As background for the review of existing research on sexual- and gender-minority health in Chapters 4, 5, and 6, the present chapter reviews research challenges associated with the study of LGBT populations, the research methods and data sources used in studying these populations, and best-practice principles for conducting research on the health of LGBT people. The final section presents a summary of key findings and research opportunities.
Three important challenges confront researchers attempting to gather valid and reliable data for describing LGBT populations and assessing their health: (1) operationally defining and measuring sexual orientation and gender identity, (2) overcoming the reluctance of some LGBT individuals to identify themselves to researchers, and (3) obtaining high-quality samples of relatively small populations. In addition, as emphasized in Chapter 1, although the acronym “LGBT” is applied to lesbians, gay men, bisexual men and women, and transgender people, these groups are distinct, and they also comprise subgroups based on race, ethnicity, geographic location, socioeconomic status, age, and other factors. These variations have implications for health research, including the need to obtain sample sizes that are large enough to understand differences among subgroups.
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3
Conducting Research on the Health
Status of LGBT Populations
A
s background for the review of existing research on sexual- and
gender-minority health in Chapters 4, 5, and 6, the present chap-
ter reviews research challenges associated with the study of LGBT
populations, the research methods and data sources used in studying these
populations, and best-practice principles for conducting research on the
health of LGBT people. The final section presents a summary of key find-
ings and research opportunities.
RESEARCH CHALLENGES
Three important challenges confront researchers attempting to gather
valid and reliable data for describing LGBT populations and assessing
their health: (1) operationally defining and measuring sexual orienta-
tion and gender identity, (2) overcoming the reluctance of some LGBT
individuals to identify themselves to researchers, and (3) obtaining high-
quality samples of relatively small populations. In addition, as empha-
sized in Chapter 1, although the acronym “LGBT” is applied to lesbians,
gay men, bisexual men and women, and transgender people, these groups
are distinct, and they also comprise subgroups based on race, ethnicity,
geographic location, socioeconomic status, age, and other factors. These
variations have implications for health research, including the need to
obtain sample sizes that are large enough to understand differences
among subgroups.
89
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Operationally Defining and Measuring
Sexual Orientation and Gender Identity
Many social, cultural, and behavioral phenomena pose measure-
ment challenges to researchers. For example, multiple operational defini-
tions have been used to assess education (Smith, 1995), political ideology
(Knight, 1999), religiosity and religious fundamentalism (Hall et al., 2008;
Kellstedt and Smidt, 1996), and race and ethnicity (NRC, 2004; Stephan
and Stephan, 2000). Similarly, researchers who study LGBT populations
face the challenges of defining sexual orientation and gender identity and
developing procedures for operationalizing these constructs.
As explained in Chapter 2, sexual orientation is typically defined and
measured in terms of three dimensions—behavior, attraction, and iden-
tity. Ideally, which of these dimensions is used in research is informed by
a particular study’s research goals. For example, a study of HIV risk in
gay men would appropriately focus on sexual behavior, whereas a study
of experiences with hate crimes or housing discrimination might focus
on sexual orientation identity (Herek et al., 2010). Although most adults
exhibit consistency across the three dimensions (e.g., they are exclusively
heterosexual or homosexual in their sexual behavior, attractions, and self-
labeled identity), some do not. Whether a particular study categorizes the
latter individuals as lesbian, gay, homosexual, bisexual, heterosexual, or
something else will depend on which specific dimension of sexual orienta-
tion is measured in that study. In a study that measures sexual orientation
in terms of same-sex attraction or sexual behavior with a same-sex partner,
for example, the sample may include some participants who do not label
themselves as lesbian, gay, or bisexual.
Not only do studies vary in which facet of sexual orientation they mea-
sure, but they also can differ in how they define each of the three dimen-
sions operationally. The current lack of standardized measures contributes
to the variability of population estimates and can make comparisons across
studies difficult. For example, if two studies defined sexual orientation op-
erationally in terms of sexual behavior but used different time frames for
screening participants (e.g., if one study used the criterion of any same-sex
sexual behavior during the past 12 months, whereas the other used any
same-sex sexual behavior since age 18), they might reach different conclu-
sions about the target population. Moreover, the samples obtained for both
studies would exclude individuals who were not sexually active during
the specified time period even if they experienced same-sex attractions or
self-identified as lesbian, gay, or bisexual. This variability in the criteria for
operationally defining sexual orientation may produce what appear to be
inconsistent findings across studies. Although it may appear obvious, it is
important to make the point that researchers should carefully evaluate the
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appropriateness of their operational definition(s) of sexual orientation in
light of the research question their study addresses and clearly explain their
measurement procedures when reporting their results.
Similar definitional and measurement variability can be observed across
studies of transgender populations. No uniformly accepted best measures
of gender variance and gender nonconformity currently exist. One com-
mon approach is simply to ask participants whether they are transgender
(e.g., Almeida et al., 2009), and, in some studies, whether they further self-
identify as female-to-male or male-to-female. This question often follows
immediately a question about sexual orientation. However, Buchting and
colleagues (2008) have proposed combining the two questions by asking
respondents: “Do you consider yourself to be one or more of the following:
(a) Straight, (b) Gay or Lesbian, (c) Bisexual, (d) Transgender.”
Because some gender-variant people do not use “transgender” to iden-
tify themselves, and some nontransgender individuals may not fully un-
derstand the term, simply asking individuals whether they are transgender
may lead to underreporting and false positives (SMART, 2009). To address
these concerns, some studies have provided respondents with a definition
of “transgender” to increase the validity of responses (e.g., Massachusetts
Department of Public Health, 2007). Conron and colleagues (2008) report
the results of cognitive interviewing with a small nonprobability sample
(n 5 30) that included transgender youth. Using a question that combined
biological sex and gender—asking respondents whether they were “female,”
“male,” “transgender, female-to-male,” “transgender, male-to-female,” or
“transgender (not exclusively male or female)”—they found that most
transgender youth were able to choose a response option they felt was
appropriate. However, the authors recommend further testing with slight
modifications to the question (Conron et al., 2008). In addition, questions
about gender transitioning have been included in several studies (Grant et
al., 2010; Nemoto et al., 2005; Xavier et al., 2007).
Measuring the sexual orientation of transgender people poses special
challenges because some respondents may answer questions about sexual
orientation in terms of birth sex (their own or their partner’s), whereas
others may respond in terms of gender identity, and still others may find it
difficult to answer in terms of a male–female dichotomy (e.g., Austin et al.,
2007; Garofalo et al., 2006). Some HIV studies have included questions
about the respondent’s sexual behavior with males, females, transgender
men, and transgender women.
While a number of effective measures of sexual orientation and gender
identity have been developed, there remains a need for methodological
research to determine the best ways to identify lesbian, gay, bisexual, and
transgender people in health research. And while the most appropriate
measures of sexual orientation and gender identity vary according to a
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particular study’s research goals, standardization of measures in federally
funded surveys would help improve knowledge about LGBT health because
it would allow for the comparison and combination of data across studies.
Overcoming the Reluctance to Identify as LGBT to Researchers
Researchers studying sensitive topics must deal routinely with the re-
luctance of some participants to disclose accurate information about them-
selves. A topic may be sensitive because respondents perceive it as intruding
on their privacy, because it raises concerns about the possible repercussions
of disclosure to others, or because it triggers social desirability concerns
(i.e., the desire to “look good” to others). Examples of sensitive topics
include income, illegal activities, sexual practices, and membership in a stig-
matized group. When confronted with a question about a sensitive topic,
respondents may decline to answer or may intentionally give an inaccurate
response. In some cases, respondents may decide not to participate in the
study at all, thereby reducing the overall response rate and possibly making
the sample less representative of the larger population. All of these out-
comes have important implications for data quality (Lee, 1993; Tourangeau
and Yan, 2007; Tourangeau et al., 2000).
Because they wish to avoid stigma and discrimination and are con-
cerned about their privacy, some individuals are reluctant to disclose their
membership in a sexual- or gender-minority group. McFarland and Caceres
(2001), for example, describing the factors that lead to underestimation
of HIV infection and risk among men who have sex with men, note that
stigma and discrimination result in marginalization of these men, which in
turn engenders suspicion toward government institutions, researchers, and
service providers. Consequently, they argue, many men who have sex with
men are unwilling or reluctant to participate in research studies.
As with research on other sensitive topics, challenges include nonpar-
ticipation and item nonresponse (which occurs when a respondent provides
some of the requested information, but certain questions are left unan-
swered, or certain responses are inadequate for use). Nonparticipation and
nonresponse threaten the generalizability of research data to the extent that
those who do not disclose their sexual orientation or transgender identity
accurately, or decline to participate altogether, differ in relevant ways from
those who do disclose and participate.
A primary strategy to foster disclosure and reduce nonresponse is for
researchers to establish a bond of trust with members of the target popu-
lation. As with other populations, sexual and gender minorities are more
likely to entrust researchers with sensitive information about themselves to
the extent that they perceive the researchers to be professional, competent,
and sensitive to their concerns about privacy (see, generally, Dillman et
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al., 2009). In addition, sexual- and gender-minority participants are more
likely to trust researchers who evidence knowledge and sensitivity about
their community and culture, characteristics commonly understood to be
components of cultural competence.
As an adjunct to cultural competence, a number of techniques have
been used to improve response rates to questions relating to sensitive topics.
Modes of data collection that foster participants’ sense of confidentiality
or anonymity may yield higher rates of disclosure. For example, research
participants may be more willing to disclose same-sex behavior or attrac-
tions when they provide their responses via computer rather than in a
face-to-face interview (Villarroel et al., 2006; for a review, see Gribble et
al., 1999). Collecting data in a private setting and taking steps to establish
rapport before asking questions about sensitive topics may also increase
respondents’ willingness to disclose sensitive information. Variations in
the wording and format of questions, as well as use of terminology that is
familiar to the participant, have shown some success in eliciting responses
(Catania et al., 1996).
Respondents may be more willing to disclose sensitive information
about themselves when their participation is anonymous. If anonymity
is not possible, understanding that their responses are confidential may
increase the extent of participants’ self-disclosure. Although it would not
be required, a certificate of confidentiality from the National Institutes of
Health (NIH) could be helpful in this regard (NIH, 2011).
Obtaining High-Quality Samples of Relatively Small Populations
As documented below and in subsequent chapters, numerous studies
of sexual and gender minorities that have relied on nonprobability samples
have yielded important information about and insights into LGBT life and
health. If the goal of a study is to provide estimates that can be general-
ized with confidence to the entire LGBT population, however, the use of
probability-based methods is necessary. Obtaining a probability sample of
a relatively small population, such as a racial, ethnic, religious, sexual, or
gender minority, requires considerably more resources than are required for
sampling the population as a whole. This is the case because a large number
of potential participants must be screened to obtain a sample of minority
group members large enough for statistical analysis. Still more resources
are required to collect samples that permit study of subpopulations within
these groups, such as socioeconomic, age, and geographic groupings, and
comparisons of respondents according to health-related characteristics.
Lacking such resources, relatively few studies designed specifically
to examine LGBT individuals have been able to utilize large probability
samples. There are, however, some exceptions. In the Urban Men’s Health
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Study, Catania and colleagues (2001) used a complex, two-stage sampling
procedure in New York, Los Angeles, San Francisco, and Chicago to obtain
a probability sample of men who have sex with men (n 5 2,881) (see also
Blair, 1999). Herek and colleagues used the Knowledge Networks panel
to obtain a national probability sample of self-identified lesbian, gay, and
bisexual adults (n 5 662) (Herek, 2009; Herek et al., 2010). Knowledge
Networks creates a panel using random-digit dialing to generate a national
probability sample and administers an online survey to the panel. Internet
access and the appropriate equipment are provided for those panel mem-
bers who lack them.
Other researchers have conducted secondary analyses of health data
collected from surveys of large national samples that included at least one
question about respondents’ sexual behavior (e.g., Cochran and Mays,
2000), sexual attraction (e.g., Consolacion et al., 2004), or sexual orienta-
tion identity (e.g., Cochran et al., 2003, 2007; Hatzenbuehler et al., 2009,
2010; Mays and Cochran, 2001; McLaughlin et al., 2010). The findings
from many of these studies are discussed in later chapters of this report.
In addition to the data sets used in these secondary analyses, numer-
ous other government and academic surveys routinely use large national
probability samples to collect extensive data on the health of Americans.
However, relatively few of these surveys have included measures of vari-
ables related to sexual orientation or gender identity. Consequently, many
of the data sources widely used by health researchers do not yield insights
into LGBT populations. As discussed later in this chapter, this situation
can be remedied by routinely including measures of sexual orientation and
gender identity in these surveys.
U.S. census data have also been used to obtain information about the
LGBT population (Black et al., 2000; Gates, 2007; Rosenfeld, 2010), but
the available information is limited. Since 1990, the census has reported
data for same-sex partners who live in the same household, provided that
one of them is designated the householder and both report their gender
and relationship status on the household roster. However, an unknown
number of same-sex partners who do not meet these conditions are not
identified. Moreover, because census respondents’ sexual orientation is not
ascertained, lesbians, gay men, and bisexual adults who are not cohabiting
in a same-sex relationship remain invisible in the data. Nor can transgender
people be identified in census data. It should be noted that adding content
to the census requires the approval of the U.S. Office of Management and
Budget and, ultimately, the Congress.
A third approach to obtaining a national probability sample with
a sufficient number of sexual- and gender-minority respondents involves
combining data across studies. For ongoing studies that recruit new prob-
ability samples on a regular basis, it can be possible to combine sexual- and
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gender-minority respondents across years to produce a sample that is suf-
ficiently large for analysis, provided that the studies all include comparable
measures of key variables. Combining data from eight waves of the General
Social Survey with data from the National Health and Social Life Survey
(NHSLS) and the Chicago Health and Social Life Survey, for example,
Wienke and Hill (2009) compared the well-being of partnered gay men and
lesbians (n 5 282) with that of single gay men and lesbians (n 5 59) and
married, cohabiting, dating, and single heterosexuals (sample sizes ranged
from 614 to 6,734).
Combining data from multiple samples can be helpful in researching
groups (like sexual and gender minorities) that represent a small domain
in part of a larger survey. Because the numbers of these small groups of-
ten are not sufficiently large for analysis, combining data from multiple
samples allows researchers to generate more accurate estimates. However,
this method poses a variety of analytical challenges, and statistical methods
for improving the estimation and analysis of small domains continue to be
developed (Rao, 2003). These methods usually require assumptions about
the statistical models employed and additional information related to the
estimates the researcher wants to produce. For application to LGBT health
research, these measures require the implementation and use of consistent
measures to identify LGBT populations.
Raghunathan and colleagues (2007) provide an example that, although
not involving LGBT populations, combines information from two data sets
to improve the efficiency of county-level estimates. The authors use a statis-
tical modeling approach—combining data from the Behavioral Risk Factor
Surveillance System (BRFSS), a telephone survey conducted by state agen-
cies, and the National Health Interview Survey (NHIS), an area probability
sample surveyed through face-to-face interviews—to improve county-level
prevalence rates of cancer risk factors that were developed from one survey
alone. In a case study using data from the NHIS and the National Nurs-
ing Home Survey, Schenker and colleagues (2002) provide an example
that illustrates the benefits of combining estimates from complementary
surveys and discuss the analytic issues involved in doing so. Schenker and
Raghunathan (2007) review four studies conducted by the National Center
for Health Statistics that combine information from multiple surveys to
improve various measures of health. In another example, Elliott and col-
leagues (2009) recognized that estimates of health care disparities in small
racial/ethnic groups are often lacking in precision because of the small
sample sizes involved. They developed an application of the Kalman filter (a
recursive algorithm originally used in engineering applications; see Kalman,
1960) to use the available data more efficiently. By applying the Kalman
filter to 8 years of data from the NHIS, they demonstrated how estimates
for small populations could be improved by combining estimates from
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multiple years. In many cases, this method improved precision to an extent
that would be similar to what would be achieved by doubling the sample
size of the yearly data. When this method is used, the LGBT populations in
the data sets that are statistically combined must be identified.
RESEARCH METHODS
In all empirical research, each component of the study design must
be based on consideration of specific characteristics of the population be-
ing studied if effective methods for data gathering are to be developed.
For LGBT studies, researchers must identify and select the most effective
methods to compensate for the unique research challenges discussed above.
This section reviews sampling issues, including the utility of probability and
nonprobability sampling for generating study populations for LGBT health
research, and describes quantitative and qualitative analytic methods used
in LGBT research.
Research studies are designed to describe population characteristics,
explore unanswered questions, or test hypotheses in order to validate pre-
vious findings or investigate areas that have not been fully explored. The
applicability of research findings is directly related to the study design and
the ability of the research team to identify an adequate sample for analysis.
The manner in which the data collection methodology, the measurement
design, and sample selection methods and subject recruitment are assembled
into a coherent study design determines the relevance and generalizability
of the findings.
Internal and external validity are important considerations for evaluat-
ing the relevance of LGBT research findings. Internal validity means that
the measures of all variables are reliable, there is justification for linkages
of relationships between independent and dependent variables, and other
extraneous variables that are not logically associated are ruled out. Exter-
nal validity denotes the generalizability of study results beyond the specific
study setting. These issues are discussed throughout the chapter.
Sampling Challenges
Careful sampling requires a precise definition of the target population
of the study. The target population is the set of elements about which in-
formation is wanted and parameter estimates are required (OMB, 2001).
For example, the target population could be all LGBT persons in the United
States or in a state, community, or other geographic area. If members of
the target population are selected into the sample by a random, unbiased
mechanism such that every person in the target population has a known
chance of being selected into the study, the resultant study sample can be
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used to draw inferences and generalize about the target population, and the
sample thus generated is “representative” of the target population. After the
desired target population for a study has been specified, selection of a sam-
ple requires identifying or developing a sampling frame or list of elements
in the target population. The completeness of the sampling frame relative to
the target population and the methods by which individual units are se-
lected or identified for the study sample determine the limits of statistical
inference and generalizability for the study results. Typically, researchers
obtain study samples by selecting participants from a geographically defined
population or a list of individuals who share a common characteristic, such
as inclusion in a membership list of professionals. As discussed above, a
variety of factors create challenges for generating samples that are repre-
sentative of LGBT populations.
Recently, alternative models have been developed to identify a target
population by starting with the community of interest and identifying
samples that mirror characteristics of that community. A probability-based
mechanism may or may not be used for selecting the study sample. For
LGBT studies, both probability and nonprobability sampling methods have
been used.
Probability Sampling
Probability sampling identifies a well-defined target population and
sampling frame and uses a probabilistic method of selection to obtain a
sample that is representative of the target population (Kalton, 2009). Al-
though probability sampling can be expensive and the statistical methods
employed can be complicated, the ensuing data lead to findings that can be
generalized to the target population. If the target population were the na-
tion’s LGBT populations, the sampling frame had characteristics such that
it was possible to identify all LGBT people, and a probability mechanism
were defined that gave everyone in the sampling frame an equal chance of
being selected, then the findings could be generalized to LGBT populations
in the United States—within the scope of the study measures and subject to
limitations of sampling and nonsampling error. Probability-based sampling
methods rely on the assumption that a list of all eligible units of the target
population can be constructed and that all units will have a known prob-
ability of selection.
Many approaches to obtaining a probability-based sample of a popu-
lation ensure that valid inferences can be drawn. Kalton (2009) describes
a number of such approaches for obtaining valid samples for subpopula-
tions. When an existing sampling frame can identify whether an individual
is a member of a subpopulation, drawing a sample of a specified size can
be accomplished in a straightforward way. On the other hand, in many
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applications, individuals cannot be identified prior to selection of the
sample. In such cases, major challenges exist within the probability-based
framework. The approaches Kalton describes can be costly, as several re-
quire extensive screening to identify the subpopulation(s) of interest or can
rely on a number of assumptions to permit valid inferences.
A common practice is to draw a large sample of the general population
and then screen potential participants for inclusion in the study based on
criteria that define the study’s target population. With populations such as
LGBT individuals, ineligible participants must be identified and eliminated
from the study during the data collection process. This process is often
implemented with a series of screening questions administered at the time
the interviewer first contacts the household person. For example, the pre-
viously mentioned Urban Men’s Health Study used telephone screening,
along with other techniques, to obtain a probability sample of men who
were gay or bisexual or reported having sex with men and who resided in
New York, Chicago, Los Angeles, and San Francisco (Blair, 1999; Catania
et al., 2001). To compare the yield of population-based methods for health
needs assessments, Meyer and colleagues (2002) and Bowen and colleagues
(2004) conducted paired surveys in Jamaica Plain, Massachusetts, using
random-digit dialing and household area probability sampling in the same
census tracts. Percentages of women who identified as sexual minorities
were similar across the two sampling methods.
Another method, known as disproportionate stratification, can be ef-
fective for identifying small study populations. This method identifies areas
where the target population is more highly concentrated and then samples a
higher fraction of units within those areas. Disproportionate sampling may
be an effective screening strategy for LGBT populations while ensuring that
population estimates are possible. For example:
• Boehmer and colleagues (2010) used disproportionate sampling to
select geographic units in census areas with a higher prevalence of
lesbians and bisexual women.
• The 2003 California LGBT Tobacco Survey used disproportion-
ate stratification in its random-digit dialing sampling design. The
survey used areas identified by the 2000 decennial census as having
a high proportion of unmarried same-sex partners and applied a
weighting scheme to make the sample representative of the lesbian
and gay population of California (Carpenter and Gates, 2008).
• Sampling using multiple sampling frames takes advantage of more
than one partial listing of the target population to create a prob-
ability sample; care must be taken to remove duplicate listings of
individuals when using this method. Aaron and colleagues (2003)
used capture recapture methods with multiple lists and elimina-
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tion of duplicates to estimate the lesbian population in Allegheny
County, Pennsylvania.
• Network or multiplicity sampling uses sampled persons as proxy
respondents for persons who are “linked” to them in a specific way,
for example, as a family member (Sirken, 2004). An assumption
required for this method is that all members of the linkage must
know or be willing to report the rare population status of those
linked to them (Kalton, 2009).
Probability sampling has seen limited use in the study of LGBT health.
As explained above, the relatively small size of LGBT populations, the
lack of research funding, and the sensitivity of questions relating to sexual
behavior and gender expression have been barriers to effective probability
sampling. Despite these challenges, some researchers have used probabil-
ity samples for LGBT research. In addition to the examples cited earlier
(Catania et al., 2001; Herek et al., 2010), the NHSLS, described in the
previous chapter (Laumann et al., 1994), used multistage sampling to create
a probability sample of U.S. households. Although sexual and gender mi-
norities were not specifically targeted for the study, questions about sexual
orientation were included in the survey instrument. Similarly, the federally
sponsored National Survey of Family Growth (NSFG) does not specifically
target LGBT people but does include questions about sexual orientation
identity, behavior, and attraction (Mosher et al., 2005). A further example
is the National Survey of Sexual Health and Behavior (Herbenick et al.,
2010), which was based on data from an online survey using a cross-sectional
sample of U.S. adolescents and adults participating in a Knowledge Net-
works panel and reported data on the sexual orientation and behavior of
participants. Another study using a probability sample of self-identified
lesbian, gay, and bisexual participants in the Knowledge Networks panel
reported extensive data on demographic, psychological, and social com-
monalities and differences across sexual orientation subgroups (Herek et
al., 2010). Illustrative examples of the study designs and sexual orientation
measures used in some of these studies are shown in Box 3-1.
Sexual orientation and gender identity measures have also been in-
cluded in state-level health surveys of probability-based samples, allow-
ing some comparisons with heterosexual counterparts. The Massachusetts
Department of Public Health has incorporated these measures into its Be-
havioral Risk Factor Surveillance System surveys since 2001 (transgender
identity question added in 2010). Conron and colleagues (2010) aggregated
2001–2008 data from the Massachusetts Behavioral Risk Factor Surveil-
lance System surveys to examine patterns in self-reported health by sexual
orientation identity. The California Health Interview Survey (CHIS), con-
ducted every 2 years, is a population-based random-digit dialing telephone
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the state of knowledge regarding LGBT health across the life course in the
following chapters. Key findings presented in this chapter are listed below.
Research Challenges
A number of challenges are associated with conducting research on the
health status of LGBT populations:
• The lack of standardized measures in federally funded surveys—
Sexual orientation and gender nonconformity are multifaceted con-
cepts, and a variety of methods have been used to identify them for
research purposes.
• Small populations—Since LGBT populations represent a relatively
small proportion of the U.S. population, creating a sufficiently large
sample to provide reliable estimates of these populations requires
considerable resources. A further challenge arises in obtaining a
probability sample of LGBT participants that includes sufficient
numbers of representatives of population subgroups, such as racial-
and ethnic-minority individuals, to permit meaningful analyses.
• Barriers to identification as LGBT—Because of concerns about stigma
and privacy, individuals may be reluctant to answer research questions
about their same-sex sexual behavior or gender nonconformity.
Sampling
• Probability sampling allows findings based on the data to be gen-
eralized to the study’s target population with a known margin of
error. Some methods make it possible to improve the precision of
estimates for small populations by combining two or more data
sets. Although probability sampling is not used frequently in the
study of LGBT health, some studies have obtained probability
samples of LGBT participants, while others (such as federal health
surveys and the U.S. census) have examined subsets of sexual and
gender minorities using probability samples not designed specifi-
cally to study those individuals.
• The majority of studies addressing topics relevant to LGBT health
have been conducted using nonprobability samples. Even though
the extent to which their findings accurately characterize the en-
tirety of LGBT populations is unknown, studies based on non-
probability samples have yielded valuable information. In addition
to providing general descriptive data for LGBT populations and
subgroups, they have served to demonstrate the existence of certain
phenomena, to test experimentally the effectiveness of various be-
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havioral and medical interventions, to assess relationships among
variables, to identify differences among groups, and in general, to
provide insights into the health-related challenges faced by LGBT
people. In addition, in the absence of data from probability sam-
ples, researchers often develop approximations of population pat-
terns when the findings from multiple methodologically rigorous
studies with different nonprobability samples converge.
Methods
• Quantitative data can be collected through a variety of methods,
including survey research, RCTs, longitudinal cohort studies, and
patient-level data. Of these methods, survey research is particularly
common in LGBT health studies, especially as a way to generate
demographic data. There are four main sources of error associated
with survey research: coverage, nonresponse, measurement, and
processing errors (Table 3-1).
• RCTs measure an intervention’s effects by randomly assigning in-
dividuals (or groups of individuals) to an intervention or control
group. While these trials are considered the gold standard for mea-
suring an intervention’s impact, the results may not be generaliz-
able to groups other than those who participated in the trials.
• Longitudinal cohort studies track individuals over time, allowing
researchers to observe changes more accurately than is otherwise
possible. The NHS and NHSII are examples of longitudinal cohort
studies that have made significant contributions to understanding
health.
• Research on LGBT populations using patient-level data is evolving,
with discussion ongoing about how to collect sexual orientation
and gender identity data in databases.
• Qualitative data can be collected through a variety of methods,
including one-on-one interviews, focus groups, and cognitive in-
terviews. These methods can be especially useful for generating
hypotheses and laying the groundwork for future research.
Research Opportunities
A number of issues related to studying the health status of LGBT popu-
lations would benefit from additional research:
• Federally funded surveys do not measure sexual orientation or gen-
der expression in a uniform and consistent way, limiting the ability
to compare data across these surveys.
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132 THE HEALTH OF LGBT PEOPLE
• The majority of LGBT literature relies exclusively on LGBT re-
spondents, making it difficult to compare characteristics of LGBT
populations with those of the entire U.S. population.
• Research into better methods for recruiting and retaining partici-
pants in longitudinal studies is needed.
• While valuable research has been conducted despite the limita-
tions of available data sources, more national data must be col-
lected if we are to fully understand the health needs of U.S. LGBT
populations.
• Even if LGBT populations can be identified through national sur-
veys, since these populations represent a relatively small proportion
of the U.S. population, estimates will be relatively imprecise unless
resources are available with which to collect large oversamples of
LGBT individuals. Research is necessary on ways to improve the
quality and understand the limitations of estimates obtained by
combining independent data sets, or by combining direct sample-
based estimates with model-based estimates derived from supple-
mental but related data.
• Guidelines need to be developed for maximizing the utility of avail-
able data through such mechanisms as aggregating data sets over
time, adding supplemental samples or oversampling LGBT indi-
viduals for ongoing studies, and developing standards for recoding
measures across multiple studies to achieve nationally representa-
tive data sets.
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