
proceeded at a rapid pace once cognitive and evolutionary scientists
became open to their existence and began to look for them (Tooby and
Cosmides, 1992).
For nearly three decades, we have been studying human reasoning in
the light of evolution (Cosmides, 1985, 1989; Cosmides and Tooby, 1989,
2005, 2008; Gigerenzer and hug, 1992; Fiddick et al., 2000, 2005; stone et
al., 2002; sugiyama et al., 2002; ermer et al., 2006; reis et al., 2007). By inte-
grating results from evolutionary game theory with the ecology of hunter-
gatherer life, we developed social contract theory: a task analysis specifying
what computational properties a neurocognitive system would need to
generate adaptive inferences and behavior in the social exchange problem
domain (Cosmides and Tooby, 1989). We have been systematically testing
for the presence of these design features, including an important one: the
ability to detect cheaters. Based on these investigations, we have proposed
that the human mind reliably develops social contract algorithms: a set of
programs built by natural selection for reasoning about social exchange
(Cosmides, 1985, 1989; Gigerenzer and hug, 1992; Cosmides and Tooby,
2005, 2008). This system can reason adaptively about social exchange pre -
cisely because it does not perform the inferences of any standard formal
logic.
EXCHANGE AS A COMPUTATIONAL PROBLEM
Selection Pressures for Social Exchange
Two parties can make themselves better off than they were before—
thereby increasing their fitness—by exchanging things each values less
for things each values more (goods, services, help). exchange is found in
every documented human culture, and takes many forms, such as return -
ing favors, sharing food, and extending acts of help with the (implicit)
expectation that they will be reciprocated. Behavioral ecology and hunter-
gatherer ethnography have demonstrated that exchange is fundamental
to forager subsistence and sociality (Gurven, 2004). indeed, evidence sug-
gests that certain forms of social exchange were present in hominins at
least 2 million years ago (isaac, 1978). This raises the possibility that selec-
tion has introduced computational elements that were well-engineered
for social exchange.
Cognitive Defense Against Cheaters
selection pressures favoring social exchange exist whenever one
organism (the provisioner) can change the behavior of a target organism
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to the provisioner’s advantage by making the target’s receipt of a rationed
benefit conditional on the target acting in a required manner. This con-
tingency can be expressed as a social contract, a conditional rule that fits
the following template: If you accept benefit B from me, then you must satisfy
my requirement R. The social contract is offered because the provisioner
expects to be better off if its conditions are satisfied [e.g., if one gives the
theater owner the price of a ticket (requirement R) in return for access to
the symphony (benefit B)]. The target accepts these terms only if the benefit
provided more than compensates for any losses he incurs by satisfying the
requirement (e.g., if hearing the symphony is worth the cost of the ticket
to him). This mutual provisioning of benefits, each conditional on the
other’s compliance, is what is meant by social exchange or reciprocation
(Cosmides, 1985; Cosmides and Tooby, 1989; Tooby and Cosmides, 1996).
Understanding it requires a form of conditional reasoning that operates
on abstract yet content-specific conceptual elements.
Algorithms generating social exchange require (i) a system for rep-
resenting exchange situations in terms of conceptual primitives such as
agent, rationed benefit, provisioner’s requirement, and entitlement; (ii) a system
for mapping states of the world onto these proprietary concepts (e.g., the
agent is the theater owner; the rationed benefit is access to the symphony;
the requirement is payment of the ticket price); and (iii) domain-specialized
rules of inference that operate on these conceptual primitives, supplying
inferences that are necessary to carry out the system’s evolved function
[rules of logic do not supply the necessary inferences (Cosmides, 1989;
Fiddick et al., 2000; Cosmides and Tooby, 2008)].
Adaptations for delivering benefits to unrelated individuals will be
selected against unless the losses one incurs by delivering benefits are
compensated for by the reciprocal delivery of benefits. Consequently, the
existence of cheaters—those who fail to deliver compensatory benefits—
threatens the evolution of exchange. Using evolutionary game theory,
it has been shown that adaptations for social exchange can be favored
and stably maintained by natural selection, but only if they include design
features that enable them to detect cheaters, and cause them to channel future
exchanges to reciprocators and away from cheaters (Trivers, 1971; Axelrod,
1984; Tooby and Cosmides, 1996).
Cheater Detection Is Person Categorization and
Not Event Categorization
indeed, the exact nature of the adaptive problem posed by cheaters
determines how social contract algorithms should have evolved to define
the concept cheater. A cheater is an agent who (i) takes the rationed ben-
efit offered in a social exchange but (ii) fails to meet the provisioner’s
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requirement, and (iii) does so by intention rather than by mistake or
accident. The evolutionary function of a cheater detection subroutine is
to defend the cooperator against exploitation. it is designed to represent
and track the other party’s behavior so that it can (when warranted) cor-
rectly connect an attributed disposition (to cheat) with that particular
person (who thereby becomes categorized as a cheater). in the experiments
reported here, we manipulate these cheater-defining elements and dem-
onstrate that they regulate reasoning about conditional rules involving
social exchange.
The conceptual primitive cheater along with domain-specific inference
rules for detecting cheaters were predicted to be a central part of social
exchange reasoning because they are necessary to solve a computational
problem that, if unsolved, would prevent the evolution of social exchange.
Together, they constitute a logic of social exchange—a content-specialized
logic whose conceptual primitives, inference rules, and outputs are quite
different from those produced by standard formal logics, such as the predi-
cate calculus. The need for special inferential rules for cheater detection
derives from the fact that standard, domain-general conditional reasoning
rules will fail to identify cheaters in many circumstances, and will mis -
identify reciprocators and altruists as cheaters in others (Cosmides, 1989;
Gigerenzer and hug, 1992; Cosmides and Tooby, 2005, 2008).
Evolutionary Versus Economic and Other Functions
A cheater is someone who has violated a social contract—a conditional
rule involving social exchange—but not all violations of social contracts
reveal the presence of a cheater. This fact allows critical tests between an
evolutionary and an economic perspective. A commonplace of economics,
utility theory, and common sense is that people become adept at solv-
ing problems that they are motivated to solve, such as those that have
economic consequences. When targets violate a social contract, the provi-
sioner suffers a loss in utility; if these cases are detected, the provisioner
could insist on getting what she is owed. if such economic consequences
drive the acquisition of reasoning skills, then people should be good at
detecting all violations of social contracts because this will allow them to
recoup their losses. it would not matter whether the violation occurred
by mistake or on purpose, or whether it benefited the violator—the provi-
sioner has suffered a loss in all of these cases. These distinctions do matter,
however, if evolution produced a subroutine specialized for detecting
cheaters.
The function of a cheater detection subroutine is social categoriza -
tion: this person=cheater. The fitness benefit that drove the evolution of
cheater detection is the ability to avoid squandering costly future coopera-
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Adaptive Specializations, Social Exchange, and Human Intelligence /
tive efforts on those who will exploit rather than reciprocate. violations
of social contracts are relevant to this evolved function, but only insofar
as they reveal individuals disposed to cheat—that is, individuals who
cheat by virtue of their calibration or design. noncompliance caused by
accidental violations and other innocent mistakes do not reveal the dis -
position to cheat. hence, they should not be encoded by social contract
algorithms as cheating—even though the payoff to the provisioner is the
same as cheating. That is, accidental violations may result in someone
being cheated (not getting what they are entitled to), but they do not
indicate the ongoing menace of a cheater.
Therefore, social contract theory predicts cognitive design features
beyond detecting compliance or noncompliance with a social contract.
The subroutine should be designed to look for potentially intentional
violations, because only these predict future defection and continued
exploitation—the negative outcome the system evolved to defend itself
against. indeed, results from evolutionary game theory show that strat -
egies for conditional cooperation do better if they can “see through”
failures to reciprocate due to chance, because they continue to reap the
benefits of cooperating with other conditional cooperators who may have
erred [e.g., Panchanathan and Boyd (2003)]. The surprising social contract
prediction—that noncompliance in social exchanges is only detected at
high rates when it could reveal cheaters—is tested in the experiments
reported below.
Cue-Based Activation of Cheater Detection
To achieve their large efficiency gains, adaptive specializations should
be designed to be differentially activated when they encounter the content
domains they are equipped to solve, and inactive when they encounter
other content domains where their proprietary operations are inappli-
cable, mismatched, or invalid (Tooby and Cosmides, 1992; Tooby et al.,
2005). This point is central to understanding the logic of the experiments
reported here: if there is an evolved inference system specialized for
reasoning about social exchange, then the cheater detection subroutine
should be differentially activated by content cues signaling the potential
for determining whether someone is a cheater. The strategy pursued
in these experiments is to add and subtract minimal problem elements
that are irrelevant to competing theories of reasoning but that should
activate or inactivate the cheater detection subroutine because they allow
or interfere with the determination of whether someone is a cheater. The
elements we will concentrate on are: (i) is there a benefit being rationed?
(if not, there is no social exchange); (ii) Could the other party benefit by
violation of the rule? (if not, then detecting a violation will not identify
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a cheater); (iii) Did the violator have the intention to cheat? (if not, then
detecting a violation will not identify a cheater); and (iv) Does the situa-
tion make cheating difficult? (if so, then looking for violations is unlikely
to reveal cheaters).
EXPERIMENTAL TESTS OF SOCIAL CONTRACT THEORY
exchange is, by definition, social behavior that is conditional: The pro-
visioner agrees to deliver a benefit conditionally (conditional on the recipi-
ent doing what the provisioner required). engaging in social exchange
therefore requires conditional reasoning.
our experiments use the Wason selection task, a standard tool for
investigating conditional reasoning (Wason and Johnson-laird, 1972).
subjects are given a conditional rule of the form if P then Q, and asked
to identify possible violations of it—a format that allows one to see how
performance varies as a function of the rule’s content (Fig. 15.1 A). it
was originally developed to determine whether humans are natural
falsificationists—whether the brain spontaneously applies first-order logic
to look for cases that might violate a hypothesis or other conditional rule.
To their surprise, psychologists found that people perform poorly when
asked to solve this simple problem.
According to first-order logic, a conditional rule has the form if ante-
cedent (conventionally represented by P) then consequent (conventionally
represented by Q). looking for violations of a conditional rule is a remark-
ably simple task: According to first-order logic, the rule is violated when-
ever P is true but Q is not—that is, by the co-occurrence of P & not-Q. For
example, the rule “if a person is a biologist, then that person enjoys camp -
ing” would be violated by finding a biologist who does not enjoy camping.
in a Wason selection task involving this rule, there would be four cards,
each representing a different individual. one side would tell whether
that individual is a biologist, and the other side would tell whether he or
she enjoys camping (see Fig. 15.1). To find out whether the preferences of
any of these individuals violate the rule, one would need to investigate
the biologist (P card) to see if he does not enjoy camping, and the person
who does not enjoy camping (not-Q card) to see if this person is a biolo-
gist. Thus, a fully correct Wason response would be to choose P, not-Q,
and no other cards.
First-order logic is simple to specify—vastly simpler than many other
cognitive capacities that humans are known to have, such as vision and
grammar acquisition. it is also prototypically content-independent and
domain-general: it maps all of the content of conditional rules into the
format if antecedent then consequent, where the antecedent and conse-
quent can stand for any propositions. it can be informative about nearly
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A. Elements of a Wason selection task
Consider this rule: “If P then Q”. The cards below have information about four situations. Each
card represents one situation. One side of a card tells whether P happened, and the other side of the
card tells whether Q happened. Indicate only those card(s) you definitely need to turn over to see if
any of these situations violate the rule.
P not-P Q not-Q
B. Social contracts and the Wason selection task
Consider the following rule:
Standard format:
If you take the benefit, then satisfy my requirement (e.g., “If I give you $50, then give me your watch.”)
If P then Q
Switched format:
If you satisfy my requirement, then take the benefit (e.g., “If you give me your watch, then I’ll give you $50.”)
If P then Q
The cards below have information about four people. Each card represents one person. One side of a
card tells whether the person accepted the benefit, and the other side of the card tells whether that person
satisfied the requirement. Indicate only those card(s) you definitely need to turn over to see if any of
these people have violated the rule.
Benefit Benefit not Requirement Requirement
accepted Accepted satisfied not satisfied
Standard: P not-P Q not-Q
Switched: Q not-Q P not-P
FiGUre 15.1 (A) The general structure of a Wason selection task. The rule always
has specific content; e.g., “if a person is a biologist, then that person enjoys camp-
ing” (an indicative rule). For this rule, each card would represent a different per-
son, reading, for example, “biologist” (P), “chemist” (not-P), “enjoys camping”
(Q), “does not enjoy camping” (not-Q). The content of the rule can be varied such
that the rule is indicative, a social contract, a precaution, a permission rule, or any
other conditional of interest, allowing alternative theories of reasoning to be tested.
Checkmarks indicate the logically correct card choices. (B) General structure of a
Wason task when the conditional rule is a social contract. A social contract can be
translated into either social contract terms (benefits and requirements) or logical
terms (Ps and Qs). Checkmarks indicate the correct card choices if one is looking
for cheaters—these should be chosen by a cheater detection subroutine, whether
the exchange was expressed in a standard format (i.e., benefit to potential violator in
antecedent clause) or a switched format (benefit in consequent clause). This results
in a logically incorrect answer (Q & not-P) when the rule is expressed in the switched
format, and a logically correct answer (P & not-Q) when the rule is expressed in the
standard format. Tests of switched social contracts have shown that the reasoning
procedures activated cause one to detect cheaters, not logical violations. note that
a logically correct response to a switched social contract—where P = requirement
satisfied and not-Q = benefit not accepted—would fail to detect cheaters.
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everything. Finally, the inferential rules of first-order logic are incapable
of responding differentially to particular contents, because they do not
represent content at all. All its rules see are its conceptual primitives (e.g.,
antecedent, consequent, if, then).
The biologist-camping rule is indicative: it claims to indicate or describe
some relationship in the world. Given an indicative conditional, only
5–30% of normal subjects respond with the logically correct answer, P &
not-Q. Most do choose P, but about half omit not-Q, many choose Q, and
a few choose not-P. Although one might think that people would learn to
reason correctly about familiar relationships, performance remains poor
even when the indicative rule involves very familiar content drawn from
direct experience—such as, if I eat cereal, then I drink orange juice (Wason,
1983; Cosmides, 1985). either our species did not evolve a full and unim-
paired version of first-order logic, or significant parts of it are not activated
when people try to solve this simple information search task.
Although originally designed to test whether people had a content-
general system for conditional reasoning, the Wason task can be and has
been used to test many of the predictions of social contract theory [for
reviews, see Cosmides and Tooby (2005, 2008)]. The hypothesis that the
brain contains social contract algorithms predicts that reasoning perfor-
mance should shift when it encounters social exchange content. in par-
ticular, it predicts a sharply enhanced ability to reason adaptively about
conditional rules when those rules specify a social exchange.
Content is indeed decisive. Although performance on the Wason
selection task is typically poor, when the conditional rule involves social
exchange and detecting a violation corresponds to looking for cheaters,
65–80% of subjects correctly detect violations (Cosmides, 1985, 1989;
Gigerenzer and hug, 1992; Cosmides and Tooby, 2005, 2008). Confound-
ing the idea that people improve only with increasing experience, subjects
perform well even when the conditional rule specifies a wildly unfamiliar
social contract that no subject has ever heard before (e.g., “if you get a
tattoo on your face, then i’ll give you cassava root”). indeed, we have
found no difference in performance between totally unfamiliar social
contracts and thoroughly familiar ones. Moreover, the ability to detect
cheaters on social contracts is present as early as it can be tested (ages 3–4)
(harris et al., 2001). Consistent with the hypothesis that this adaptive
specialization is part of our species’ cognitive architecture, this pattern
of results has been found in every culture where it has been tested, from
industrialized market economies to shiwiar hunter horticulturalists of the
ecuadorian Amazon (sugiyama et al., 2002).
Because the correct answer if one is looking for cheaters is sometimes
the logically correct answer as well, many people misunderstand us to be
claiming that social exchange content boosts logical reasoning. But social
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exchange activates nonstandard rules of inference that diverge sharply
from first-order logic. The adaptively correct answer when one is looking
for cheaters is to choose cards representing people who have taken the
benefit and not met the requirement, regardless of the logical category into
which these fall. it is possible to create social exchange problems in which
these correspond to a logically incorrect answer: Q & not-P (see Fig. 15.1B).
When this was done, subjects’ selections matched the predictions of the
nonstandard evolutionary logic of social exchange and violated first-
order logic. Q and not-P choices were predicted from first principles,
and had never been predicted by any other theory, or previously elicited
(Cosmides, 1985, 1989; Gigerenzer and hug, 1992).
Deontic Logic or Social Contract Algorithms?
Most reasoning researchers now concede that (i) content effects for
social exchanges are real, replicable, and robust; and (ii) first-order logic
cannot explain how people reason about social exchange. however, they
continue to resist the counterintuitive notion that reasoning in this domain
is governed by an adaptive specialization. instead, they propose that rea-
soning about social exchange is governed by some version of deontic
logic—a formal system for reasoning about concepts such as permission
and obligation. social contracts do involve deontic concepts, so this is a
plausible proposal. however, the universe of deontic rules is far larger
than social contracts, extending to moral rules, imperatives, norms, and so
on. if the mind comes equipped with (or acquires) some form of deontic
logic, then people should be good at detecting violations of all deontic rules
(Cheng and holyoak, 1985; Fodor, 2000), or at least those involving utilities
(Manktelow and over, 1990, 1991; sperber et al., 1995).
in support of the deontic position, its advocates point out that another
type of deontic conditional that we and others have worked on also elicits
good violation detection on the Wason task: precautionary rules (Cheng
and holyoak, 1989; Manktelow and over, 1990; Fiddick et al., 2000; stone
et al., 2002; ermer et al., 2006). These are conditionals that fit the template
“if one is to engage in hazardous activity H, then one must take precaution R”
(e.g., “if you are working with toxic gases, then you must wear a gas
mask”). Precautionary rules are so similar to social contracts that most
theories view them as trivial variations on a theme—deontic conditionals
involving utilities, processed by precisely the same reasoning system
(Cheng and holyoak, 1989; Manktelow and over, 1990, 1991; Kirby, 1994;
oaksford and Chater, 1994; sperber et al., 1995).
By contrast, evolutionary researchers have proposed that these rules
are processed not by social contract algorithms but by a different special-
ization with a distinct function: to monitor for cases in which people are in
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demonstrates the existence of a reasoning mechanism general to the class
of deontic rules (Cheng and holyoak, 1989; Manktelow and over, 1990).
There is no need to engage in verbal arguments when these two views
can be tested empirically by comparing performance on rule 4, the original
sears problem, with closely matching rules that do not regulate access to a
benefit. To this end, we created permission rules that are about inventory
forms rather than sales receipts, such as:
5. “you work as an assistant at sears. each department at sears
(Menswear, sportswear, ladies shoes, etc.) has a different color
inventory form to fill out. you have the job of checking inventory
forms that the department clerks have filled out to make sure that
any blue inventory form has been signed by the section manager.
(This is a rule of the store.)” (Cards read: “blue,” “white,” “signed,”
“not signed.”)
By making the rule about inventory forms, we have created a permis-
sion rule that subjects are unlikely to interpret as a rule regulating access
to a benefit: it is unclear how anyone might benefit by filling out a blue
inventory form rather than a white one. if high performance on rule 4 was
caused by social contract algorithms, then performance on rule 5 should
be lower. By contrast, a permission schema should generate equally high
performance on rules 4 and 5.
Contrary to the predictions of permission schema theory, perfor-
mance on the sears inventory problem was significantly lower than
performance on the original sears problem: 72% correct (18/25) on rule 4
versus 48% correct (12/25) on rule 5 (Z = 1.73, P = 0.04, Φ = 0.24). Can it be
pushed even lower by removing elements relevant to social exchange?
Most people know that requiring signatures is a common device to
protect against cheating; the fact that a manager’s signature is required
for blue inventory forms could suggest to some that valuable goods are
being tracked by the blue forms, but not the white ones. To remove any
hint that P might represent access to something more valuable than not-P,
we created rule 6, an inventory rule that regulates where blue forms are
to be filed (si Text). The first two sentences were the same as for rule 5,
but it continued as follows:
6. “Filled out inventory forms are to be filed in various bins. you
have the job of checking inventory forms that the department
clerks have filled out to make sure that any blue inventory form
has been filed in the metal bin. (This is a rule of the store.)” (Cards
read: “blue,” “white,” “metal bin,” “wood bin.”)
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Performance was even lower in response to rule 6: 32% correct (8/25).
yet it is a permission rule set in a culturally familiar context. Consistent
with the view that performance should decrease with the removal of
cues suggesting a benefit is being regulated, contrast analysis confirms a
monotonic decrease from sales receipts (72%) to signed inventory forms
(48%) to filed inventory forms (32%) (with P ≤ 0.0012, Z ≥ 3.04 for λ = 3,
−1, −2 and 1, 0, −1).
These results support social contract theory and disconfirm permis-
sion schema theory. indeed, they refute any theory [including Fodor’s
(2000)] that attributes good violation detection to the entire domain of
deontic rules.
Cheater detection has a signature: Benefit accepted and requirement
not met are chosen, regardless of logical category. That the conditional
rule regulates access to a benefit is a necessary condition for eliciting the
detection of this very precise type of violation (Cosmides, 1989; Fiddick et
al., 2000). it is not, however, a sufficient condition (Gigerenzer and hug,
1992)—a prediction that we test in experiments 3 and 4.
INTENTIONAL VIOLATIONS VERSUS INNOCENT MISTAKES
intentionality plays no role in permission schema theory. Whenever
the action has been taken but the precondition has not been satisfied, the
permission schema should register that a violation has occurred. As a
result, people should be good at detecting violations of permission rules,
whether the violations occurred by accident or by intention. other deontic
theories make the same prediction, because their explanations rest on how
the rule is interpreted, not on properties of the violator.
By contrast, the evolved function of a cheater detection subroutine is
to use cues of an intentional failure to meet the requirement to correctly
connect an attributed disposition (to cheat) with a person (a cheater), for
the reasons outlined above. Accidental violations may result in someone
not getting what they are entitled to, but without indicating the presence
of a cheater. social contract theory therefore predicts that the same social
contract rule will elicit lower violation detection when the context sug-
gests that violations were occurring by mistake rather than by intention
(Cosmides and Tooby, 1989; Gigerenzer and hug, 1992). one partial test
showed lowered violation detection when the individuals who might
mistakenly violate the social contract were not in a position to obtain the
benefit regulated by it (Fiddick, 2004). however, as the benefits experi-
ments above make clear, this lower performance might have been due to
the lack of a benefit to the violator, and not to intentionality at all.
We designed experiments 3 and 4 to clearly test whether intentional -
ity regulates violation detection in social exchanges and, if so, to pinpoint
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exactly what cues activate or inactivate social contract algorithms. if the
cheater detection mechanism is designed to check whether the potential
violator has obtained the benefit specified in the rule, then we would see a
drop in performance when the violator will not obtain that benefit—even if
his violation was intentional. Another possibility is that the cheater detec -
tion mechanism is not activated by innocent mistakes—even when the rule
violator gets the benefit regulated by the rule by making this mistake. A
third possibility is that the social exchange system is designed to respond
to both of these factors.
Experiment 3: Intentionality Without Benefits
in this study, the social contract rule was held constant; what varied
was whether the potential violators were (i) cheaters (individuals who
intend to violate the rule to obtain the regulated benefit); (ii) saboteurs
(individuals who intend to violate the rule, but do so to obtain another
benefit, rather than the benefit regulated by the rule); or (iii) people who
may have made innocent mistakes (no intention to violate, no benefit
gained by doing so).
The social contract regulated access to a very high quality school,
Dover high. The story explains that it is a great school with an excellent
record for placing students in good colleges; the neighboring school,
hanover high, is mediocre, with poor teachers and decrepit facilities.
The story further explains that Dover high is good because the people
of Dover City pay high taxes to support it; in contrast, the equally pros -
perous people of hanover and Belmont (neighboring communities) have
not been willing to spend the money it would take to improve hanover
high.
Taking these factors into account, the Board of education made rule 7:
7. “if a student is to be assigned to Dover high school, then that
student must live in Dover City.”
in all versions, subjects are asked to imagine that they supervise four
volunteers at the Board of education who are supposed to follow rule 7.
each card represents the documents of one student, and the subject is
asked which they need to turn over to see whether the documents of any
of these students violate the rule.
in the cheater condition, each volunteer is the mother of a teenager
who is about to enter high school, and each processed her own child’s
documents; the concern is that some might have cheated. in the innocent
mistake condition, the volunteers are helpful elderly ladies who have
become absent-minded; the concern is that some might have violated
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the rule by mistake. in the sabotage condition, the volunteers are mad at
you for having fired their best friend; the concern is that they intend to
violate the rule, with the goal of creating chaos that will make you look
incompetent in the eyes of your boss.
Performance was best in the cheater condition and worst in the
innocent mistake condition: 68% versus 27% correct (23/34 vs. 9/33; P
= 0.0005, Φ = 0.40). The sabotage condition elicited intermediate per-
formance of 45% correct (15/33)—significantly worse than the cheater
condition (P = 0.033, Φ = 0.22) and marginally better than the innocent
mistake condition (P = 0.06, Φ = 0.19). Contrast analysis confirms a linear
decrease in performance in the cheater, sabotage, and innocent mistake
conditions (λ = +1, 0, −1: Z = 3.62, P = 0.00015), and performance on all
three was significantly better than on two other permission rules tested
that were not social contracts at all, one using rule 7 (10−6 < Ps < 0.047;
si Text).
The results indicate that the cheater detection mechanism is most
strongly activated by situations suggesting there are individuals who
(i) intend to violate a social contract rule, and (ii) will gain the benefit it regu-
lates by doing so. removing the ability to gain this benefit while retaining
the intention to violate decreased performance by ~20 percentage points;
removing both factors decreased performance by ~40 percentage points.
experiment 4 tests this interpretation in a full parametric study. it
tests whether the effects of these variables are independent, and whether
accidental violations decrease performance even when the violator will
benefit from her mistake.
Experiment 4: Manipulating Intentions, Benefits, and Ability
eight Wason problems were tested, all using the same social contract—
a version of rule 7 (“if a student is to be assigned to Grover high school,
then that student must live in Grover City”). The story provided the same
explanation as before: Grover high is better than hanover high, and
access to this benefit is restricted to students living in the community that
pays higher taxes to support it (si Text).
everything about the problems was held as constant as possible, while
three variables were manipulated: (i) whether the volunteers intended to
violate the rule (intention present vs. absent); (ii) whether the volunteers
could gain the benefit regulated by the rule by violating it (benefit pres-
ent vs. absent); and (iii) whether the ability to easily cheat was present or
absent. These three variables were fully crossed in a 2 × 2 × 2, between-
subjects design.
The search for rule violations is unlikely to reveal individuals with a
disposition to cheat when the situation prevents cheating. The ability vari-
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able was included to see whether cheater detection is relaxed under these
circumstances. in real life, some situations preclude cheating (Gigerenzer
and hug, 1992), either by both parties (e.g., simultaneous exchange of
goods; working jointly on a shared project) or by one party (e.g., having
done a favor in advance of reciprocation precludes cheating by the favor
doer). in other situations, measures are taken to make cheating more dif -
ficult. To simulate the latter situation, the ability-absent conditions said that
students were identified by code numbers so that the volunteers could not
know which documents belonged to which child. This information was
omitted from the ability-present conditions.
As above, benefit-present conditions explained that each volunteer
is the mother of a teenager who is about to enter high school, and each
processed her own child’s documents. Benefit-absent conditions said none
of the four volunteers have children in school and so could not benefit
from misassigning students. Intention present conditions said you (the
supervisor) overheard that some of your volunteers intended to try to
break the rules when it came to assigning children to schools (or “mischie-
vously intended,” to create a motive for this intention in the benefit-absent
conditions). Intention-absent conditions explained that you believe your
volunteers are honest, but suspect they may have made some innocent
mistakes and broken the rules for assigning each child to a particular
school. The percentage of subjects correctly detecting violations by choos -
ing the Grover high card (P), the town of hanover card (not-Q), and no
others is shown for each condition in Fig. 15.2.
The results were remarkably clear: each factor—benefit, intention, and
ability—contributed to violation detection, independently and additively
(three-way AnovA, main effects: Benefit F1,342 = 7.30, P = 0.007, η = 0.14;
Intention F1,342 = 10.22, P = 0.002, η = 0.17; Ability F1,342 = 4.87, P = 0.028,
η = 0.12; no interactions). The percentage of subjects who answered cor-
rectly was 64% when all three factors were present (BiA), 46% when only
two factors were present (Bi, BA, or iA), and 26% when only one factor was
present (B, i, or A)—the same performance found when no factors were
present. That is, each time a factor was removed, performance dropped by
about 20 percentage points. This is the same pattern found in experiment 3,
where ability to cheat was always present: 68% correct for the three-factor
cheater condition (BiA), 45% correct for the two-factor sabotage condition
(iA), and 27% correct for the one-factor innocent mistake condition (A)
(si Text, note 2).
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Exp 4. Social Contracts:
Varying Benefits, Intention, & Ability
70
60
% correct (P & not-Q )
50
40
30
20
10
0
BIA BI BA IA B I A none
3 factors 2 factors 1 factor 0 factors
FiGUre 15.2 Parametric study of social contract reasoning. in all conditions,
subjects were asked to look for violations of the same social contract. What varied
was whether potential violators could benefit by violating the rule (B), whether
their violating the rule was by intention or by mistake (i), and whether the situa-
tion provided them with the ability to easily violate it (A). When all three factors
were present (BiA), performance was highest. it dropped significantly when only
two factors were present (Bi, BA, iA), and again when only one factor was present
(B, i, A)—to the same low level found when none of these factors were present.
DISCUSSION
Problems with Deontic and Other Theories
experiments 1–4 falsify every deontic theory that we are aware of:
ones that apply to the entire class of deontic rules, as well as ones that
apply only to those involving utilities. Why? if high performance on social
contracts were due to the ability to do well on deontic rules, then subjects
should routinely do well on problems where the deontic rules are neither
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social contracts nor precautions. They do not. in all cases tested in these
experiments, subjects did poorly on deontic rules that did not allow the
detection of a cheater. This was true even for social contracts, which are
deontic permission rules involving utilities: Performance was high when
detecting violations would reveal cheaters, but low when it would not.
Interpretation Theories Ruled Out
Most theories attempting to explain the spike in violation detection
for deontic rules focus on how the rule itself is interpreted. These theories
claim that violations are detected because deontic conditionals are inter-
preted as implying either (i) the inferences of a permission schema (Cheng
and holyoak, 1985); (ii) the slightly more general (but otherwise identi-
cal) inferences of the material conditional in first-order logic (Almor and
sloman, 1996); (iii) that cases of P & not-Q are forbidden [relevance theory
(sperber et al., 1995)]; or (iv) that Q is required (Fodor, 2000). none of
these theories can explain the results of experiments 1–4 because, although
every rule tested was clearly framed as a deontic conditional, most failed
to elicit good violation detection.
This is most strikingly demonstrated by the results of experiment 4,
where the same social contract, with the same interpretation, was used in
every condition. Despite holding the rule and its interpretation constant,
we predicted and found systematic decreases in violation detection. This
was accomplished by subtracting cues that the search for violations might
reveal people with a disposition to cheat. each cue removed dropped
performance by ~20 percentage points, from a high of 64% (three cues) to
46% (two cues) to 26% (one cue).
Economic and Utility Consequences Ruled Out
economics, utility theory, behaviorism, and common sense all lead
to the expectation that a lifetime of not getting what you are entitled to
would build skill at detecting violations of social contracts. yet our subjects
were not good at detecting these violations unless doing so might reveal a
cheater—someone who had intentionally taken the benefit without meet-
ing the requirement.
some reasoning researchers take a similar tack. To explain why social
contracts and precautionary rules—but not other deontic conditionals—
elicit good violation detection, they propose that the deontic rule must
involve utilities, and that a rule violation must have consequences for
someone’s utility [e.g., Manktelow and over (1991); Kirby (1994), oaksford
and Chater (1994) on optimal data selection and decision theory; sperber
et al. (1995) on relevance theory]. however, the results of experiments 3
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and 4 cannot be explained by these theories either. The school problem
was a social contract and, whether it is violated by accident or intent, in
all cases violations will produce an event with consequences for other
people’s utility: someone’s child will get access to a benefit they are not
entitled to, and the school board (and taxpayers) will experience a loss—
they will incur the expense of providing a benefit to families that did not
pay for it (on loss, see Fiddick and rutherford (2006); si Text, note 3].
The most dramatic demonstration that “consequences for utility” is
an inadequate explanation comes from comparing the four benefit-present
conditions of experiment 4 (BiA, Bi, BA, B; Fig. 15.2). A rule violation
has obvious consequences for utility in all of these cases: A volunteer
will benefit if her child is assigned to a good school that she did not pay
for—a point which is brought to the subject’s attention (si Text, note 2).
yet performance decreased as a function of intention and ability, from 64%
in the BiA condition, to 41% and 46% in the BA (intention removed) and Bi
(ability removed) conditions, to 26% in the B condition (intention and ability
removed). indeed, the relevance [sensu sperber et al. (1995)] of discover-
ing violations is highest in the Bi condition, because this would reveal that
the anti-cheating measures taken are ineffective, that people are intention -
ally breaking the rule despite these measures, and that they are getting
an unearned benefit by doing so. yet performance in this condition was
lower than for the BiA condition, and similar to performance in the BA
condition, where there was no intention to cheat.
lastly, the deontic + utility theories cannot explain the results by
claiming—post hoc—that violation detection procedures are simply not
activated by the prospect of accidents and other innocent mistakes. if this
were true, then violation detection should suffer when people are asked
to look for accidental violations of precautionary rules; like social con-
tracts, these are deontic conditionals involving utilities. yet the accident-
intention manipulation has no effect whatsoever on precautionary rules:
people easily detect accidental violations of them (Fiddick, 2004). This is
what one would expect if they were being processed by the precautionary
system—an adaptive specialization with a different evolved function.
The Remarkable Functional Specificity of
Cheater Detection Algorithms
Progress is made not only by ruling out rival theories but by mapping
additional design features in the architecture of social contract algorithms.
These experiments clarify a number of design features of the social con -
tract inferential specialization. Based on the distinctive pattern in which
violation detection is up-regulated and down-regulated, we now know
that at least three cues independently contribute to cheater detection. First,
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intentional violations activate cheater detection, but innocent mistakes do
not. second, violation detection is up-regulated when potential violators
would get the benefit regulated by the rule, and down-regulated when
they would not. Third, cheater detection is down-regulated when the situ-
ation makes cheating difficult—when violations are unlikely, the search for
them is unlikely to reveal those with a disposition to cheat. This provides
three converging lines of evidence that the mechanism implicated is not
designed to look for general rule violators, or deontic rule violators, or
violators of social contracts, or even cases in which someone has been
cheated; it does not deign to look for violators of social exchange rules
in cases of mistake—not even in cases when someone has accidentally
benefited by violating a social contract. instead, this inspector Javert-like
system is monomaniacally focused on looking for social contract rule
violations when this is likely to lead to detecting cheaters—defined as
agents who obtain a rationed benefit while intentionally not meeting the
requirement.
Consider, however, that this system has the computational power to
detect social contract violations—it must, to detect cheaters. yet it is regu-
lated so that violation detection is deployed only in the service of cheater
detection. it is difficult to think of a more powerful signal of the system’s
functional specificity than that.
Specializations, Modularity, and Intelligence
Finally, our results prompt a rethinking of the relationship between
functional specificity and modular accounts of intelligence. The term
module was originally borrowed from engineering, to refer to a device
specialized to perform a specific function. This meaning dovetails nicely
with the concept of an adaptive specialization. Unfortunately, this simple
and useful definition became encrusted with additional concepts after the
publication of Fodor’s book, the Modularity of Mind, in which he argued
that “information encapsulation” is an important, if not criterial, property
of mental modules. This led many cognitive scientists to construe modules
as inherently noninteractive, inflexible, reflex-like, and narrow, partition -
ing information into compartments or pipelines where it is incapable of
interacting with other information (Fodor, 1983).
our results show that the cheater detection system is highly special -
ized to perform a specific function, which fits the original definition of
a module. There is also a very weak sense in which it is informationally
encapsulated: to perform its function, it requires representations of inter-
actions among agents that fit the benefit-requirement template of a social
contract. But it is nothing like an information pipeline.
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in contrast to the Fodorian view, our results show that in monitoring
for cheaters, multiple inferential processes are simultaneously brought to
bear. it requires a system that infers agent-specific utilities, which itself
recruits a number of more specialized systems. To assess the benefits taken
and requirements met in social exchanges, this system had to compute the
interests of the parties involved—inferring, for example, that processing
one’s own children’s documents implies a potential to benefit through a
kin relationship, though this is never explicitly stated. That the cheater
detection system responds more strongly to intentional violations than
to innocent mistakes implies that it monitors the intentions of the parties
involved, suggesting recruitment of specialized inferential mechanisms
known as “mindreading” or “theory of mind” (Baron-Cohen, 1995). That
it monitors how the ability of subjects to cheat might be constrained by
causal properties of the situation, such as access to relevant informa-
tion, implicates additional processes of causal reasoning. And all of these
inferences were applied not to a real situation, but to an imagined one,
implying a system that allows suppositional reasoning to occur in a way
that is decoupled from semantic memory (leslie, 1987; Cosmides and
Tooby, 2001).
The fact that these processes interact in determining subjects’ choices
in our tasks suggests that the cheater detection mechanism, despite being
a specialized, modular process, does not operate in isolation from other
specialized, modular processes such as a kinship psychology, theory of
mind, and causal reasoning (leslie, 1987; Baron-Cohen, 1995; lieberman
et al., 2007). instead, multiple mechanisms interact synergistically. From
a functionalist point of view this should not be surprising, given that
cognitive scientists have long held that the adaptive benefit of carving
up complex problems into smaller parts is to leverage the synergistic
gains afforded by the interaction of specialized processes, much like in an
economy (simon, 1962; Minksy, 1995; Barrett, 2005). however, it clearly
falsifies a common but mistaken view of modularity as noninteractivity,
a view that has led to widespread but mistaken resistance to modular,
adaptationist views of cognition. Contrary to that view, emergent syner-
gies of interacting parts are the hallmark of evolved specialized design.
This means that it is likely that no single ability alone, such as coopera -
tion, or theory of mind, or causal reasoning, is likely to explain the unique
aspects of human intelligence. instead, a complete account of human
intelligence is likely to require explaining both how multiple cognitive
abilities interact, and the novel forms of flexibility that those interactions
afford (Barrett et al., 2007).
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CONCLUSIONS
An evolutionary approach to human intelligence leads to the radi-
cally different—and highly counterintuitive—view that our cognitive
architecture includes evolved reasoning programs that were specialized
by selection for distinct adaptive problems, such as social exchange and
evading hazards. Although such a view strikes many as implausible in the
extreme—why would anything in the mind be so strangely specialized?—
the careful analysis of adaptive problems allows the derivation of rich sets
of testable and unique predictions about our cognitive architecture. When
these predictions are empirically tested—as here—the results typically
support the view that the human cognitive architecture contains special -
izations for adaptive problems our ancestors faced. in this case, we can
show that the cheater detection system functions with pinpoint accuracy,
remaining inactive not only on rules outside the domain of social exchange
but also on social exchanges that show little promise of revealing a cheater.
in the contest of intuition versus evidence, it will be interesting to see
which will prove the more persuasive. human intelligence, like the sedi-
ments of east Africa, may preserve powerful signals from the evolutionary
past. And, maybe, the earth really does orbit the sun.
ACKNOWLEDGMENTS
The authors thank roger n. shepard, the national institutes of health
Directors’ Pioneer Award to l.C., the national science Foundation young
investigator Award to J.T., the James s. McDonnell Foundation, and a
UCsB Academic senate grant.