Rare diseases collectively account for significant unmet health care needs in the United States. As described in this report, rare diseases research and product development is now attracting considerable attention from public and private funders of research, regulatory bodies, industry, advocacy groups, and the academic research community. The genomics era has contributed a rapidly expanding opportunity to describe the molecular basis for individual rare disorders, the targets for therapeutic interventions, and the development of therapies based on these advances. In general, scientific and technological advances are making it easier, faster, and less expensive to study rare diseases, which should aid the development of products to prevent, diagnose, and treat these diseases.
Nonetheless, despite these advances, the molecular basis for many rare diseases is still unknown, and the number of rare diseases for which the Food and Drug Administration (FDA) has approved treatments is small in relation to the total number of rare diseases. Closing the gap between what has been and what can now be accomplished is the challenge for rare diseases research and product development.
A critical question is how to take better advantage of scientific and technological advances and investments in biomedical research in ways that will deliver improved health outcomes for the millions of Americans with rare diseases. Chapter 1 has outlined the elements of an integrated national strategy to accelerate rare diseases research and product development. This chapter begins by briefly reviewing how the analyses and recommendations in preceding chapters relate to these elements. It then presents an additional recommendation for a high-level process to promote greater collaboration
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8
Toward an Integrated Approach to
Accelerating Research and Product
Development for Rare Diseases
Rare diseases collectively account for significant unmet health care
needs in the United States. As described in this report, rare diseases research
and product development is now attracting considerable attention from
public and private funders of research, regulatory bodies, industry, advo-
cacy groups, and the academic research community. The genomics era has
contributed a rapidly expanding opportunity to describe the molecular basis
for individual rare disorders, the targets for therapeutic interventions, and
the development of therapies based on these advances. In general, scientific
and technological advances are making it easier, faster, and less expensive
to study rare diseases, which should aid the development of products to
prevent, diagnose, and treat these diseases.
Nonetheless, despite these advances, the molecular basis for many rare
diseases is still unknown, and the number of rare diseases for which the
Food and Drug Administration (FDA) has approved treatments is small
in relation to the total number of rare diseases. Closing the gap between
what has been and what can now be accomplished is the challenge for rare
diseases research and product development.
A critical question is how to take better advantage of scientific and
technological advances and investments in biomedical research in ways that
will deliver improved health outcomes for the millions of Americans with
rare diseases. Chapter 1 has outlined the elements of an integrated national
strategy to accelerate rare diseases research and product development. This
chapter begins by briefly reviewing how the analyses and recommendations
in preceding chapters relate to these elements. It then presents an additional
recommendation for a high-level process to promote greater collaboration
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RARE DISEASES AND ORPHAN PRODUCTS
and more efficient use of resources, a process that would build on exist-
ing initiatives as well as the recommendations discussed in this report.
Although many elements of a national rare diseases research policy already
exist, they are not integrated or overseen in a way that supports the sys-
tematic identification of key research and development gaps or the setting
of priorities, even within government.
ELEMENTS OF AN INTEGRATED NATIONAL STRATEGY
Given the broad scope of this report, the analyses and recommenda-
tions focus selectively on the range of issues and activities related to rare
diseases research and product development. They emphasize actions to be
initiated by the National Institutes of Health (NIH) or the Food and Drug
Administration (FDA) but also call for participation by advocacy groups,
industry, research institutions, and others.
Active Involvement and Collaboration by a Wide
Range of Public and Private Interests
A number of recommendations in this report relate to this element of a
national policy, including those that explicitly call for cooperative efforts to
improve the design and analysis of trials for small populations (Recommen-
dation 3-2); collaborative sharing of resources to facilitate the application
of scientific advances in basic and translational research (Recommendation
4-1); an expansion of the FDA’s Critical Path Initiative to work on sur-
rogate endpoints for clinical trials in rare diseases (Recommendation 5-2);
creation of a public-private partnership on patient registries and bioreposi-
tories for rare diseases (Recommendation 5-3); coordination of the Cures
Acceleration Network with various rare diseases research initiatives and
with advocacy groups (Recommendation 5-5); and the assessment of unmet
needs for medical devices for rare diseases and conditions (Recommenda-
tion 7-1). In addition, other activities will necessarily involve cooperation,
for example, the creation of an action plan for rare diseases research and
product development at NIH (Recommendation 4-2) and the expansion
of a centralized preclinical development service at NIH that is available to
nonprofit organizations (Recommendation 5-2).
At the end of this chapter is another recommendation for a high-level
collaboration to promote and monitor the implementation of existing and
new initiatives to accelerate rare diseases research and orphan product
development (Recommendation 8-1). Although this report does not direct
any recommendations narrowly at advocacy groups and companies, it has
described increasing interest and involvement from the private sector in
public-private and other collaborations. In addition, the report has not
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TOWARD AN INTEGRATED APPROACH
systematically considered international collaboration, although it has cited
efforts to harmonize certain aspects of national regulatory policies and
opportunities to learn from innovative international initiatives, including
those directed at neglected diseases.
Timely Application of Scientific Advances: Creative Strategies
for Sharing Research Resources and Infrastructure
This report has summarized a number of technological and scientific
advances that can speed the pace of some aspects of basic and translational
research on rare diseases and, in some cases, lower its cost. It has cited
examples of the application of these advances in rare diseases research, but
several recommendations should support their more widespread and timely
use. These include particularly the recommendation for precompetitive
resource sharing for discovery research (Recommendation 4-1), an NIH
action plan (Recommendation 4-2), preclinical resource development (Rec-
ommendation 5-1), evaluation of surrogate endpoints (Recommendation
5-2), and increasing rare diseases research flexibility and capacity (Recom-
mendations 5-4 and 5-5).
Resource sharing arrangements should support the productive and
efficient use of scarce funding, expertise, data, biological specimens, and
research participants. As highlighted in the next section, continued ef-
forts to promote the appropriate use of clinical trial designs and analytic
methods for small populations (Recommendations 3-2 and 3-3) should
likewise support these outcomes. A particular focus of the recommended
NIH action plan for rare diseases research (Recommendation 4-2) would be
training of researchers on rare diseases and methods particularly applicable
to rare diseases. This would attract to the field new investigators who are
ready to take advantage of developments in biotechnology and information
technology.
Use and Expansion of Trial Designs for Small Populations
Although scientists have unraveled the genetic basis of a number of
rare, single-gene conditions more easily than has been the case for more
genetically complex conditions, they have often faced special challenges in
obtaining biological specimens for basic research and in recruiting patients
for clinical studies. For all conditions but especially for rare conditions, it
is important that these crucial resources be used to best advantage.
In clinical research, one key is to employ appropriate clinical trial and
analytic methods that can guide decisions about trial size and design and
minimize the number of participants needed for valid investigations while
improving the interpretation of findings. This report stresses the importance
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RARE DISEASES AND ORPHAN PRODUCTS
of FDA and NIH collaboration to ensure that NIH-funded studies meet
FDA standards, including standards for clinical trial design and analysis
(Recommendation 3-2). The committee also recommends that FDA and
NIH support further work to develop and test clinical research strategies
for small populations (Recommendation 3-2). Also important are natural
history studies to support valid use of historical controls and efforts to
develop acceptable surrogate endpoints for use in rare diseases trials (Rec-
ommendation 5-2) and patient registries to facilitate recruitment of study
participants (Recommendation 5-3).
Reasonable Rewards and Incentives for Innovation
and Prudent Use of Public Resources
The Orphan Drug Act is generally regarded as having created incentives
that have attracted new private resources to research and development on
products that help people with rare diseases. The nature of medical device
innovation and characteristics of the medical device industry have compli-
cated the identification of effective incentives for medical device develop-
ment for rare diseases. More generally, unmet needs for medical devices for
rare diseases have received relatively little attention, and an assessment of
such needs and impediments to meeting them would be useful (Recommen-
dation 7-1). Experience with some newly created incentives for pediatric
device development—including lifting the restriction on profits for devices
approved through the Humanitarian Device Exemption process—may have
relevance for policies that could encourage device development for adults
with rare conditions.
Incentives for private action sometimes will be viewed as unlikely to be
productive or judged to have costs that are disproportionate to the expected
benefit. Prudence may then call for the additional use of public funding to
support product development (Recommendations 5-4 and 5-5).
In addition to positive incentives, it is also important to reduce or
eliminate unreasonable disincentives to research and development involving
products for small populations. In particular, uncertainty about the appli-
cation of FDA standards for product approval can discourage companies
from considering orphan product development. The analysis of FDA staff
reviews of orphan products may identify inappropriate variation in FDA
reviews and other information that will aid the development of guidelines
for staff reviews as well as for staff assistance to drug sponsors through
consultation beginning with the early stages of product development (Rec-
ommendation 3-1). Greater flexibility in yearly shipment limits for devices
approved under the Humanitarian Device Exemption process (Recommen-
dation 7-3) and the provision of additional assistance to medical device
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TOWARD AN INTEGRATED APPROACH
sponsors on navigating the regulatory process might help make that process
less confusing or burdensome (Recommendation 7-4).
Analyses of health plan administrative practices for orphan drugs (Rec-
ommendation 6-1) could identify barriers to patient access to these prod-
ucts, for example, high rates of denied requests for prior approval of orphan
drug prescriptions. Systematic review of the evidence on the outcomes of
off-label use of drugs for rare diseases (Recommendation 6-2) could encour-
age health plans to reimburse uses that are backed by evidence.
Adequate Organization and Resources
Adequate organizational structures and resources are the foundation
for all other elements of a national policy. Chapter 3 discusses the mismatch
between FDA’s resources and its responsibilities for review, guidance, and
consultation. Chapters 3, 4, 5, and 7 describe shortcomings in public and
private resources for rare diseases research and product development. The
committee recognizes that increasing resources will be more difficult than
ever given current and projected budget deficits, but it also notes the poten-
tial benefits of modest but well-placed additions of resources, for example,
in the orphan products grants program. As described in this report, some of
the recommended investments in resource sharing and other infrastructure
for rare diseases research will likely produce spillover benefits in the form
of better understanding of common diseases.
Resources include not only financing but also infrastructure and other
support for rare diseases researchers and sponsors of orphan products. Sev-
eral aspects of the recommendation for an NIH action plan (Recommenda-
tion 4-1) would target infrastructure, as would steps to promote resource
sharing (Recommendations 4-1 and 5-1). In addition, it is important that
FDA and NIH cooperate to provide those who receive NIH awards for rare
diseases product development with the guidance they need to design studies
that meet FDA expectations (Recommendation 3-3).
Mechanisms for Weighing Priorities, Establishing Organization-
Specific and Collective Goals, and Assessing Progress
As with any complex process or any complex organization, the de-
velopment of a coherent strategy for setting priorities, establishing goals,
and assessing progress is itself complex. None of these activities is cost-
free, and as noted above, increases in federal funding face a very difficult
environment.
The creation of an NIH action plan (Recommendation 4-2) would focus
attention on key aspects of rare diseases research and orphan product devel-
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RARE DISEASES AND ORPHAN PRODUCTS
opment and would draw other parties into the planning process. That action
plan proposal is, however, focused on NIH. The recommendation below calls
for a task force on rare diseases that would extend beyond NIH and contrib-
ute to a broader process of setting priorities and assessing progress.
RECOMMENDATION
The analyses presented in earlier chapters support the emphasis in the
policy framework on a coordinated, collaborative approach to rare diseases
research and product development. Today, each of the many public and
private groups involved in rare diseases research and product development
contributes to the common goals of understanding rare diseases and devel-
oping more effective means to prevent, diagnose, and treat them. Nonethe-
less, gaps and duplication of effort are evident. Current collaborations and
coordinated efforts are promising but fall short of what is possible.
For example, at NIH, support by the individual institutes for research
on rare diseases is difficult to track and therefore to assess and coordi-
nate. The extent to which institute-specific research programs on rare and
neglected diseases, unmet needs, and translational research will reinforce
each other or work together is unclear. The NIH Office of Rare Diseases
Research was established to coordinate and stimulate attention to the study
of rare diseases, but it has limited resources and limited influence on the
decisions of individual institutes. Other concerns are that NIH study sec-
tions sometimes lack the guidance and resources to properly evaluate rare
diseases research proposals and that NIH-funded research sometimes fails
to meet FDA requirements for the approval of new drugs. Within FDA,
the degree of consistency in review unit evaluations of orphan drugs is a
concern and an issue for the new Associate Director for Rare Diseases in
the Center for Drug Evaluation and Research.
Outside NIH and FDA, the Centers for Disease Control and Prevention
and the Department of Defense (under specific Congressional mandates)
also independently fund some research on rare diseases. In the private sec-
tor, patient advocacy groups often cooperate but also sometimes compete
with each other in areas such as the development of patient registries and
the pursuit of disease-specific congressional earmarks. Groups also vary in
their experience in working with federal agencies, industry, and academic
investigators. Pharmaceutical, biotechnology, and medical device companies
have not traditionally worked with their peers, although some pharma-
ceutical companies are now developing precompetitive shared resources
as discussed in Chapter 4. The potential for medical devices to treat rare
conditions is too often not considered. In an area defined by scarce re-
sources, incremental increases in efficiency can have a disproportionately
large impact.
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TOWARD AN INTEGRATED APPROACH
To encourage more collaboration and more efficient use of resources
and build on the initiatives and recommendations discussed in earlier chap-
ters, the committee proposes the creation of a time-limited task force on ac-
celerating rare diseases research and product development. This task force
would bring together leaders of key groups. Recognizing that mobilizing
such a task force might be difficult in the private sector and that high-level
backing is crucial, the committee concluded that the responsibility for
creating the task force should rest with the Secretary of Health and Hu-
man Services. Nearly all of the government agencies discussed here report
ultimately to the Secretary.
RECOMMENDATION 8-1: The Secretary of Health and Human Ser-
vices should establish a national task force on accelerating rare diseases
research and product development. The objectives of the task force
would be to promote, coordinate, monitor, and assess the implementa-
tion of NIH, FDA, and other public- and private-sector initiatives on
rare diseases and orphan products and to support additional opportuni-
ties for public-private collaboration.
As envisioned here, the task force would bring together a network of
stakeholders for accelerating research and development. In the public sec-
tor, it would draw on representatives of the National Institutes of Health,
the Food and Drug Administration, the Centers for Disease Control and
Prevention, the Department of Defense, and other relevant federal agencies.
From the private sector, it would recruit senior participants from the phar-
maceutical, biotechnology, and medical device industries; patient advocacy
groups; private foundations; and academic and other research institutions.
International agencies and other relevant parties would be involved as
appropriate.
The committee does not envision the task force as open-ended. It might
extend for 4 to 8 years, at which point alternatives would be evaluated.
If this approach is to be effective, identifying and engaging the key
public- and private-sector stakeholders is an important first step. The in-
volvement of international counterparts of federal agencies and private
organizations will also be desirable, especially for many extremely rare
diseases for which global research participation is critical. Creating a venue
for meaningful interactions and decision making among these groups will
require arrangements for convening task force meetings, conducting analy-
ses and developing strategies, following through on recommendations, and
creating a scheme for monitoring progress. One major challenge will be
identifying and sustaining a stable funding source for these administrative
and analytic activities.
The proposed task force would build on existing initiatives and part-
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RARE DISEASES AND ORPHAN PRODUCTS
nerships as well as explore new arrangements. For example, this report
recommends that NIH and FDA cooperate to ensure that NIH-funded
research for product development meets FDA expectations for regulatory
approval. Another example is the potential for new public-private partner-
ships involving the federal government, industry, and patient advocacy
groups to identify high-priority lines of research, jointly fund such research,
and otherwise combine resources to accelerate the process of converting
basic research findings into therapeutic discoveries and ultimately into ef-
fective preventive, diagnostic, and therapeutic measures. Although research
on individual disease pathogenesis and treatment is essential, this research
can potentially be further accelerated by identifying networks of biological
pathways that are common to clusters of rare diseases. The task force can
also explore incentives and other strategies beyond those identified in this
report to further engage the biopharmaceutical and medical device industry
in various stages of the drug and device development process.
Common diseases are increasingly “personalized” as researchers iden-
tify a spectrum of genotypes that can cause these diseases and find that
patients with different genotypes may respond differently to different treat-
ments. As a result, rare conditions that are actually subsets of common
conditions will become more frequent. Researchers and companies studying
these subsets will encounter the challenges of conducting research and de-
veloping products for small populations. Tensions may arise in health care
delivery and financing between current concepts of evidence-based medicine
(often promoting the best treatment for the “average” patient with a dis-
ease or identifying patient variables that warrant differences in treatment)
and an emerging emphasis on personalized medicine (where the use of
conventional methods to meet evidence thresholds on outcomes is inher-
ently constrained). Well-organized and appropriately funded collaborative
initiatives to accelerate research and product development for rare diseases
may provide models for a broader array of diseases in the future.
A task force on rare diseases research and product development will not
lessen the need for participants to improve their individual efforts and rela-
tionships as outlined in this report. Individual improvement will strengthen
the foundation for collaboration.
In summary, the development of more effective drugs and medical
devices for people with rare diseases represents an enormous challenge as
well as a timely opportunity to improve public health. A successful response
depends on further movement toward a more collaborative, coordinated,
open, and sustained approach to rare diseases. Although the effort and in-
vestment needed are great, the stakes are high. The potential benefits justify
a renewed, high-level commitment to accelerating rare diseases research and
product development.