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Workshop Overview
FUNGAL DISEASES: AN EMERGING THREAT TO
HUMAN, ANIMAL, AND PLANT HEALTH
Will the blight end the chestnut?
The farmers rather guess not.
It keeps smouldering at the roots
And sending up new shoots
Till another parasite
Shall come and end the blight.
—Robert Frost (1936)
Fungi are the only group of organisms that have been
convincingly shown to cause extinction.
—Arturo Casadevall (2010)
At the beginning of the 20th century, the American chestnut population
counted nearly 4 billion trees. The American chestnut tree, once dominant in the
forests of the Eastern United States, was decimated by an accidentally introduced
and previously unknown fungal pathogen. Within a span of 40 years, this once
abundant, iconic forest tree was all but annihilated by this microscopic fungus. In
the middle of the 20th century, an epidemic of Dutch elm disease—a vector-borne
fungal disease, also unknown to science at the time—ravaged the elm trees of
North America, Europe, and England (Brasier and Buck, 2001). Together, these
diseases rapidly and radically transformed the landscape of America’s cities and
forests (Money, 2007).
1
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2 FUNGAL DISEASES
Fungal diseases of plants, animals, and humans have altered tree population
diversity and forest ecosystem dynamics, devastated agricultural crops, triggered
global population declines and extinctions in wildlife, and contributed to death
and disability in humans. Cryptococcus gattii (C. gattii), a pathogenic fungus
that emerged in 1999 on Vancouver Island, British Columbia, Canada, is caus -
ing a growing epidemic of human and animal infections and deaths (Galanis
and MacDougall, 2010). Since its initial recognition, the pathogen has spread
from Vancouver Island to mainland British Columbia and south into the Pacific
Northwest of the United States. This fungal pathogen has been associated with
338 confirmed human infections and 40 deaths1 in these regions, which represents
the largest documented population of C. gattii infected people in the world (Datta
et al., 2009a; Galanis and MacDougall, 2010). Bat white-nose syndrome (WNS)
and amphibian chytridiomycosis2 have caused massive population declines and
threaten local extinctions of New World bat and amphibian species, respectively
(Frick et al., 2010; Skerratt et al., 2007). By 2009, the geographic range of two
virulent and highly aggressive strains3 of yellow “stripe” rust—first detected in
North America in 2000—expanded to include major wheat-producing areas on
five continents, threatening the global wheat supply (Hovmøller et al., 2010).
The recent observation that a fungus (Nosema spp.), in combination with a DNA
virus, might be associated with “colony collapse” disorder—a disease that has
destroyed 20–40 percent of the honeybee colonies in the United States since
2006—underscores the direct and indirect impacts and ecosystem dynamics of
fungal diseases in human, plant, and animal communities (Bromenshenk et al.,
2010).
Fungal organisms interact with humans, animals, and plants in beneficial as
well as pathogenic ways. A dozen fungal diseases are considered “life threaten -
ing” to humans. At the same time, human health has benefited immensely from
fungal-derived antibiotics, such as penicillin (Blackwell et al., 2009; Buckley,
2008; Casadevall, 2007). Indeed, fungi are indispensible to life on this planet
through their ability to break down complex organic matter and recycle essential
nutrients back into the environment (Wainwright, 1992).
The fungal kingdom is among the most diverse kingdoms in the Tree of Life
(Blackwell, 2011). Yet, fewer than 10 percent of fungal organisms have been
formally described (Hawksworth, 1991, 2001). For the purposes of this chapter,
the terms fungi, fungal, and fungus are used inclusively to describe all organisms
traditionally studied by mycologists—including species that are now excluded
from Kingdom Fungi (e.g., Phytophthora spp. which are members of Oomycota)
or whose relationship to the fungal kingdom have yet to be determined (e.g., the
1 As
of December 2010.
2 In
this chapter, we will refer to this disease as amphibian chytridiomycosis and to the associated
pathogen (Batrachochytrium dendrobatidis) as Bd.
3 Puccinia striiformis Westend. f.sp. tritici Eriksson.
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3
WORKSHOP OVERVIEW
microsporidia Nosema spp. and the newly discovered cryptomycota) (see Jones
et al., 2011; Stajich et al., 2009).
Despite the extensive influence of fungi on economic well-being, as well as
on human, animal, plant, and ecosystem health, the threats posed by emerging
fungal pathogens are often unappreciated and poorly understood. On December
14 and 15, 2010, the Institute of Medicine’s (IOM’s) Forum on Microbial Threats
hosted a public workshop on this topic in order to explore the scientific and policy
dimensions associated with the causes and consequences of emerging fungal
diseases. Through invited presentations and discussions, the workshop explored
the environmental, host (plant, animal, and human), and pathogen-related factors
influencing the emergence, establishment, and spread of fungal pathogens, as well
as the impacts of these diseases on human and animal health, agriculture, and
biodiversity. Workshop participants also considered and discussed opportunities
to improve surveillance, detection, and response strategies for identifying and
mitigating the impacts of these diseases in order to better prepare for future out -
breaks. Convened in response to the perceived threat posed by emerging fungal
diseases to human, animal, and plant health, this was the first workshop in the
Forum’s 15-year history that focused exclusively on fungal pathogens.
Organization of the Workshop Summary
This workshop summary was prepared by the rapporteurs for the Forum’s
members and includes a collection of individually authored papers and commen -
tary. Sections of the workshop summary not specifically attributed to an individ-
ual reflect the views of the rapporteurs and not those of the Forum on Microbial
Threats, its sponsors, or the IOM. The contents of the unattributed sections are
based on presentations and discussions at the workshop.
The summary is organized into sections as a topic-by-topic description of
the presentations and discussions that took place at the workshop. Its purpose is
to present lessons from relevant experience, to delineate a range of pivotal is-
sues and their respective challenges, and to offer potential responses as discussed
and described by the workshop participants. Manuscripts and reprinted articles
submitted by some, but not all, of the workshop’s participants may be found, in
alphabetical order, in Appendix A.
Although this workshop summary provides a description of the individual
presentations, it also reflects an important aspect of the Forum’s philosophy. The
workshop functions as a dialogue among representatives from different sectors
and allows them to present their beliefs about which areas merit further atten -
tion. This report only summarizes the statements of workshop participants. This
workshop summary report is not intended to be an exhaustive exploration of the
subject matter nor does it represent the findings, conclusions, or recommenda -
tions of a consensus committee process.
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4 FUNGAL DISEASES
THE HIDDEN KINGDOM
Fungi are among the most evolutionarily and ecologically diverse organisms
on the planet, comprising a kingdom of organisms that provide valuable ecosys -
tem services through their decomposition of organic matter, symbiotic associa -
tions with numerous plant and animal species, and as food sources (Blackwell,
2011; Taylor et al., 2004). Initially thought by early taxonomists to be members of
the plant kingdom, fungi are actually more closely related to animals than plants
(Figure WO-1) (McLaughlin et al., 2009).
According to keynote speaker Arturo Casadevall, of the Albert Einstein
College of Medicine, fungal organisms—in terms of sheer numbers of spe-
cies—constitute the most successful kingdom in the tree of life. (Dr. Casadevall’s
contribution to the workshop summary report can be found in Appendix A, pages
177–188.) Yet fewer than 10 percent of the estimated 1.5 million species of fungi
have been formally identified and described4 (Blackwell, 2011; Hawksworth,
2001). Forum Chair David Relman, of Stanford University, observed that, “We
are blind to a lot of their biology and what it is that they spend most of their time
doing and why and for whom. I think many in this room would agree that fungi
are ignored and underappreciated.” This “blindspot,” he continued, “leaves us
with fairly poor situational awareness: a relatively poor understanding of fungal
biogeography—meaning their spatial distribution patterns—the factors that de-
termine their distribution in space and time, and the factors that underlie their
evolution, especially within short time-frames.”
Fungal Diversity
Existing as single-celled organisms, such as yeasts, or complex communities
of filamentous mycelial networks covering hundreds of acres, fungi are ubiqui -
tous in nature and display a dazzling array of sizes, shapes, and colors, including
many that are bioluminescent (Figure WO-2) (Blackwell, 2011; Desjardin et al.,
2010; Lutzoni et al., 2004).
The fungal life cycle is equally varied. Fungi can reproduce asexually or
sexually through life cycles that range from simple to complex—including “di-
morphic” switching between yeast and filamentous forms and the use of multiple
host species (Blackwell et al., 2009). Spores5 are produced during the fungal life
cycle and may be passively or actively dispersed through a variety of environ-
mental media including air, water, wind, animals, and materials (Blackwell et al.,
2009). Fungal growth, reproduction, spore production, and dispersal are also ex -
quisitely sensitive to environmental conditions including temperature, humidity,
4 This number is considered by many to be an underestimate of the actual number of fungal species;
see contributed manuscripts by Blackwell in Appendix A (pages 116–167).
5 Spores are well-protected structures that can survive in adverse environmental conditions, such as
freezing or drying (better than mycelia and yeast cells), for months and even years.
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5
WORKSHOP OVERVIEW
Animals (outgroup)
? (1 293 642 species)
Microsporidia
(1300 species)
Chytridiomycota
(706 species)
“ Chytrids”
Neocallimastigomycota
(20 species)
Blastocladiomycota
(98 000 species)
(179 species)
Zygomycota 1
Fungi
“ Zygomycetes”
? (327 species)
Zygomycota 2
(744 species)
Entomophthorales
? (277 species)
Glomeromycota
(169 species)
Ascomycota
(64 163 species)
Basidiomycota
(31 515 species)
FIGURE WO-1 The fungal kingdom. The classification of species within kingdom Fungi
continues to evolve. The diagram above provides an overview of some of the primary
Figure WO-1.eps
lineages of fungal organisms and the estimated number of species for each lineage.
SOURCE: Blackwell (2010).
winds, and water (Bahn et al., 2007; Judelson and Blanco, 2005; Kauserud et al.,
2008; Kumamoto, 2008).
Fungi are highly adaptable to new environmental niches including what
might be considered “extreme” environments (Gostinčar et al., 2010; Le Calvez
et al., 2009). Some have suggested the ability of fungi to access multiple strate -
gies for reproduction contributes to why fungi are so “adept at adaptation.” Under
different environmental conditions, fungal reproduction can maintain character-
istics adapted to a particular environmental niche or generate genetically diverse
offspring that can quickly respond to changing host or environmental factors
(Heitman, 2006). (Dr. Blackwell’s contribution to the workshop summary report
can be found in Appendix A, pages 116–167.) Keynote speaker Meredith Black -
well, of Louisiana State University, noted that scientists continue to find new
species of fungi in a wide range of environments—from tropical and temperate
forests to the guts of insects (e.g., Arnold et al., 2003; Gostinčar et al., 2010;
Miller et al., 2001; Suh and Blackwell, 2006). These discoveries often reveal the
unique capabilities of these microorganisms. As observed by Casadevall, some
fungal species can survive and thrive in high radiation and other extreme envi -
ronments. Zhdanova et al. (2000) reported extensive fungal growth on the walls
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6 FUNGAL DISEASES
A B C
D E F
G H
I
.
WO-2 new
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7
WORKSHOP OVERVIEW
FIGURE WO-2 Diversity of fungal morphology. (A) Two flagellated fungal cells from
the recently discovered group of fungi known as cryptomycota. This ancient group of
organisms is thought to be distinct from other fungi because of the absence of a cell wall
made of chitin; (B) asexual, spore-producing culture of Cryphonectria parasitica (chestnut
blight fungus); (C–F) multicellular, spore-producing structures (fruiting bodies) are pro -
duced during the sexual phase of the fungal life cycle. Many fruiting bodies are familiar
as mushrooms—including species that are consumed by humans as food: (C) Morchella
conica (morel) and (D) Crucibulum laeve (bird’s nest fungus). Mushrooms of some species
are known to be toxic or poisonous to humans: (E) Amanita muscaria. Fungal fruiting bod-
ies can exhibit a wide range of shapes and sizes, including (F) the bioluminescent “shelf”
fungus, Panellus stipticus; (G) Micrograph of Phytophthora ramorum chlamydospores;
(H) SEM photomicrograph prepared from G. destructans culture isolated from bat tissue
samples collected from Williams Hotel Mine; note curved conidia borne in whorls on
septate hyphae; bar is 2 µm. All images are pseudo-colored in Adobe Photoshop 9.0; (I)
“fairy rings” in which mushrooms sprout along the outer edge of a sprawling, underground
mycelial network. These networks (mycelia) have been known to cover several hundred
acres. One of largest known mycelia has been estimated to encircle 900 hectares (3.4
square miles).
SOURCE: (A) Micrograph kindly provided by Meredith Jones, Exeter University; (B)
photo by Kent Loeffler, provided by Alice C.L. Churchill, Cornell University; (C–F) Wi -
kimedia Commons; (G) photo provided courtesy of Paul Reeser, Oregon State University;
(H) Chaturvedi et al. (2010); (I) Wikimedia Commons.
and other areas of the shelter installed around the damaged unit of the Chernobyl
nuclear power plant, including 37 species among 19 genera6; fungi are also
known to inhabit high-radiation space environments and have even colonized the
International Space Station (Dadachova and Casadevall, 2008).
The fungal pathogen responsible for sudden oak death and ramorum blight,
Phytophthora ramorum, was only identified as a new species in 2000. Since
then, according to speaker David Rizzo of the University of California at Davis,
researchers have identified an additional 50 Phytophthora7 species. (Dr. Rizzo’s
contribution to the workshop summary report can be found in Appendix A, pages
312–324.) As Rizzo observed, these new discoveries do not reflect recent fungal
evolution, but are a reflection of the fact that “we just haven’t really been looking
6 Many of the species inhabiting the most heavily contaminated sites of the Chernobyl nuclear
power plant were rich in melanin (a high molecular weight pigment). Dadachova et al. (2007) reported
that radiation enhances the growth of melanized Wangiella dermatitidis, Cryptococcus neoformans,
and Cladosporium sphaerospermum cells.
7 Phytophthora (“plant destroyer”) is a genus of approximately 100 species that includes several
notorious plant pathogens, including Phytophthora infestans, which caused the Irish Potato Famine.
Phytophthora species are oomycetes, which are fungus-like organisms in the kingdom Stramenopila.
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8 FUNGAL DISEASES
for them.” Several other forest fungi that have caused major damage in the past,
including the fungi responsible for chestnut blight and Dutch elm disease, were
unknown to science until they started causing noticeable damage and die-off of
forest and urban trees (Brasier and Webber, 2010).
Ecosystem Services8 and Interactions
The ability of fungi to process complex organic matter into essential nutrients
(e.g., nitrogen, phosphorus) makes them indispensible members of virtually all
ecosystems and “invisible” shapers of the world around us (Wainwright, 1992).
The vast majority of described fungal species are saprophytic,9 surviving on
dead plant matter and animal tissue (Blackwell et al., 2000). Fungi can be “free
living”10 or form mutualistic, commensalistic, or parasitic relationships with
plants, animals, and microbes—deriving benefits from and contributing to their
living hosts (Blackwell et al., 2009).
Humans have used fungi as a direct source of food (e.g., truffles, mush -
rooms), as a leavening agent for bread, and in the fermentation of various food
products, including, but not limited to, beer, wine, and soy products (Buckley,
2008). Some fungi contain psychotropic compounds that may be consumed
recreationally or in traditional spiritual ceremonies, and they have been used
for millennia for medicinal purposes (Capasso, 1998). The fruiting structures of
a few species are highly valued in China for their purported medicinal benefits
including as a “libido booster”11 (Roach, 2011). Blackwell stated that since the
early 1940s, fungi have been exploited for their life-saving antibiotics. 12 More
recently, various enzymes and pigments produced by fungi have been used indus-
trially and in the manufacture of a wide variety of products, including furniture,
musical instruments, and clothing (Blanchette et al., 1992; Buckley, 2008; Keller
et al., 2005). These organisms have been used extensively as biological pesticides
to control weeds, plant diseases, and insect pests (Buckley, 2008). Blackwell ob -
served that biomedical researchers have used certain species of fungi extensively
as model organisms for genetic and other scientific research for decades.
Many fungi maintain close associations with their insect hosts. Blackwell
discussed the symbiotic fungi that inhabit insect guts and are essential to the
8 Services
provided by ecosystems that benefit humans and are necessary for a healthy planet like
oxygen production, water purification, pollination, soil formation, and nutrient recycling. See www.
conservation.org/resources/glossary/Pages/e.aspx (accessed on June 13, 2011).
9 Deriving nutrients from dead organic matter.
10 Not dependent on a host for survival.
11 For example: A parasitic fungus, Ophiocordyceps sinensis, grows in the Tibetan Plateau in China
and is highly valued for its “purported medicinal benefits,” including uses as “a treatment for cancer
and aging and as a libido booster.” The nutty-tasting fungus is considered “fungal gold” because it
can be sold for high prices in Chinese markets (see Roach, 2011).
12 Other medicines such as the immunosuppressant cyclosporine A and statin drugs also are derived
from fungi.
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9
WORKSHOP OVERVIEW
nutrition of many insects (e.g., Nardi et al., 2006; Suh et al., 2003, 2005). Fungi
also are cultivated by fungus-farming termites and ants (Aanen et al., 2002;
Currie et al., 2003; Dentinger et al., 2009; Munkacsi et al., 2004) (Box WO-1).
Not all fungal–insect associations are mutualistic. Blackwell described the
parasitic but not usually pathogenic fungi in the order Laboulbeniales. She noted
the reports of extreme host specificity exhibited by different species in this
order—sometimes inhabiting only certain parts of the host insect (Weir and
Beakes, 1995). Most laboulbenialean species are associated with beetles (Cole -
optera), and flies (Diptera), but they are also associated with a diverse array of
host species in other insect orders, mites and millipedes (Weir and Beakes, 1995).
Blackwell discussed a number of fungal–plant symbioses. She estimated
that:
• Half of all ascomycetes (Phylum Ascomycota) are lichens [symbiotic
associations between fungi and photosynthetic partners (algae)] (Lutzoni
et al., 2001; Schoch et al., 2009);
• 90 percent of all photosynthetic plants have mycorrhizal associates
(Ruehle and Marx, 1979); and
• 95 percent of all plants have fungal endophytes (Arnold, 2007; Rodriguez
et al., 2009).
Endophytes—fungi that live inside the plant tissue but without causing
any obvious negative effects—are less well known than other plant–fungal as -
sociations, but mycologists find them wherever they look (Arnold et al., 2003;
Rodriguez et al., 2009). Numerous endophytic fungal infections have been ob -
served in cocoa trees (Theobroma cacao) and they may play an important role
in host defense by decreasing the damage associated with Phytophthora spp.
infections (Arnold et al., 2003). To illustrate the complexity of these relationships,
Blackwell noted interactions among the fungus Curvularia protuberata, the grass
Dichanthelium lanuginosum,13 and a fungal virus. The grass infected with the
fungus infected with “Curvularia thermal tolerance virus” provides thermal re-
sistance benefits for the host plant. This tripartite relationship allows the grass to
grow in the high-temperature soils of Yellowstone National Park (Márquez et al.,
2007). Blackwell pointed to the red-cockaded woodpecker (Picoides borealis)
as just one example of the many ways that fungi confer benefits to the health of
ecosystems. These woodpeckers usually nest in trees infected with red heart rot
(Phellinus pini) (Hooper et al., 1991).
13 Commonly referred to as Panic Grass.
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10 FUNGAL DISEASES
BOX WO-1
The Fungal Gardens of Leafcutter Ants
Over the past 50 million years, a unique symbiosis has developed between
attine (fungal growing) “leafcutter” ants and fungi in the Lepiotacea family. In what
biologists consider the earliest form of agriculture, leafcutter ant colonies grow
and meticulously maintain a specific fungal cultivar for food (Schultz and Brady,
2008; Wade, 1999).
Inhabiting forest ecosystems throughout Mexico and Central and South Amer-
ica, these ant colonies can number more than 8 million individuals. Foraging ants
bring cut pieces of leaves back to the colony where they are broken down and fed
to the fungus by worker ants (see Figure WO-1-1).
A second symbiotic relationship protects these fungal gardens. Pseudono-
cardia bacteria, which grow on the bodies of the worker ants, produce antibiotic
compounds that prevent the growth of parasitic molds (Currie et al., 1999).
FIGURE WO-1-1 Leafcutter ants tending their fungal garden.
Figure WO- figure for Box WO-1.eps
SOURCE: © Alex Wild.
For more information on leafcutterbitmap the PBS video
ants, visit
segment: “Ancient Farmers of the Amazon,” © WGBH Educa-
tional Foundation and Clear Blue Sky Productions, Inc., 2001,
available at: http://www.youtube.com/watch_popup?v=RH3KY
BMpxOU&vq=medium#t=11.
Or, use your smart phone to link directly to the video using the
QR code at right:
Figure WO-QRtode.eps
bitmap
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11
WORKSHOP OVERVIEW
Fungi as Pathogens
The longstanding utility of fungi to all life on earth has often been matched
by their ability to directly or indirectly cause devastating disease in human,
animal, and plant hosts. Fungi are the predominant pathogen species in plants,
remarked Casadevall, and fungi can also cause disease in healthy humans and
animals. Described by several workshop participants as “formidable pathogens,”
many fungi can also endure adverse environmental conditions and thrive outside
of their host (Casadevall, 2007).
Fungal pathogens in general execute a series of sequential steps in order to
cause disease, remarked speaker Barbara Howlett of the University of Melbourne.
(Dr. Howlett’s contribution to the workshop summary report can be found in Ap -
pendix A, pages 264–273.) These pathogens must:
• Recognize and attach to the host;
• Germinate, colonize, and derive nutrition from the host;
• Subvert host defense responses;
• Reproduce, exit, and disperse; and
Find another host14 (Sexton and Howlett, 2006).
•
Very few fungal pathogens are able to cause disease in hosts from the plant
and animal kingdoms; those that do are referred to as trans-kingdom pathogens
(De Lucca, 2007).15 Fungi can also form different associations with different host
types. For example, the fungus Cryptococcus gattii is pathogenic in animals in-
cluding humans, but forms non-pathogenic associations with plants –which play
an essential role in the maintenance of C. gattii spores in certain environmental
niches (Bartlett et al., 2007; Xue et al., 2007).Once outside of a host, fungal
pathogens of animals and plants often have different requirements for survival.
Animal pathogens, noted Howlett, are often soil saprophytes that are free-living
rather than obligate.16 In contrast, some plant pathogens can only survive on the
tissue of a specific plant host(s).
14 For more information, see contributed manuscript by Barbara Howlett in Appendix A (pages
264–273).
15 Howlett noted two trans-kingdom pathogens during her remarks: Fusarium oxysporum f. sp.
lycopersici, which causes vascular wilt in plants and is an emerging human pathogen (Ortoneda et al.,
2004); and Aspergillus flavus, which infects corn and is an emerging pathogen in immunocompro-
mised humans (Krishnan et al., 2009).
16 Capable of existing only in a particular environment; an obligate parasite cannot survive inde -
pendently of its host (Science dictionary).
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90 FUNGAL DISEASES
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