240. Amidon, G.L., DeBrincat, G.A., and Najib, N. 1991. Effects of gravity on gastric emptying, intestinal transit and drug absortion. Journal of Clinical Pharmacology 31:968-973.
241. Diedrich, A., Paranjape, S.Y., and Robertson, D. 2007. Plasma and blood volume in space. American Journal of the Medical Sciences 334:962-967.
242. Balas, E.A., and Boren, S.A. 2000. Yearbook of Medical Informatics: Managing Clinical Knowledge for Health Care Improvement. Schattauer Verlagsgesellschaft mbH, Stuttgart, Germany.
243. Westfall, J.M., Mold, J., and Fagan, L. 2007. Practice based research—“Blue Highways” on the NIH Roadmap. Journal of the American Medical Association 297:403-407.
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245. Durante, M., and Cucinotta, F.A. 2008. Heavy ion carcinogenesis and human space exploration. Nature Reviews Cancer 8:465-472.
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8
Fundamental Physical Sciences in Space
Understanding the universe is a daunting task, yet our curiosity and wonder over centuries and civilizations
has led physical scientists to seek answers to some of the most compelling questions of all. How did the universe
come to be? What is it made of? What forces rule its behavior? Is there life elsewhere? In seeking answers to
these questions, scientists search for the simplest laws that not only explain the universe but also predict behavior
within it. Within the fundamental physical sciences activity at NASA, the panel identified two overarching quests
that characterize the goals and motivations behind this compelling research: (1) to discover and explore the laws
governing matter, space, and time and (2) to discover and understand the organizing principles of complex systems
from which structure and dynamics emerge. A robust physical sciences program pursuing these quests is essential
to NASA’s effort to explore and develop space and promises societal benefits and technologies for improving life
on Earth.
Discovery of fundamentally new knowledge and the subsequent development of engineered systems have
advanced the human condition and supported the world’s economy. Fundamental research across a wide range
of disciplines and settings is both enabled by this rapid technological progress and helps to enable that progress.
As part of this broad enterprise, fundamental physical sciences are both a customer of and a supplier in NASA’s
commitment to space exploration. For example, some of the most important questions in physics today can be
answered only in the unique environment of space, and addressing them is enabled by NASA’s commitment to
exploration. But the results of investigations in the fundamental physical sciences also enable NASA’s exploration
mission by empowering the development of new materials and energy sources, time and frequency standards for
navigation, and technologies that help humans adapt to the hostile conditions in space.
NASA-sponsored research in fundamental physical sciences must be far reaching. For example, discovery and
exploration of physical laws can be pursued through efforts to detect and understand dark matter and dark energy,
the search for gravitational waves (enabled by the long baselines available only in space for measuring small metric
variations in space itself), and studies of the origins of the universe, mass, and time. In addition, NASA-sponsored
research should address the complexity that is observed all around us, which emerges from simple physical laws
of many particles acting cooperatively, and new organizing principles emerging as systems increase in size. We
are just beginning to understand such complex systems, ranging from bacteria to galactic clusters, and to seize the
great opportunity for profound discoveries and wide-ranging applications. The unique conditions of space, such
as weightlessness and access to high vacuum, will also enable the development of powerful new technologies and
scientific experiments—for example, space-based optical clocks for enhanced navigation on Earth and in space and
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250 RECAPTURING A FUTURE FOR SPACE EXPLORATION
the transmission of phase information between advanced clocks (which require microgravity) over large distances
through the vacuum of space, where the lack of dispersion through a medium enables highly accurate relative
timing and frequency information to test Lorentz variation at unprecedented limits.
To pursue these quests, NASA should support a comprehensive program providing regular access to space,
complemented by a robust ground-based program of supporting investigations, flight-definition studies, and
education of the next generation of scientists. Such a balanced program will foster a broad scientific community
to ensure that NASA pursues the best science, both enabled by and enabling exploration. We know that tradition -
ally this fundamental science mission is best accomplished through peer-reviewed selection processes that are
responsive to the most compelling scientific ideas of our time. Neither the overall mission program nor specific
scientific projects should be dictated during peer review or at any other stage in the planning process. Instead, areas
of scientific thrust are discussed below where, historically, shared facilities have either already been developed or
are likely to be available in the future.
In this chapter, four scientific “thrusts” are described that define the frontier of space-based fundamental
physical science. Each of these thrusts is discussed in its own section, which provides technical background
as well as some typical investigations that might form the basis of an initial program. Other important areas of
physical inquiry, including fluid physics, materials, and combustion, have a fundamental component as well, but
because they are covered in Chapter 9 of this report, they will not be discussed here.* At the end of this chapter,
the panel’s overall findings are discussed and recommendations for research in the fundamental physical sciences
are provided, including statements about scientific content as well as platforms and facilities needed for success.
RESEARCH ISSUES
Thrust I: Soft-Condensed-Matter Physics and Complex Fluids
Complex fluids and soft condensed matter are materials with multiple levels of structure. That is, they are
composed of objects that themselves contain many atoms or molecules. The field encompasses colloids, emulsions,
foams, liquid crystals, dusty plasmas, and granular material. With large particles, slow dynamics, and controllable
interactions, it is possible to use such systems as models for a wide variety of physical phenomena. Basic insights
have been gained into diverse fields such as phase transitions, nucleation and growth of crystals, symmetry break -
ing, field theory, spinodal decomposition, and the development of the early universe,† ergodicity breaking and glass
formation, turbulence, and chaos. The complexity of the basic building blocks and the variety of their interactions
have led to the discovery of novel phases as well as interesting processes and dynamics.
Along with their utility for studying fundamental phenomena, complex fluids/soft materials are ubiquitous in
the food, chemicals, petroleum, cosmetics, pharmaceutical, liquid-crystal display, and plastics industries. Granular
and fluid flow and related processes are essential to present and emerging technologies. The direct contribution
of these materials and processes amount to ~5 percent of the U.S. GDP and ~30 percent of the manufacturing
output of the United States alone (>$1 trillion). They also play heavily in the construction, textile, printing, and
electronics industries.1
The softness of the materials may be associated with the large size of the basic units. They are easily deformed
and their statics and dynamics are governed by surface tension and entropic forces. On Earth these weak forces
are typically dominated by gravity. Thus microgravity is required to probe the underlying properties of these
* Astronomy and astrophysics and fundamental physics overlap scientifically in many significant ways. This report has avoided duplica -
tion with those areas of fundamental physics (e.g., detection of gravitational waves using the Laser Interferometer Space Antenna) that have
been carefully considered by the astronomy and astrophysics decadal survey in New Worlds, New Horizons in Astronomy and Astrophysics
(National Research Council, The National Academies Press, Washington, D.C., 2010). Rather, this study has concentrated on experimental
physics performed on small, self-contained space platforms that are typically designed and operated by small investigator teams, rather than
the large observational observatories or experiments that are dealt with in New Worlds, New Horizons.
† The application of φ4 field theories to understand spontaneous symmetry breaking led to research into the use of condensed matter systems
to model cosmology. This has been the topic of theoretical work by Wojciech Hubert Zurek and experimental work by W.D. McCormick and
others in Manchester, England. The subdiscipline is summarized in the book The Universe in a Helium Droplet by Grigory E. Volovik, The
International Series of Monographs on Physics, Oxford University Press, 2003.
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FUNDAMENTAL PHYSICAL SCIENCES IN SPACE
materials and to use them as models to explore other phenomena. Experiments on Earth are frequently hampered
by sedimentation, flows, and suppression of thermodynamic fluctuations.
NASA realized the important role of microgravity research when the field of complex fluids was in its infancy.
Within the complex fluids community, NASA’s fostering of this developing area is well acknowledged. For almost
two decades, important discoveries in the field were reported at the annual NASA complex fluids meeting. The
broad support for ground-based research culminating in flight results led to important discoveries that bootstrapped
the field and sparked major efforts in leading universities here and abroad. It also led to international collaboration
on both ground-based and flight projects that inspired new initiatives together with the European Space Agency
(ESA), and by ESA alone. For example, between 1998 and 2000, the research sponsored by the program pro -
duced several hundred papers that were published in internationally recognized journals. Of these papers, more
than 120 were published in the Journal of Fluid Mechanics and Physics of Fluids, two prominent journals for
fluid dynamics; 44 in Physical Review Letters, a leading physics journal; 8 in Nature; and 7 in Science, the last
2 of which are among the most prestigious scientific journals in the world.2 This new field has developed into an
important research area of physics and materials science and is now found in the science departments of every
major university in the world. Complex fluids and soft matter are a key component of the microgravity research
of space agencies internationally.
Practitioners of the field have gained some important experience in the conduct of microgravity experiments.
An interesting aspect has been the active participation of the astronauts in conducting the research. In several
instances unexpected discoveries resulted—for example, surprisingly large correlations in phase separations with
spinodal decomposition, in the microgravity crystallization of glasses, and in the growth of dendritic (treelike)
structure of crystals. In each case the astronauts, in contact with the principal investigators, were able to modify
the equipment or improvise a new apparatus from stuff on the spacecraft to successfully record the discovery and
make quantitative measurements. As a result, at least one much-cited paper was coauthored with astronauts. 3 There
is, of course, the additional educational and motivational aspect of having graduate and postdoctoral students in
live communication with their experiments and the astronauts during the flight.
Complex fluids and soft matter materials are excellent candidates for study in the microgravity laboratory.
Colloids, polymer and colloidal gels, foams, emulsions, soap solutions, and the like are particularly susceptible to
gravity because of the gradients that are formed in their properties under gravity. Hence, microgravity provides
a unique opportunity to eliminate these gradients and to study the long-time dynamics of such systems free from
such gravitational interference. Similar benefits accrue for colloids, gels, and dusty plasmas, whose density and
morphology are height dependent under gravity. Similarly, in granular materials, stress chains and yield proper-
ties are height dependent and sensitive to the magnitude of gravity. While increased gravity can be effectively
mimicked using a centrifuge, it is also important to explore under reduced gravity, which has been made available
to researchers exclusively through NASA-sponsored microgravity research.
There are fundamental aspects of the issues discussed in Chapter 9 that should be supported by NASA. For
example, the properties of granular materials are of ubiquitous concern in any mission to the Moon or Mars, crewed
or robotic. (It is noteworthy in this connection that the Mars rover Spirit has been stuck in the martian soil since
May 2010.) One highly relevant area of fundamental research is the development of robust constitutive equations
that describe the strain-strain rate relationships for granular materials under reduced gravity. In fact the effect of
reduced gravity on the properties of complex fluids in general provides a productive experimental environment
to improve our fundamental understanding. Experiments in the range 0 to 1 g are most appropriately done on a
microgravity platform.
As discussed in Chapter 9, there are also multiple issues surrounding spaceflight that need to be addressed,
including processing, heating, and cooling of fluids. While applied NASA-sponsored research should be organized
to have maximum impact on missions, targeted fundamental research would be beneficial as well, both for support
of applied research and as possible opportunities for high-impact, space-based research projects.
Thrust II: Precision Measurements of Fundamental Forces and Symmetries
Space offers unique conditions to address important questions concerning the fundamental laws of nature
and affords greater sensitivity than ground-based experiments in certain areas. In particular, high-precision mea -
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surements in space can test relativistic gravity and fundamental particle physics in ways that are not practical on
Earth. Promising theoretical approaches to quantum gravity and physics beyond the currently accepted standard
model of fundamental physics typically predict new forces, violations of fundamental symmetries, or time-varying
physical constants. Such novel effects provide distinct signatures for precision experimental searches that are often
best carried out in space. Two examples are discussed in more detail below; however, there are also many other
opportunities for space-based precision measurement, each offering a unique opportunity for a major discovery
in fundamental physics.‡
First, note that Einstein’s theory of general relativity assumes an exact equivalence between gravitational mass
and inertial mass. This equivalence principle (EP) states that all objects, no matter what they are made of, move
under gravity in exactly the same way, depending only on their mass. Although both Newton’s and Einstein’s laws
of physics assume that this principle holds exactly, the latest theories of modern physics usually predict that there
should be small (less than one trillionth of a percent) violations of the EP at the fractional level of ~10 −13 to 10−19.
These predicted violations, while small, may be related to quantum gravity and to explanations of dark energy,
which are among the most important topics of modern physics. Detecting these small but predicted violations of
the EP would have a revolutionary impact on our understanding of basic physics. The EP is best tested in space,
where (1) there is little or no friction, and no seismic or thermal activity or other sources of noise, and where (2)
the dominant gravitational forces exerted by the sun, the planets, and other bodies of the solar system are easier
to measure accurately. As a result, there are many promising space-based approaches to improved EP tests. There
are two slightly different versions of the EP, known as the “weak” and “strong” versions, and both can be tested
in space. Some, but not all, representative missions are briefly discussed here.
The MICROSCOPE (Micro Satellite à trainee Compensée pour l’Observation du Principe d’Equivalence) satel -
lite mission under development by ESA and the French Centre National d’Etudes Spatiales is scheduled for launch
in 2012. Its design goal is to achieve a differential acceleration accuracy to probe the weak EP at a sensitivity of
10−15. The proposed Satellite Test of Equivalence Principle (STEP) mission will test the weak EP using cryogeni -
cally controlled test masses on a spacecraft orbiting Earth. STEP will search for a violation of the weak EP with
a fractional accuracy of 10−18, which is accurate enough to test some of the current leading theories that might go
beyond Einstein’s general theory of relativity. For testing of the strong EP, lunar laser ranging experiments—that
is, experiments reflecting laser beams off retroreflector arrays placed on the Moon by the Apollo astronauts and
by an uncrewed Soviet lander—set limits of ~10−13 for any possible inequality in the ratios of the gravitational
and inertial masses for Earth and the Moon. Although at present the Earth-Moon-Sun system is best for tests of
the strong EP, over the next decade a major advance will come from interplanetary laser ranging, such as a retro -
reflector on a martian lander. Technology is available to conduct such measurements with a timing precision of a
few picoseconds, which would lead to 100-fold improvements in tests of the strong EP.
Second, the standard model and general relativity, both of which are broad and powerful theories, are thought
to be the effective low-energy limits of an underlying “ultimate theory” that unifies all of physics, including grav -
ity and particle physics, at the so-called Planck scale. The Planck scale corresponds to enormous energies (~10 19
GeV), which are not obtainable even in the most powerful particle supercollider that can be built. Recently it has
been realized that the ultimate theory may well allow low-energy violations of a fundamental principle known as
Lorentz symmetry (the symmetry of physics under rotations and boosts), as well as a related fundamental principle
known as charge-parity-time (CPT) symmetry, which states that particle interactions should behave the same if
one could simultaneously reverse the charge of the particles, their “parity” or handedness, and the direction of
the flow of time. One could detect violations of Lorentz and CPT symmetry by finding, say, small variations in
particle masses (Hughes-Drever effects), the speed of light (Michelson-Morley effects), and many other proper-
ties, as a function of orientation and boost in the universe, and as a function of the local gravitational potential.
Precision searches for such Lorentz and CPT violations are undergoing intense experimental investigation across
‡ Fora more extensive discussion of the scientific opportunities described in this thrust, the panel refers the reader to recent review articles
such as S.G. Turyshev, U.E. Israelsson, M. Shao, N. Yu, A. Kusenko, E.L. Wright, C.W.F. Everitt, M. Kasevich, J.A. Lipa, J.C. Mester, R.D.
Reasenberg, et al., International Journal of Modern Physics D 16:1879-1925, 2007, and S.G. Turyshev, European Physical Journal-Special
Topics 163:227-253, 2008.
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FUNDAMENTAL PHYSICAL SCIENCES IN SPACE
many physics subfields. In some cases the experiments are sensitive to energies at the Planck scale, although as
yet no violation has been observed in any system. This suite of experimental efforts is proceeding in concert with
theoretical work used to interpret and compare different experiments.
Over the next decade, space-based experiments could improve the sensitivity to possible violations of Lorentz
and CPT symmetry by several orders of magnitude. One important class of such experiments consists of clock
comparison experiments, in which two or more highly stable space-based clocks are simultaneously operated and
their clock rates compared and correlated with position and velocity in a gravitational potential. Einstein’s general
theory of relativity tells us that clock rates vary with velocity and gravitational potential but should not otherwise
depend on position or orientation of the clock. The comparison of space-based clocks may improve Hughes-Drever
tests by several orders of magnitude. Such major advances in sensitivity will arise from space-based operation
because it offers (1) better stability and accuracy for clocks referenced to cold atoms and (2) access to a wider
range of boosts, orientations, and gravity gradients in space than on Earth. In addition, the constancy and isotropy
of the speed of light can also be tested by measuring the time it takes light to travel between a space-based clock
and a ground clock. High-stability clocks orbiting Earth, combined with a sufficiently accurate time and frequency
transfer link, could improve present sensitivity in this area by more than three orders of magnitude. The clocks
might include microwave and optical clocks based on atomic transitions or stabilized cavities.
Space-based precision measurements may also enable NASA’s current Exploration mission in the form of
improved navigation and communication. In recent years there have been great advances in precision measurement
technologies for fundamental physical properties such as time, gravity, and optical wavelength. For example, atomic
clock performance (stability, accuracy) has improved by two orders of magnitude over the past decade, driven pri -
marily by breakthroughs in fundamental physics in areas such as cold atoms, ion traps, and laser frequency combs.
NASA, through its earlier Code U Fundamental Physics Program, supported research in this area. Advances in this
research have been recognized in recent years with the award of Nobel prizes in physics to Eric Cornell, Wolfgang
Ketterle, and Carl Weiman in 2001 and to Steven Chu, William Phillips, and Claude Cohen-Tannoudji in 1997.
Many precision measurement technologies could be readily adapted for space operation to enable both human
and scientific exploration. For example, microwave atomic clocks with fractional frequency stability and accuracy
better than 10−15 have been space qualified and are being prepared for 1 to 3 years of operation on the International
Space Station (ISS) as part of the European mission known as ACES (Atomic Clock Ensemble in Space). Optical
clocks based on optical transitions in cold atoms and laser frequency combs to allow counting of optical frequencies
have already demonstrated fractional frequency stability and accuracy of ~10 −17 in ground-based labs. Operation
in microgravity will allow the use of colder, denser atomic ensembles, with resulting advantages in clock stability
and reduced systematic frequency shifts that could reach a stability and accuracy level of 10 −18 to 10−19. A network
of space-based optical clocks could provide a universal high-precision time reference for space- and ground-based
navigation, communication, and geodesy. This universal positioning system (UPS) could greatly improve Global
Positioning System (GPS) performance and bring state-of-the-art navigation capabilities to space exploration.
Thrust III: Quantum Gases
When the temperature of a gas is decreased, the quantum, wavelike properties of the constituent atoms or
molecules become more apparent. The gas becomes a “quantum gas” when the size of the individual particle’s
wavepacket becomes large compared to the length scale of interactions between the particles. In this limit, the
wavelike properties of the particle motion and the indistinguishability of the particles become important, and col -
lective quantum behavior begins to dominate the gas. On further cooling, the wavepacket size can become as large
as or larger than the interparticle spacing, and the individual character of the particles is subsumed by a cooperative
behavior, such that they become either a superconductor for a charged system or a superfluid for a neutral system.
One of the most dramatic developments in fundamental physics in the past two decades has been the realiza -
tion of a superfluid Bose-Einstein condensate (BEC) in a dilute atomic gas. 4–7 The physics of the BEC connects
the field of atomic, molecular, and optical physics to the field of condensed-matter physics, linking together two
fundamental themes recommended for inclusion in NASA’s Exploration Enterprise. The BEC has remarkable
properties in common with the much denser phases discovered early in the 20th century—superfluidity in helium
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254 RECAPTURING A FUTURE FOR SPACE EXPLORATION
and superconductivity in certain metals—as well as with the matter in the core of a neutron star. The key to creat -
ing a BEC is to go beyond the already low temperatures achievable using laser cooling alone. Further cooling is
achieved by evaporating atoms from a trap, typically created using magnetic fields, cooling the cloud somewhat
as the coffee remaining in a cup is cooled when the hotter molecules evaporate and escape. For terrestrial experi -
ments, the evaporation initially occurs from the surface of a three-dimensional trap; as the evaporation proceeds,
however, gravitational compression in the trap causes the trapped gas to become almost two-dimensional, and
cooling is restricted to a narrow ring and ceases. Typically this cooling limitation sets in at a few nanokelvin, at
which point the size of the atomic wavepacket is a few tens of microns, or about the diameter of a human hair. In
the absence of gravity, temperatures on the order of a picokelvin or less should be achievable, corresponding to
atomic wavepacket sizes of nearly a millimeter! This is an astonishingly large size, since the wavelike properties
of ordinary matter are normally limited to distances comparable to atomic sizes. But at the ultralow temperatures
that may be achieved in space, the BEC wavepackets exist at a length scale observable by the unaided human eye.
The temperature limitations imposed on quantum gases is not the only impact of gravity. Gravity makes the precise
observation of freely expanding condensates difficult or impossible in Earth-based laboratories because it induces
density stratification, which blurs and masks the system’s underlying behavior. On Earth the trap that supports the
BEC must be strong enough to provide a force to counter gravity, thus keeping the atoms or molecules within the
trap. The strength of the trap perturbs the state of the particles and influences their collective behavior. In micro -
gravity a trap that is 100,000 times weaker can contain the particles. This greatly reduces the experimental pertur -
bations on the system, allowing its fundamental properties to be observed and systematically experimented with.
A remarkable range of physical phenomena can be investigated using BECs, but many of them only in space.
Aspects of the formation of the BEC and its intrinsic quantum properties represent one rich class. For example, one
fundamental excitation of a BEC is the quantum vortex (Figure 8.1). Research on vortex formation and relaxation
can be used to probe phase-transition models of the early universe and can also give insight into the structure of
neutron stars.
BECs can be contained in one-, two-, or three-dimensional lattices formed by precisely controllable optical
standing waves. This configuration opens new windows onto the phases of quantum-dominated matter and can
be used to simulate the properties of crystalline solids. In these systems, properties such as the shape and depth
of the lattice potential can be varied continuously. Quantum phase transitions (one of which is the “superfluid-
FIGURE 8.1 Data showing quantized vortices in a Bose-Einstein condensate, ranging from sparse to dense vortices in the
left-hand figure. The right-hand figure shows a very dense, regular array of quantized vortices. SOURCE: Left: Courtesy of W.
Ketterle, Massachusetts Institute of Technology. Right: Courtesy of E.A. Cornell, University of Colorado, Boulder.
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FUNDAMENTAL PHYSICAL SCIENCES IN SPACE
to-Mott” insulator transition from a continuous quantum fluid to a discrete atomic lattice) can thereby be studied
in a controlled, clear, and precise manner that is impossible in an ordinary solid where the chemical composition
dictates the properties.8 Furthermore, exact theoretical models can be developed and tested, revealing the key
strengths and weaknesses of our basic understanding of whether a material conducts electricity or impedes it. In
essence, this represents the use of the BEC to realize the kind of quantum simulation foreseen by the visionary
physicist and Nobel laureate Richard Feynman.
As picokelvin BECs are realized in a space-based laboratory, scientists will be able to create and understand
the competing forms of order that often govern the complex structure observed in the world around us. One of the
remarkable aspects of quantum gases, and the BEC in particular, is the exquisite sensitivity to interparticle inter-
actions. Because of the low thermal energies and the great size of the quantum wavepackets, the system becomes
sensitive to tiny but important long-range forces and interactions. When combined with optical lattices, this allows
replication and investigation of the building blocks of complicated matter such as magnetic and electric materials.
All particles can be classified as either “bosons” or “fermions.” Unlike bosons, which tend to condense
together, fermions tend to repel one another (more accurately, they cannot occupy the same quantum state).
Fermionic matter is ubiquitous in the universe. It includes systems such as the electron gas that makes metals
resilient, elastic, and conductive, and it is the source of forces that stabilize white dwarf stars against gravitational
collapse. If the particles of a quantum gas are identical fermions, then another class of physics can be investi -
gated. Fermions that interact via repulsive interactions are predicted to show a rich phase diagram when placed
in an optical lattice, allowing us to test key theoretical models and amplify our understanding of a broad range
of phenomena. Of practical importance is the unresolved mechanism of superconductivity in high-temperature
superconductors. Of fundamental importance is the so-called color superfluidity of quarks in quantum chromody -
namics, which describes nucleon and quark interactions at subnuclear length scales. (The term “color” here has
nothing to do with color in the ordinary sense; it refers instead to quantum states of matter.) Analogs to both might
be observable in cold Fermi gases in space.
The quest for the lowest energy quantum configuration of fermions in ultracold gases involves research on
mixtures of ultracold bosons and fermions. On the practical side this is because the evaporative cooling used to
achieve a BEC in a Bose gas does not work with fermions. The thermalization that allows the evaporating gas
to cool relies on collisions between the atoms, which in turn are forbidden by the intrinsic exclusion exhibited
by fermions for each other (the Pauli exclusion principle). To solve this, a Bose-Fermi mixture is used in which
the bosons are evaporatively cooled and the fermions are “sympathetically” refrigerated by interaction with the
bosons. One simple consequence is that the Fermi gas can only be made as cold as the companion BEC. However,
heavier particles sink under the influence of gravity, so that as the gases become colder the species separate in
space and cooling ceases. The solution to this problem is to remove gravity. Theoretical work on these mixtures
has been prolific, and experimentation will yield exciting discoveries spanning the quantum-mechanical properties
of extremely weakly interacting systems to strongly interacting ones.
Experiments with quantum gases in space will allow the study of matter in regimes not achievable on Earth.
They will support new developments and applications of breakthrough technologies such as the atom laser, a
bright source of coherent matter waves analogous to coherent light waves of the familiar laser. Another important
impact of these systems will be in next-generation technologies and quantum sensors. Examples include ultrapre -
cise atomic clocks and matter-wave interference devices with exquisite sensitivity to rotation and gravity. Space-
based matter-wave interferometers can set new standards in inertial and gravitational sensing for basic research,
navigation, geodesy, and geology.
An excellent example of a cold-atom quantum sensor is the cold-atom interferometer. As described above in
connection with the Bose-Einstein condensate, when atoms are cooled, the length scale characterizing their quan -
tum behavior increases. This allows the construction of “atom optical” devices in analogy with conventional optical
devices.9 One of these devices, the cold-atom interferometer, much resembles its optical counterpart. An input
beam consisting of atoms of equal velocity is split into two parts. The two beams are made to propagate through
different paths in space and are then recombined. If the two paths differ in length, there can be either constructive
or destructive interference of the matter waves, and matter-wave fringes are observed. Such devices have already
been tested as rotation sensors and as detectors to measure fundamental quantities such as photon momentum and
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256 RECAPTURING A FUTURE FOR SPACE EXPLORATION
the local force of gravity. Used for inertial navigation, these rotational sensors rival the best gyroscopes available
and are potentially important for space navigation applications.
Thrust IV: Condensed Matter and Critical Phenomena
One of the great scientific successes enabled by the microgravity environment over the past two decades
concerns better understanding of the behavior of materials under a special set of thermodynamic conditions
known as a criticality.10 If one maintains a system at its critical density rc, then the observable liquid-vapor phase
boundary in the pressure-versus-temperature phase diagram will end abruptly at a critical pressure Pc and a criti-
cal temperature Tc. At this critical point, the distinction between liquid and vapor phases disappears, creating a
foglike critical state dominated by large fluctuations between the liquid and vapor phases. More than 130 years
ago Johannes van der Waals observed that all fluids, when compared at the same reduced temperature and reduced
pressure, have approximately the same compressibility factor, and that they all deviate from ideal gas behavior to
about the same degree. This principle of corresponding states initiated the study of critical phenomena. 11 The 1982
Nobel prize in physics was awarded to Kenneth Wilson for his development of renormalization group techniques
applied to critical phenomena. These techniques provide a powerful, systematic method of calculating the effect
of critical fluctuations on the behaviors of many systems, leading to quantitative predictions of critical exponents
and amplitude ratios and to the calculation of corrections to these predictions as the system is moved away from
its critical point.12,13
Many other important materials, including superfluids, magnetic materials, and colloids, undergo transitions
between ordered and disordered phases. Each of these systems has its own distinct physical property, called an
“order parameter,” that is zero in the disordered phase; each exhibits large fluctuations about its zero mean as the
critical point is approached, and increases from zero as the ordered phase is entered.
Important advances in our understanding of critical phenomena came from the Lambda Point Experiment
(LPE) that flew within the cargo bay of the space shuttle in 1992. That experiment provided a stringent test of
advanced theories of static critical phenomena by measuring the heat capacity of 4He near the superfluid critical
point to within better than one part in 108 of the critical point temperature.14 This experiment extended the preci-
sion by three orders of magnitude compared to what had been possible without access to the weightless laboratory
of space.
A similar experiment, the Confined Helium Experiment (CHeX), flew in 1998 to extend these measurements to
systems in two-dimensional confinement, again approaching the critical temperature with the same unprecedented
level of precision as the LPE experiment. Comparisons of the data from these measurements provided a stringent
test of the theory of finite size-scaling.15
With NASA support, experiments have been designed to elucidate critical phenomena in other classes of
universality, to explore fundamentally new effects that are observed when a system near its critical point is driven
away from equilibrium, both in the bulk and near boundaries.16 These experiments, which have been promoted
to the level of flight readiness, provide a near-term opportunity to obtain a well-defined science return from an
available microgravity laboratory. The flight of these experiments would provide insight into the behavior of these
critical systems that cannot be obtained on Earth. The Low-Temperature Microgravity Physics Facility (LTMPF) is
a multiflight facility designed to attach to the Japanese Experiment Module/Exposed Facility of the ISS. 17 LTMPF
has been engineered to support these and other experiments that test fundamental symmetries, such as the Lorentz
invariance, discussed in Thrust II above, for many months in a well-controlled cryogenic environment. This facil -
ity is approximately 70 percent complete; once completed, it will facilitate these and other experiments in a high
state of readiness for flight on the ISS and, possibly, on other platforms. LTMPF is able to support experiments
in many thrusts, including superconducting oscillators for tests of relativity; superconducting proof masses for
gravitational tests; and cold condensed-matter systems for studies of critical phenomena; and for the study of new
ordered phases at low temperatures, as discussed below.
The elucidation of critical phenomena at accuracies that can be obtained only in space, as described above,
not only would represent a major scientific advance but also would create the opportunity to apply these scientific
results and flight engineering systems to advance the search for new phases and organizing principles of matter.
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These important advances will be enabled by NASA’s Exploration mission. These advances in turn promise to
enable the Exploration mission through the development of new devices that use emerging measurement science
that requires the microgravity laboratory.
Superfluid helium droplets (Figure 8.2) provide a convenient microscopic laboratory in which to study the
structure and behavior of atoms and molecules, and to search for new phases of matter. Evidence of superfluidity
has been observed in nanometer-sized small clusters of hydrogen in superfluid helium droplets using lasers as the
experimental probe.18 The microgravity environment may provide a laboratory where these and other interest -
ing effects can be explored in a droplet that is stable without continuous intervention by external fields, as are
required on Earth. External fields are often used on Earth to stabilize and suspend bubbles and drops, and these
forces can readily mask interesting new ordered phases of matter and collective phenomena that could be studied
if there were no such fields. The weightless laboratory is an important platform on which to explore new struc -
tures, interactions, and phases of matter because the systematic effects of gravity are removed and other biasing
experimental effects can be controlled. It is important to provide a microgravity laboratory for these studies, since
the understanding that is gained will advance our fundamental knowledge of physics, which could be important
for future engineered systems.
To understand the importance of this basic knowledge for the development of new engineered systems, con -
sider how basic research on superfluidity has led to the development of new inertial devices, such as new superfluid
gyroscopes that operate on the superfluid Josephson effects in 3He and in 4He.19 These devices may prove useful
in future space exploration missions, and in some terrestrial applications. They use dynamical superfluid properties
to detect rotations and may someday detect rotation rates that are far smaller than those that can be detected with
conventional laser gyroscopes based on the Sagnac effect. Other devices, such as ultrastable blackbody devices
that use the superfluid transition in 4He as a fixed-point reference, may be useful in long-duration space radiom-
etry measurements of the cosmic microwave background.20 Finally, it may be possible to extend the technology
developed to support the measurement of critical phenomena in space to enable many other space projects or mis -
sions. For example, charged-particle sensors and lightweight superconducting magnets may someday prove useful
in detecting and deflecting the “prevailing wind” of dangerous cosmic radiation away from long-duration flight
crews on the Moon or in transit to Mars or the outer planets. Such systems, if they can be engineered successfully,
would effectively provide a substitute magnetosphere to protect flight crews from lethal charged particle flux
once they are outside the protection of Earth’s magnetosphere. Our understanding of how to contain and control
the low-temperature environment in microgravity enables an entirely new class of superconducting sensors and
FIGURE 8.2 Levitated He droplet and a crystal boundary. Liquid helium is diamagnetic, so at sufficient values of the product
of magnetic field and field gradient, BNB, the magnetostrictive force exceeds the force of gravity on the droplet, causing it to
levitate. Once the droplet is levitated, phase change can be studied without the effects of the container, permitting the crystal
boundaries between the body-centered cubic and hexagonal close-packed phases of solid helium, such as the boundary shown
here, to be observed. SOURCE: With kind permission from Springer Science+Business Media: Journal of Low Temperature
Physics, Oscillations of charged helium II drops, Volume 110(1/2), 1998, p. 177, D.L. Whitaker, M.A. Weilert, C.L. Vicente,
H.J. Maris, and G.M. Seidel, Figure 5.3.
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258 RECAPTURING A FUTURE FOR SPACE EXPLORATION
devices that may be used in many enabling applications. Cryogenic systems that operate at higher temperatures
also provide methods for collection and preservation of samples from the planets and from the cosmic wind for
planetary studies.
AVAILABLE AND NEEDED PLATFORMS
Fundamental physical science can benefit from experiments that are deployed on different platforms. In
contrast to other subdisciplines of microgravity, where space-based research can be conducted on a particular plat -
form, fundamental physics is so varied that all foreseeable platform modalities must be considered. For example,
many energy-sensitive experiments will seek low Earth orbits on the ISS that record data only when the ISS is
well outside the South Atlantic Anomaly. Other high-precision experiments will be ultrasensitive to vibration and
other perturbations, requiring a free-flying platform. Still other experiments in complex fluids may benefit from
reduced gravity but not zero gravity, making a lunar basing preferable. Yet other experiments that seek to test
gravity theories through distant space ranging and tracking may be accommodated on future deep-space probes.
Essentially all known space deployment platforms should remain on the table for fundamental physics experiments
since their specific science-driven platform requirements cannot be reliably generalized.
Ground-Based Research
Ground-based research can, at low cost, answer fundamental scientific questions and enable space research
and applications. It does so by identifying new opportunities for transformative space-based physical science; by
resolving measurement and system feasibility issues before larger investments are made on space-based experi -
mental platforms; and by serving as an active core community of experimental and theoretical scientists who carry
out and support space-based experiments and interpret the results. Ground-based fundamental physics research in
heat, mass, and momentum transport; materials physics; combustion; and granular materials can also help in the
design of human flight systems and launch capabilities. As an example, the development of constitutive models for
granular flow may enhance the performance of robotic planetary explorers and make them more robust. Another
example might be the development of methods of ceramic processing that would combine recycled materials from
the spacecraft with lunar regolith to build lunar habitats.
Aircraft and Drop Towers
Aircraft (parabolic zero-gravity flight) and drop towers, which provide a few seconds of microgravity condi -
tions at a time, can test the feasibility and utility of microgravity and assess the prospects for experiments carried
out under long-term microgravity or reduced gravity. Some experiments can be completed during a single drop or
atmospheric flight. One example of experiments conducted in a transient microgravity environment is the “filament
stretching” experiments that determine the behavior of polymeric fluids when they are rapidly stretched to fine
filaments undisturbed by the effects of gravity. Another example is the use of the ZARM drop tower in Bremen,
Germany, by ESA investigators to test BEC formation in a microgravity environment.
The International Space Station
The International Space Station and the space shuttle cargo bay have already enabled ground-breaking experi -
ments on gelation and phase separation in colloidal suspensions and tests of critical phenomena in the Lambda Point
Experiment and the CHeX described above. To make full use of the ISS and its delivery systems for fundamental
physics studies, the LTMPF should be deployed. This would enable clock experiments, ultrasensitive measurements
of gravitation, and critical point experiments to be carried out in microgravity. Certain aspects of fundamental
physics experiments that have flown, or that have been prepared for spaceflight within the fundamental physical
sciences programs, could be treated as facilities themselves, which guest investigators could use to multiply the
science returns. This could also be done with the ongoing development of laser cooling and atomic physics experi -
ments in space, as well as experiments that test gravity and fundamental symmetries. These user-based facilities
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could be developed by the laboratory groups that possess the expertise, and the NASA flight centers could anchor
the programs and provide limited engineering support and project management for these efforts. Most of the tech -
nical development for these and future flight facilities could be done in the university laboratories that developed
the measurement science and prototype flight systems.
Free-Flying Spacecraft
While the ISS provides a convenient, accessible laboratory for many microgravity experiments, the environ -
ment provided by free-flying spacecraft avoids the negative aspects of gravitational field perturbations from the
movement of personnel, radio noise from a plethora of ISS electrical and electronic infrastructure, accelerations
from orbital stabilization, conflicting requirements from concurrent experiments, and limitations on experimental
parameters imposed by human safety requirements. Thus, free-flying spacecraft may be used when extremely
low-noise and low-stray-acceleration environments are required, or when specific orbits are required to obtain
the science return. An example of this is the Gravity Probe B spacecraft, which flew in a nearly polar orbit to
perform high-resolution tests of Einstein’s theory of general relativity. Many of the highest priority experiments
in Thrust II (precision measurements of fundamental forces and symmetries), such as the MICROSCOPE and
STEP missions, will require dedicated free-flying spacecraft. Free-flying deep-space probes may also be required
when it is necessary to locate the experiment far from the Sun, either on a trajectory that is set to leave the solar
system or to a Lagrange point.
Lunar or Martian Bases
Lunar or martian bases would be used for fundamental seismographic studies of the Moon or Mars, yielding
insight into the interiors of these bodies and their geological history. The compositions of their regoliths, their
magnetic fields, and their atmospheric phenomena (in the case of Mars) could be studied from such bases. In the
longer term, such bases might also be used as platforms for large telescopes. The lunar regolith might be combined
with waste aluminum metal to create new materials on the Moon, as discussed in Chapter 9. In short, a lunar or
martian base might someday function as a stable, long-term laboratory for reduced gravity experimentation.
PROGRAM RECOMMENDATIONS FOR EXPERIMENT-SPECIFIC
SUPPORT FACILITIES ON VARIOUS PLATFORMS
Fundamental physical science in space is enabled both by dedicated, single-experiment, free-flying platforms,
such as Gravity Probe B and STEP, and by specially designed pieces of space hardware that allows researchers to
experiment on different systems. Such systems include static and dynamic light-scattering facilities for the study
of complex fluids and soft-condensed-matter physics; atomic clock ensembles such as ACES; and future optical-
magnetic systems that permit the creation of quantum gases and the study of new physical phenomena in them.
Other shared facilities that are important in this research include photographic systems and microscopy facilities
incorporating confocal and laser tweezer capabilities. In the past NASA organized teams of researchers to help in
the development of special hardware for fundamental physical science in space. In addition to producing useful
flight hardware, these teams can also advance the overall state of terrestrial technology in their fields. Collabora -
tions with similar groups in Europe have resulted in highly sophisticated facilities and have motivated further
agreements to develop and share future flight facilities. NASA has also enabled the formation of international
networks that produce state-of-the-art materials, particularly colloids that would otherwise not have been available.
The panel recommends that a ground-based program be reinstated to support technology development and
ground-based science that will enable future flights. The program must continue during the time between major
flight platforms in order to maintain the technology base and the intellectual community that is essential to the
advancement of programs within NASA and that has historically contributed to the technological strength of the
United States.
Flight facilities that currently support studying the physics of complex fluids and soft condensed matter
should be continued, and LTMPF should be completed. Experiments that have flown or that have been prepared
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260 RECAPTURING A FUTURE FOR SPACE EXPLORATION
for spaceflight should be treated as facilities themselves, and guest investigators should be encouraged to use the
same hardware, increasing the science return. This should also be done for the facilities being developed for laser
cooling and atomic physics experiments in space as well as for testing gravity and fundamental symmetries. These
user-based facilities should be developed by the laboratory groups that possess the expertise, and the NASA flight
centers should anchor the programs and provide engineering support and project management for them. Most of
the technical development efforts for these and future flight facilities should be done in the university laboratories
where the measurement science and prototype flight systems were and are being developed.
Because of the close coupling between fundamental and applied aspects of fluids physics, NASA funding for
applied and mission-enabling research, if restored, would be most fruitful if combined with well-targeted support
for fundamental and mission-enabled research on fluids physics and complex fluids. The most important topics in
complex fluids and fluids physics fundamental research are identical to those for which applied research is needed:
multiphase flow, capillary-driven flow, and instabilities, especially in microgravity.
In general, NASA should support fundamental research that generates conceptual breakthroughs, that has a
high impact on science, that can accelerate applied mission-enabling research, and that can increase public aware -
ness of science generally and of NASA’s missions and objectives in particular. To develop a few highly appropriate
space-based fundamental experiments, a much larger repertoire of ground-based experiments (perhaps 100 to 150
ongoing studies) should be supported. The panel recommends that fundamental studies be carefully targeted and
should meet four criteria: (1) the science involved should support experiments for which microgravity is required,
(2) it should be relevant to NASA’s missions, (3) it should encourage interactions with international partners, and
(4) it should have an impact on education.
Finally, the fundamental physics program must remain agile enough that it can be pursued at low cost and
be capable of generating interesting and unexpected new physical observations. Examples of such observations
include the Pioneer anomaly and the continuing collection of tracking data from Voyager as it passes the heliopause
and leaves the solar system, exploring and testing fundamental physical phenomena over a wide range of length
scales. These particular efforts require only the resources of the Deep Space Network and a small effort within
the ground-based program, and do not represent a major allocation of resources.
RESEARCH PROGRAM RECOMMENDATIONS
The panel found that the highest-priority areas of research in the area of fundamental physical sciences at
NASA should be (1) soft-condensed-matter physics and complex fluids, (2) precision measurements of fundamental
forces and symmetries, (3) quantum gases, and (4) critical phenomena. These areas embody important scientific
objectives that can be studied only in the laboratory of space. NASA’s new program in fundamental physical (FP)
sciences in space should include these four areas, which the panel also calls thrust areas. Other important areas of
physical science in space, including fluids physics, materials, and combustion, are described in Chapter 9, which
covers the applied physical sciences.
Recommended Program Element 1: Research on Complex Fluids and Soft Matter (FP1)
Complex fluids and soft condensed matter are excellent candidates for study in the microgravity laboratory.
They are materials with multiple levels of structure and their softness typically results from the large size of the
basic units. They are easily deformed, and their statics and dynamics are governed by surface tension and entropic
forces. On Earth, these weak forces are easily overwhelmed by gravity. Colloids, polymer and colloidal gels, foams,
emulsions, soap solutions, and the like are particularly susceptible to gravity owing to the gradients that are formed
in their properties under gravity. Microgravity provides a unique opportunity to eliminate these gradients and
permit studying the long-term dynamics of such systems free from such gravitational interference. Microgravity is
required as well to probe the basic properties of these materials and to use the materials as models to explore other
phenomena. Experiments on Earth are hampered by sedimentation, flows, and the suppression of thermodynamic
fluctuations. Similar issues emerge for colloids, gels, and dusty plasmas, whose density and morphology under
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gravity are height dependent. Similarly, the stress chains and yield properties of granular materials are dependent
on height and sensitive to the magnitude of gravity.
Recommended Program Element 2: Research That Tests and Expands Understanding
of the Fundamental Forces and Symmetries of Nature (FP2)
Space offers unique conditions to address important questions about the fundamental laws of nature, with
sensitivity beyond that of ground-based experiments in many areas. In particular, high-precision measurements
in space can test relativistic gravity and fundamental particle physics and related symmetries in ways that are not
practical on Earth. Atomic clocks in space, probably optical but potentially microwave too, are useful in the study
of time variation of the fundamental constants and have many more applications. Promising theoretical approaches
to quantum gravity and physics beyond the currently accepted standard model of fundamental physics typically
predict new forces, violations of fundamental symmetries, or time-varying physical constants. Such novel effects
provide distinct signatures for precision experimental searches that are often best carried out in space.
Recommended Program Element 3: Research Related to the
Physics and Applications of Quantum Gases (FP3)
A remarkable range of different physical phenomena can be investigated using quantum gases such as BECs
and degenerate Fermi gases; many of these investigations can be done only in space. Aspects of the formation of
BECs and their intrinsic quantum properties represent one rich class. Research on vortex formation and relaxation
can be used to probe phase-transition models of the early universe and can also give insight into the structure of
neutron stars. As picokelvin BECs are realized in a space-based laboratory, scientists will be able to create and
understand the competing forms of order that often govern the complex structure observed in the world around
us. One of the remarkable aspects of quantum gases, and BECs in particular, is their exquisite sensitivity to inter-
particle interactions. Because of the low thermal energies and the large size of their quantum wavepackets, the
system becomes sensitive to tiny but important long-range forces and interactions. When combined with optical
lattices, this sensitivity allows replication and investigation of the building blocks of complicated matter such as
magnetic and electric materials.
Recommended Program Element 4: Investigations of Matter in the Vicinity of Critical Points (FP4)
Over that past two decades the microgravity environment has given us a better understanding of the behavior
of materials in the vicinity of thermodynamically determined critical points. With NASA support, experiments
have been designed to elucidate critical phenomena in other universality classes and to explore fundamentally new
effects that are observed when a system near its critical point is driven away from equilibrium, both in the bulk and
near its boundaries. These experiments have been designed and brought to the level of advanced flight readiness;
this should allow obtaining a well-defined science return from an available microgravity laboratory. The flight of
these experiments would provide insight into the behavior of these critical systems that cannot be obtained on Earth.
These four recommended program areas, or thrusts, share four important strengths: (1) they have significant
potential to address some of the grand scientific challenges of our time, (2) they are synergistic with other NASA
needs, (3) they have a great need for access to space, and (4) they have significant potential to affect the terrestrial
research enterprise.
PROGRAMMATIC CONCLUSIONS, FINDINGS, AND RECOMMENDATIONS
A healthy and sustainable program of fundamental physical sciences in space will require a mix of multi-user
and single-experiment space-based facilities and human-tended and free-flyer platforms. It also will require a
strong ground-based program that is community driven and that allocates resources based on peer review, includ -
ing the resources for flight experiments. The ground-based program will serve three essential functions. First, it
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will identify new opportunities for transformative, space-based physical science. Second, it will foster advances
in instrumentation that are essential to accomplishing the ambitious objectives of future flight programs. Third,
once the flight experiment is selected, the ground-based program will provide an active core community that can
conduct competitive peer reviews to select the efforts, including the development of relevant theory, that might
best support the flight experiment and ensure that fundamental understanding of physical sciences is advanced.
It is in the nature of fundamental research that its timescale is less well defined than the timescale for applied
research. Nonetheless, achieving the program set out here will require that in the next 2 years NASA initiates and
utilizes a peer-review system to select investigators for a ground-based research program encompassing each of
the four fundamental physics thrusts identified in this chapter. In addition, experiments and facilities that could
rapidly be made available for a possible return to flight program status need to be peer reviewed. NASA will need
to continue to sponsor an international symposium series centered on the opportunities and viability of research
missions within the fundamental physical sciences in space.
Looking ahead, a successful program 3 to 4 years from now will have NASA begin evaluating proposals
for space-based fundamental physics—including those that use both free-flyer platforms and the ISS—to select
compelling research that has demonstrated flight viability and a clear need for microgravity as demonstrated by
the ground-based program. This effort will probably build on existing connections with space-research programs
in other countries throughout the world and establish new ones. During the following 5 years it will be important
to begin a process to reassess the direction of research, and to adjust the program priorities if necessary. This may
be accomplished in an open and transparent manner through the international symposium series mentioned above.
Recommendation 1: A successful exploration program in the physical sciences necessitates first of all a ground-
based fundamental physical sciences program. Such a ground-based program must also eventually support flight
commitments in the fundamental physical sciences.
Recommendation 2: Flight experiments and facilities that could rapidly be made available for a return to flight
should be peer reviewed. To justify this recommendation the panel points to the numerous existing experiments
and supporting facilities that are at an advanced stage of flight readiness.
Recommendation 3: In funding projects, NASA should seek partnerships with other agencies and other nations.
Research in fundamental physical science is supported by many federal agencies in the United States and is widely
supported internationally.
Recommendation 4: NASA should build a program in fundamental physical sciences sufficiently large to attract
prominent scientists, both flight- and ground-based, to create a vibrant ground-based program and to generate
potential space-based missions.
Past experience in the NASA microgravity program suggests that a critical mass of 100 to 150 funded inves -
tigators would provide coverage of all the physical sciences of importance to NASA, engender synergy among
investigators, and ensure spirited and regular meetings of the investigators. It would also provide a steady flow of
projects for transitioning to flight. A program of this size is also consistent with that of other successful research
programs in the physical sciences in the United States and other countries, where at least 100 to 150 investigators
are needed to sustain a healthy and productive enterprise.
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