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5
Research Challenges
We want the best damn science this country can give us.
—Terrie Cowley, The TMJ Association, Ltd.,
an advocate for people with chronic pain1
The last several decades have seen remarkable strides in understanding of
pain processes, as well as in assessment and, to some extent, treatment of pain,
with new techniques and technologies being applied to one of humanity’s oldest
problems. Important new insights into the basic science of pain—from genetics
and molecular biology, to neural networks and neuroimaging, to the role of
psychosocial factors—are unraveling pain’s mysteries. Some of these new in-
sights have been highlighted earlier in this report. At the same time, the preceding
chapters demonstrate that much remains to be learned. For example:
• The section in Chapter 1 describing the current understanding of how pain
works delineates the many physical and psychosocial attributes of pain
and shows not only how far we have come but also how much more there
is to learn about the biological, psychological, sociological, and environ-
mental aspects of pain and its diagnosis, treatment, and prevention.
• The description in Chapter 2 of the increasing prevalence of pain, the
extent to which it affects various population groups, and its societal costs
1 Quotation from testimony to the committee, November 2010.
217
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218 RELIEVING PAIN IN AMERICA
and effects on families reveals that data on pain are spotty and conflict -
ing and provide only a partial picture of pain’s impact.
• The discussion of treatment approaches and system issues in Chapter 3
reveals a number of gaps and conflicting public policies regarding the
management of pain.
• Chapter 4’s discussion of shortfalls in education about pain with respect
to promoting the application of even existing knowledge suggests the
need for robust translational research and heightened efforts to under-
stand how to educate and reach patients and the public more effectively
with useful messages about pain and its management.
This chapter focuses primarily on clinical and translational research
opportunities—opportunities to fill the needs and gaps in pain research by build -
ing on new discoveries. A number of prestigious organizations have been engaged
in devising new strategies for pain research, and the committee did not attempt
to readdress the specific recommendations of these groups. Rather, it focused its
deliberations on what is needed to make pain research initiatives a reality and
to enhance translational research—research based on interactions and feedback
loops between researchers and clinicians on the one hand and between patients
and researchers on the other—so as to bring new discoveries to patients more
rapidly. Similar interactions are needed among educators, communication spe -
cialists, and researchers to enable more effective public dissemination of infor-
mation (with feedback) about pain and its management. The overall goals are to
expedite the process of translating scientific findings into patient care in tandem
with the development of new knowledge and to gain insights that will lead to
future progress in diagnosis and treatment.
Of note, the National Institutes of Health (NIH) recognized the breadth of
areas for new knowledge development related to pain when it developed its 2011
request for “new and innovative advances . . . in every area of pain research.”
Annex 5-1 at the end of this chapter reproduces NIH’s descriptions of these vital
areas of research and the kinds of research questions of interest under the follow-
ing broad topics:
• molecular and cellular mechanisms of pain,
• genetics of pain,
• biobehavioral pain,
• models of pain,
• diagnosis and assessment of pain,
• pain management,
• epidemiology of pain,
• health disparities, and
• translational pain research.
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RESEARCH CHALLENGES
The committee considered NIH’s specification of topics to be comprehensive, and
instead of attempting to repeat the effort to identify specific topics for research,
focused its deliberations on what is needed to optimize pain research initiatives.
Nor did the committee address in detail overall workforce needs because NIH
has stated plans for its own effort in that area later in 2011.
The U.S. research establishment is not alone in placing increasing emphasis
on the need for improvements in pain knowledge. The International Association
for the Study of Pain (IASP) has made October 2010 to October 2011 the “Global
Year Against Acute Pain,” highlighting a number of research-related problems
that are barriers to better acute pain treatment, including
• incomplete, sporadic, or nonstandard pain assessment;
• limited transferability of results derived from randomized controlled
trials (RCTs) to clinical practice;
• other problems in evidence transfer, including general barriers to imple-
menting evidence-based and outcome-driven practices;
• failure to capture short- and long-term quality outcomes that might be
correlated with the adequacy of acute pain control; and
• disproportionately low expenditures for basic, translational, and clinical
research relative to the burden of acute pain (IASP, 2010).
In the United Kingdom, the British Pain Society is working toward develop-
ing chronic pain patient pathways, and its efforts are proceeding in parallel with
the interests of the U.K. Department of Health’s Chronic Pain Policy Coalition
and experts working with the National Institute for Health and Clinical Excel -
lence, with the aim of hosting a Pain Summit in November 2011. Additionally,
the Royal College of General Practitioners has established pain as one of four new
clinical priorities for the years 2011 to 2013 (Baranowski, 2011).
The committee finds the new knowledge that may be developed under
these international initiatives exciting but is aware that there also is a significant
problem with respect to the appropriate use of currently available therapeutic
modalities, and is concerned about the slow pace and unsystematic way in which
important basic research results are adopted (or not) into medical practice. The
concern is that “the current clinical research enterprise in the United States is
unable to produce the high-quality, timely, and actionable evidence needed to
support a learning health care system” (IOM, 2010, p. 7). Efforts are under way
to address these issues by improving and diversifying research methods, ex-
panding research targets, streamlining the organization and funding of research,
encouraging collaboration among research teams and disciplines, and promoting
public–private partnerships, but gains have been slow.
Because of the biopsychosocial complexity of the pain process (Chapter 1)
and the variable ways in which different individuals and population groups are
affected, assessed, and managed (Chapter 2), and because of the lack of specific
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scientific assessment tools and biomarkers with which to identify underlying
processes, it is difficult to determine what treatment will work best for individual
patients without a frustrating and debilitating period of trial and error. At this
time, diagnostic tools, as well as treatment approaches for many chronic pain
syndromes, are often empirical, and the metrics for defining pain, along with
the endpoints for determining a therapeutic response, are not well measured or
properly considered in the evaluation of therapeutic interventions. A more multi -
factorial approach that takes into account the individual’s genetics, biology, social
and cultural history, and psychological and environmental factors is needed, along
with objective metrics for defining response.
In this context, this chapter examines research challenges in the following
areas: expanding basic knowledge, moving from research to practice, improving
and diversifying research methods, building the research workforce, organizing
research efforts, obtaining federal research funding, and fostering public–private
partnerships.
EXPANDING BASIC KNOWLEDGE
The complexity of the “pain web” in the brain indicates the difficulty
that comes with evaluating a multidimensional experience such as pain and
pain affect. . . . Patients present with one or more actual pain generators,
a wide range of past life experience in dealing with pain and suffering,
and with their own natural proclivities and resources for handling their
pain burden. Successful clinical and research outcomes must be capable of
addressing or controlling for such wide variability.
—Director of a pelvic pain specialty center2
Long-term investments in multiple basic science disciplines—physiological,
cognitive, and psychological—are essential to the development of targeted pain
therapies and safer, more effective pain management strategies. This section exam-
ines in depth one promising basic research area—biomarkers and biosignatures—
because results of this research could be useful in their own right and because
other types of research could be strengthened by incorporating biomarker and
biosignature data. This discussion is followed by a review of other active areas
of basic research that may ultimately lead to improved pain management and a
synopsis of opportunities in psychosocial research.
2 Quotation from response to committee survey.
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RESEARCH CHALLENGES
Biomarkers and Biosignatures
Biomarkers are used to identify individuals at risk for disease, diagnose a con-
dition, assess its progress, or predict its outcome. They are “quantitative biologi -
cal measurements that provide information about biological processes, a disease
state, or . . . response to treatment” (IOM, 2008, p. 1). Two or more biomarkers
used in combination are termed a “biosignature.” In the pain context, combining
information from neuroimaging and circulating molecular markers, for example,
can improve the sensitivity and specificity of diagnosis relative to that attainable
from either method alone—vital information for treatment (Woolf, 2010).
Promising biomarkers for pain research come from a broad range of rapidly
expanding fields, including proteomics, metabolomics, immune modulation, in -
flammatory processes, central neuroimaging, and neurocognitive processes, as
well as new knowledge about the interactions among organ systems. Since up to
half of the variation in the pain experience appears to be a result of individual
biological factors, genetic markers are an obvious target for biomarker develop -
ment (Kim and Dionne, 2005). Another active and needed area of research is the
integration of biomarkers across the multiple dimensions of basic, behavioral, and
environmental sciences to improve the understanding of what causes, amplifies,
and maintains pain.
To be sure, biomarker development faces a number of challenges. In gen-
eral, biomarkers specific to neurological and psychiatric disorders have been
difficult to identify, and clinical testing has been “plagued by factors such as
patient heterogeneity, lengthy trial durations, subjective readouts, and placebo
responses” (IOM, 2008, p. 11). The complexity of the brain, limited access to
brain tissue, and the blood-brain barrier pose additional difficulties. An impor-
tant nonphysiologic barrier to biomarker development is the lack of incentives
for academic, industry, or government research programs to pursue promising
biomarker candidates.
Moving biomarkers from basic to clinical research also may be a challenge.
As discussed in Chapter 1, the experience of pain involves the interaction of many
different physical, psychological, and cognitive processes, and a person’s report
of pain is inherently subjective. Clinicians seeking to use an objective measure
of pain (a biomarker) risk implying to the patient that they do not believe the
patient’s report. If biomarkers were validated (and perceived by patients) as aids
in identifying promising beneficial treatments rather than “substantiating” or
“verifying” patients’ pain reports, they might have a useful and accepted role in
pain care. Most valuable would be their potential to obviate the need to conduct
lengthy hit-or-miss trials of different therapies before identifying the one that
works best for a given individual (Woolf, 2010).
Finally, biomarkers potentially could play a role in pain prevention by iden -
tifying individuals at high risk for whom special effort should be made to avoid
triggering events or situations and to intervene promptly when they occur. This
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222 RELIEVING PAIN IN AMERICA
function would be analogous to that of using genetic testing to identify people at
elevated risk for heart disease or cancer.
Other Promising Basic Research
Knowledge about the way nociception and pain work at basic biological,
genetic, and pathophysiologic levels has advanced rapidly in the past 20 years—
knowledge that should facilitate the discovery of new analgesics through new
approaches related to the following:
• Genetics—The scientific understanding of the role of genes and gene
polymorphisms in pain mechanisms is increasing. The potential exists to
carry out genomewide screens for genes associated with pain in model
organisms.
• Ion channels—Research on ion channels has intensified over the last
several years in an effort to explain their role in the development and
maintenance of chronic pain syndromes. For instance, investigators
have identified several subtypes of voltage-gated sodium channels—a
substrate by which products of inflammation and growth factors trigger
chronic pain states. These channels can be nonselectively blocked by
lidocaine, mexiletine, lamotrogine, carbamazepine, and amytriptyline—
all drugs used to treat chronic pain. Unfortunately, their nonselectivity
results in significant side effects. Now, researchers and pharmaceutical
companies are developing drugs that block more selectively those
peripheral and central nervous system sodium channels that change
their expression in chronic pain states. Similar efforts are under way
to characterize the role of other transient receptor potential (TRP) ion
channels.
• Glial cells—The glial cell has traditionally played a supporting role to
the neuronal cell in acute and chronic pain. More recently, investigators
have reevaluated the glial cell’s importance as an initiator and maintainer
of chronic pain states through its role in linking the immune, inflam -
matory, and nervous systems. Researchers have discovered that some
types of glial cells3 have a major impact on chronic neuropathic pain,
challenging the old treatment paradigm of reducing neuronal activity to
reduce pain. Indeed, targeting glial cells may result in a new class of
therapies that are disease modifying rather than simply palliative.
• Stem cells—Use of stem cells to create neurons might enable study of
the response of human cells to new drugs, in vitro, early in the drug
development process (Woolf, 2010). This field is in a nascent stage but
holds promise.
3 Schwann cells, satellite cells in the dorsal root ganglia, spinal microglia, and astrocytes.
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RESEARCH CHALLENGES
• Neuroimaging—Researchers have used neuroimaging tools—functional
magnetic resonance imaging (fMRI), positron emission tomography
(PET), and magnetoencephalography (MEG)—to investigate the central
nervous system correlates of the human pain experience. Although pain
is a subjective experience, the brain regions and systems responsible
for that experience can now be identified and characterized, including
brain regions responsible for the pain-modulatory effects of attention/
distraction, anticipation, fear, anxiety, depression, placebo, and cogni-
tive control. Neuroimaging also yields valuable information regarding
central abnormalities in pain processing in chronic pain conditions and
the effects of therapeutic agents on central neural systems. In short,
neuroimaging opens windows into the brain’s functioning.
• Veterinary science—Further opportunities should be sought to learn
from the significant clinical veterinary studies of pain treatment in
animals that experience conditions analogous to human pain disorders.
Opportunities in Psychosocial Research
In the psychosocial realm, there is a need for multidisciplinary research to
develop and test novel theories that can explain how biological, psychological,
and social factors interact to influence pain. Given the growing interest in tailor-
ing of treatments, a particularly important research opportunity is to develop
a way to subgroup patients (phenotyping) based on genetic and demographic
factors, pain mechanisms, symptoms, and psychosocial adjustment to pain.
Phenotyping studies should include measures that not only capture persistent
psychological traits (e.g., personality traits) but also measure more dynamic
processes, such as changes in mood, thoughts, beliefs, expectations, and coping
efforts.
Conclusion
Focusing and integrating all of the above efforts would move pain research
a step closer to personalized medicine. “Collectively, these [developments] will
enable us to identify the mechanisms responsible for pain in each individual, the
most appropriate treatment and the side effect hazards” (Woolf, 2010, p. 1246).
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224 RELIEVING PAIN IN AMERICA
MOVING FROM RESEARCH TO PRACTICE
Each condition is being researched separately, which dilutes the effort.
We won’t understand any of them very well or why someone has one and
not the other. Almost 80 percent of patients with vulvodynia also fit diag -
nostic criteria for TMJ. They have allergies and chronic headache long
before they have a TMJ problem. “You have this, and two years later you
have that.”
—Terrie Cowley, The TMJ Association, Ltd.,
an advocate for people with chronic pain4
A consistent, general direction of both basic and clinical and both physi -
ological and psychological pain research is toward more personalized approaches
to pain. Tailoring pain interventions to the specific makeup of the individual is
attractive not only because it would presumably enable more effective treatment
and avoid some of the serious downsides of current treatment options, but also
because it might, finally, provide a viable strategy for prevention of pain. Further,
personalized approaches might enable clinicians to address simultaneously the
underlying causes of several pain syndromes, which sometimes cluster in a single
individual. This section describes important challenges in moving from research
to practice, including the difficulty of developing new analgesics, shortfalls in
applying evidence-based psychosocial approaches in practice, and the need for
interdisciplinary approaches.
The Difficulty of Developing New Analgesics
From 2005 to 2009, only a few of the nearly 100 new drugs approved by
the U.S. Food and Drug Administration (FDA) were for chronic pain conditions,
specifically arthritis and fibromyalgia (FDA and CDER, 2011). Furthermore,
other than the recently introduced capsaicin patch for postherpetic neuralgia, no
new therapeutic agents have been approved that represent truly novel approaches
to pain management. Instead, most drugs approved recently are variations on
existing molecules (e.g., pregabalin, duloxetine, nonsteroidal anti-inflammatory
agents) or repackaged existing molecules (e.g., the many versions of extended-
release opioids). It is ironic and concerning that “many major pharmaceutical
companies are leaving the pain market” (Woolf, 2010, p. 1241), despite the grow-
ing need for more diverse pain products and an increasing population of people
with serious pain conditions (see Chapter 2).
4 Quotation from testimony to the committee, November 2010.
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RESEARCH CHALLENGES
Current pharmaceutical-based treatments for acute, severe, and chronic pain
commonly rely on two classes of drugs: opioids (which have major side effects
and carry a large risk of abuse and misuse [Chapter 3]) and nonsteroidal anti-
inflammatory drugs, such as the COX inhibitors (which carry the risk of renal
failure, heart attack, and other serious complications). As advances in basic
research raise the possibility of more personalized approaches to pain care, the
“one-drug-fits-all” approach to treatment may finally be replaced by more tar-
geted therapeutics. But personalized approaches will have profound implications
for “changing the current analgesic drug development model” (Woolf, 2010,
p. 1246). A significant challenge will be to rethink current regulatory strategies,
which typically do not differentiate among the classes of patients for which a drug
is approved. Rethinking also will be required with respect to treatment strategies.
The appreciation that pain can become a chronic disease in and of itself
through aberrant activity of the central nervous system should curtail the search
for underlying disease pathology and redirect treatment efforts toward the mal-
functioning nervous system itself—a “mechanism-based therapeutic approach”
rather than a “strictly symptom-based approach” (Farrar, 2010, p. 1285). Thus
far, however, “although considerable progress has been made in identifying
pathophysiologic mechanisms of acute and chronic pain, this knowledge has not
translated to the development of analgesic medications with improved efficacy,
safety, and tolerability” (Dworkin et al., 2011, p. S107). In part this is because
the very attributes that make personalized approaches to pain management pos -
sible also may inhibit incentives for pharmaceutical companies to develop those
approaches. The economics of developing a product akin to an “orphan drug” that
would work in a small number of people are unfavorable in the extreme given
the high cost of both bringing a drug to market and identifying the relatively few
clinicians and individuals who can benefit from it.
Recognizing the challenge to drug regulation posed by these expanding
opportunities, the FDA has launched a Regulatory Science Initiative that includes
a modernization of its evaluation and approval processes so as to give people ac-
cess to innovative products when they need them.5 Specifically, one priority for
this initiative is to accelerate the delivery of new medical treatments by “increas -
ing the practical value of basic discoveries” so that “patients have access to the
most cutting-edge medical treatment possible” (FDA, 2010b, p. 4). One of the
reasons the FDA offers to justify accelerated drug development is the need for
pain medications with less abuse potential than the opioids. A personalized drug
ideally would work well for the intended person but have minimal effects on oth -
ers and therefore would be less attractive as a drug of abuse. To make new pain
treatments available expeditiously will require improved pain models, measure-
ment tools (including patient-reported assessments), and clinical trial designs.
5The FDA defines “regulatory science” as the science of developing new tools, standards, and
approaches for assessing the safety, efficacy, quality, and performance of FDA-regulated products.
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Shortfalls in Applying Psychosocial Approaches in Practice
Much of what is known about psychosocial factors and pain has come from
studying patients in medical specialty clinics and specialized pain treatment pro -
grams. Less is known about the psychosocial aspects of pain in general clinical
practice. Although some large, nationally representative data sets (e.g., Medicare
and Medicaid, the Department of Veterans Affairs, Kaiser Permanente, insurance
industry claims data sets) include some measures of pain and its potential psycho-
logical impact, these data sets have only recently begun to be explored (Zerzan
et al., 2006; Haskell et al., in press), and their potential for yielding answers to
questions regarding health services has yet to be realized.
A variety of psychosocial treatment protocols for managing pain are avail -
able, and evidence of their clinical and cost-effectiveness has continued to accu -
mulate over time (Kerns et al., 2008, 2011). Paradoxically, these protocols are not
widely used, in large part because third-party payers are unwilling to pay for them
despite the positive evidence. Another reason these interventions have not been
adopted more broadly is because too little is known about such basic questions
as their optimal timing and dosing and their additive effects when combined with
other treatments (Keefe et al., 2005). These evidence-based approaches cover a
range of activities that are
self-regulatory (e.g., hypnosis [Jensen, 2009] and biofeedback);
•
behavioral (e.g., weight loss [Sellinger et al., 2010], structured exer-
•
cises, and exposure to daily activities that patients fear will increase their
pain or contribute to additional injury [Bell and Burnett, 2009]); and
cognitive-behavioral (e.g., training in coping skills, cognitive restruc-
•
turing, problem-solving training [Morley et al., 1999; Hoffman et al.,
2007]).
Over the past decade, a major effort has been made to test the efficacy
and cost-effectiveness of psychosocial approaches in patients with chronic pain
conditions (e.g., chronic low back pain and migraine headaches) and persistent
disease-related pain (Gatchel and Okofuji, 2006; Hoffman et al., 2007; Morley et
al., 2008). In general, meta-analyses and systematic reviews of these approaches
demonstrate modest short-term improvements in pain and functioning compared
with standard care (pharmacological and medical interventions). (Longer-term
studies are still to come.) However, the psychosocial interventions produce fewer
adverse effects and often are carried out at lower cost (Turk, 2002). Meta-analysis
of such interventions for chronic low back pain, for example, revealed a small and
statistically significant effect for all the interventions across all outcome domains
for as long as 5-year follow-up (Hoffman et al., 2007).
Although meta-analyses of psychosocial interventions for pain often examine
and comment on the methodological rigor of the studies they include, they give
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RESEARCH CHALLENGES
relatively little attention to the quality of the intervention protocols (e.g., number
and content of sessions, extent of therapist training, ongoing supervision, uptake
and implementation of the techniques by the participant)—factors that may be
critical to the success of treatment. Nevertheless, a number of studies included
in these analyses have found that many, though not all, people exposed to these
protocols show significant improvements in measures of pain, physical function-
ing, and psychological distress (Gatchel and Okofuji, 2006; Dixon et al., 2007;
Hoffman et al., 2007). The protocols themselves use various combinations of the
types of activities listed above. Perhaps their most common feature is an emphasis
on helping people with chronic pain learn to manage their pain and their lives
despite residual discomfort. The public’s awareness and understanding of the
nature of these interventions and their potential benefit, as well as such factors
as patients’ motivation to engage in these treatments, are potentially important
targets for further investigation (Jensen et al., 2003; Kerns et al., 2006).
To date, relatively few studies have attempted to test the effectiveness of
these protocols in primary care settings, where the vast majority of pain man -
agement occurs, or with patients having comorbid conditions, such as obesity,
diabetes, or depression. Furthermore, most studies have tested the efficacy of
psychologist-delivered interventions, so that much less is known about the inter-
ventions’ performance when delivered by physicians, nurses, physical therapists,
social workers, or other health professionals (Keefe et al., 2005).
To bridge the gap between current research knowledge and clinical applica-
tion, more needs to be learned about the effectiveness of psychosocial protocols
in primary care settings. Only recently have investigators begun to develop and
test innovative strategies for delivering in the primary care setting psychosocial
interventions designed to promote self-management of chronic pain. In two im -
portant studies in this area, for example, psychologists or nurse care managers
closely monitored patient symptoms and functioning and provided patient educa-
tion and cognitive-behavioral therapy, and they encouraged adoption of a pain
self-management approach in the context of more comprehensive care programs
(Dobscha et al., 2009; Kroenke et al., 2009). In the study by Dobscha and col-
leagues, the broader intervention involved provider education and training plus
support in the application of a biopsychosocial model of chronic pain treatment.
At the same time, it de-emphasized the medicalization of chronic pain.
The Need for Interdisciplinary Approaches
The team approach to care of people with complex chronic conditions envi -
sioned in the development of medical homes and accountable care organizations
may lead to new care delivery models. Although the physical mechanisms of
some pain disorders may be identified and adequately treated medically, more
comprehensive interdisciplinary treatment and related research are currently the
best alternative for those with chronic pain when the underlying mechanisms are
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Stone, A. A., J. E. Broderick, J. E. Schwartz, S. Shiffman, L. Litcher-Kelly, and P. Calcanese. 2003.
Intensive momentary reporting of pain with an electronic diary: Reactivity, compliance, and
patient satisfaction. Pain 104(1-2):343-351.
Sullivan, M. D., and J. Brennan-Braden. 2011. Assessment of psychiatric disorders. In Handbook
of pain assessment, 3rd ed., edited by D. C. Turk and R. Melzack. New York: Guilford Press.
Pp. 399-414.
Teutsch, S. M., and J. E. Fielding. 2011. Applying comparative effectiveness research to public and
population health initiatives. Health Affairs 30(2):349-355.
Turk, D. C. 2002. Clinical effectiveness and cost effectiveness of treatments for chronic pain patients.
Clinical Journal of Pain 18(6):355-365.
Turk, D. C., and R. Melzack. 2011. Trends and future directions in the assessment of people expe -
riencing pain. In Handbook of pain assessment, 3rd ed., edited by D. C. Turk and R. Melzack.
New York: Guilford Press. Pp. 489-506.
Walk, D., N. Sehgal, T. Moeller-Bertram, R. R. Edwards, A. Wasan, M. Wallace, G. Irving, C.
Argoff, and M.-M. Backonja, 2009. Quantitative sensory testing and mapping. A review of non-
automated quantitative methods for examination of the patient with neuropathic pain. Clinical
Journal of Pain 25(7):632-640.
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rheumatic disease data bank. Rheumatology 50(1):16-24.
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16(11):1241-1247.
Zerzan, J. T., N. E. Morden, S. Soumerai, D. Ross-Degnan, E. Roughead, F. Zhang, L. Simoni-
Wastila, and S. D. Sullivan. 2006. Trends and geographic variation of opiate medication use in
state Medicaid fee-for-service programs. Medical Care 44(11):1005-1010.
Zulman, D. M., J. B. Sussman, X. Chen, C. T. Cigolle, C. S. Blaum, and R. A. Hayward. 2011.
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ANNEX 5-1
MECHANISMS, MODELS, MEASUREMENT,
AND MANAGEMENT IN PAIN RESEARCH
FUNDING OPPORTUNITY ANNOUNCEMENT
RESEARCH OBJECTIVES
New and innovative advances are needed in every area of pain research, from
the microperspective of molecular sciences to the macro perspective of behavioral/
social sciences. Although great strides have been made in some areas, such as the
neural pathways of pain, chronic pain and the challenge of its treatment have re-
mained uniquely individual and largely unsolved. Proposals that seek to improve
the understanding of the causes, costs, and societal effects of both acute and
chronic pain and the relationships between the two are highly encouraged. Studies
on the mechanisms underlying the transition from acute to chronic pain are also
needed. Additionally, proposals that link such understandings to the development
of better approaches to therapeutic interventions, including complementary and
alternative medicine (CAM) interventions, and management of acute and chronic
pain are in keeping with the current translational focus of NIH and are encouraged.
The following topic-areas are not intended to be comprehensive or exhaus -
tive. Synergistic studies that reach across two or more of these areas are encour-
aged. Interdisciplinary and multidisciplinary research is especially encouraged, as
is research that involves specific cooperation between basic and clinical scientists.
These pain research areas also cut across Institutes and Centers (ICs) and pro -
grams and should not be viewed as restricted to only one specific IC.
MOLECULAR AND CELLULAR MECHANISMS OF PAIN
Improved treatments of acute and chronic pain conditions require a thorough
understanding of the processes underlying the transmission and perception of
painful stimuli. Discovery of the molecules, cells, and neuronal pathways in -
volved in nociception/pain perception and affective aspects of pain are critical.
Molecular and cellular studies, when coupled with studies in animal models and
clinical research, will provide a comprehensive basis for the development of new
pharmacological, behavioral, and technology-based treatments for chronic pain
disorders, and/or research on the mechanisms of action of therapies effective
for chronic pain. Hormones, neurotransmitters and their receptors, ion channels,
G-protein coupled receptors, neuropeptides, and neurotrophic factors are just
a few of the molecules of interest in pain studies. Molecular mechanisms and
nervous system circuitry involved in facilitation and inhibition of pain signal -
ing and in the development of hypersensitive pain states are important targets
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of pain research. Neurons, glial cells, and keratinocytes all play important roles
in pain sensation and approaches examining their individual functions and their
interactions are vital for understanding pain processes. Research is encouraged
but not limited to science in the following areas:
M
echanisms that underlie sex differences in the pain experience.
•
C
ellular and molecular mechanisms involved in pain processing, modu-
•
lation, and perception.
M
olecules and processes that target cellular mechanisms involved in sig-
•
naling, modulation, and perception of pain, as well as changes in these
processes over the developmental life course, to enhance innovative
therapeutic development.
O
ntogeny and neuropharmacology of the pain system.
•
E
ndogenous and environmental factors that alter pain during the course
•
of development, in response to injury, and related to disease processes.
M
echanisms of hypersensitivity including both central and peripheral
•
mechanisms of hyperalgesia and allodynia.
E
ndogenous molecules that modify pain perception and analgesic
•
treatments.
GENETICS OF PAIN
Clinical studies have identified polymorphisms at several gene loci that are
associated with differential sensitivity to experimental pain. Inbred strains of mice
also show differential pain responses in models of neuropathic and inflammatory
pain. These studies strongly suggest that genetics plays an important role in pain
mechanisms. Chronic pain conditions are complex disorders where environmental
and genetic influences interact to affect sensitivity to noxious stimuli and relief
from pain. Polymorphisms and mutations in mitochondrial DNA may also play
a role in modulating pain, especially in muscles and peripheral nerves. Elucidat -
ing the genetic contributions to the individual variability in pain sensitivity and
perception is of much interest. Research is encouraged but not limited to science
in the following areas:
G
enes and gene variants involved in the complex processes of pain
•
perception.
U
tilization of pharmacogenetics to identify gene variants with potential
•
to inform treatment providers which pain medications may be most ef-
fective for the individual needing therapy, with the fewest side effects.
U
se of gene therapy to ameliorate chronic pain.
•
G
ene polymorphisms and gene–environment interactions that predict
•
pain development or treatment response.
E
pigenetic mechanisms underlying chronic pain conditions.
•
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RESEARCH CHALLENGES
BIOBEHAVIORAL PAIN
The experience of pain is a complex interaction of biological, cognitive,
behavioral, sociocultural, spiritual, and environmental factors. Pain etiology,
severity, tolerance, exacerbation, maintenance, and treatment are all significantly
influenced by this complex of acknowledged but poorly understood interactions.
Comorbid conditions that alter affect, such as mood disorders, can induce or
exacerbate pain. Although it is recognized that psychological factors, such as
expectation or stress, significantly contribute to pain tolerance and treatment
efficacy, the physiological mechanisms of these effects are poorly understood.
Physiologic responses such as autonomic arousal, muscle tone and activity, skin
thermal receptor activation, and cardiopulmonary reactivity, are perceived as
painful in some behavioral and sociocultural environments, but not in others.
The elucidation of these complex interactions will enable better assessment of
pain in clinical settings, more effective therapeutic approaches, greater ability to
prevent pain onset, and potentially will increase the individuals ability to self-
manage pain.
Research is encouraged but not limited to science in the following areas:
A
daptation to pain and ways to incorporate this adaptation into treatments.
•
M
echanisms and process variables that are responsible for the efficacy
•
of behavioral and CAM interventions for pain. This research includes
studies to better understand the effect of patients’ expectations and beliefs,
psychophysiological states (e.g., anxiety, relaxation, stress), adherence,
and specific cognitive (e.g., imagery) and sociocultural (e.g., support
systems) components in behavioral and CAM interventions to treat pain.
B
iobehavioral techniques for optimizing adherence to pain management.
•
Identify barriers to adherence to pain management strategies.
S
ensory, cognitive, and affective aspects of acute and chronic pain in
•
individuals across the developmental lifespan.
D
evelopment of methods for assessing relative contributions of bio-
•
logical, psychological, behavioral, and environmental predictors of the
course of pain, pain dysfunction, and response to treatment for pain.
I
nteractions of pain and sleep, their combined impact on function and
•
illness recovery, and interventions that target these interactions.
R
elationships among a variety of emotional states (e.g., anger, fear,
•
anxiety and depression), which are associated with acute and chronic
pain conditions, and how these affective states modify the experience of
pain and treatment outcomes.
I
nteraction of biological markers, central nervous system mechanisms,
•
and drug, behavioral, and CAM interventions.
M
echanisms that underlie gender and cultural differences in the pain
•
experience.
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262 RELIEVING PAIN IN AMERICA
MODELS OF PAIN
There are many factors responsible for pain experienced by patients. Current
animal models of pain have been useful in understanding the mechanisms of pain
and developing interventions that target these particular mechanisms. However,
many of the existing animal models do not adequately reflect clinical pain condi-
tions and, in particular, chronic pain disorders. The development of new animal
models is necessary in order to discover the underlying mechanisms of pain
perception as well as the mechanisms of analgesia that will prove useful in treat -
ing patients. Innovative clinical modeling studies are also needed to advance our
understanding of these underlying mechanisms. Research is encouraged but not
limited to science in the following areas:
N
ew animal models and refinement of existing animal models.
•
N
ew measures of pain in animals that are noninvasive and objective,
•
and that permit a behavioral or functional assessment of pain and pain
treatment outcomes.
U
se of transgenic animals in the study of pain mechanisms.
•
S
tudies in patients with chronic pain conditions that develop, test, and
•
validate new models of these chronic disorders.
C
omputational models that predict development of pain and/or treatment
•
responses.
C
omputer simulations of pain that overcome ethical concerns and ex-
•
pand the range of studies possible.
O
bjective measures of spontaneous pain in validated animal models of
•
chronic pain conditions.
DIAGNOSIS AND ASSESSMENT OF PAIN
Most healthcare system interactions are initiated by persons with complaints
of pain. To date, direct patient report is the basis of most pain assessments.
Yet many patients, including the very young, persons with cognitive, sensory,
psychiatric, or physical disabilities, those rendered unresponsive by their physi -
ologic state (e.g., drug intoxication, severe brain injury), and those persons
who by culture, education, language, or communication skills may be unable to
effectively respond using currently validated assessment tools. To study, model,
predict, prevent, diagnose, treat, or manage pain effectively, sensitive multimodal
measurement tools are needed. Pain assessment techniques must be valid and
reliable and provide sensitivity, both with single and repeated measurements,
and allow for the assessment of acute, chronic, persistent, and breakthrough pain.
Severity/intensity, type/location/source (i.e., somatic, visceral, neuropathic), and
duration (acute, chronic, persistent, breakthrough) are key components to assess.
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RESEARCH CHALLENGES
Assessment should include diagnostic as well as outcomes measures. Research
is encouraged but not limited to science in the following areas:
R
efinement of existing physiologic techniques for measuring pain for
•
greater sensitivity and specificity.
N
ew, outcome-specific techniques for different populations.
•
S
ensitive assessment tools that are not language (neither receptive nor
•
production) dependent.
R
efinement of pain measurements that can account for or predict the
•
trajectory or course of pain, as well as the changes in pain over time.
P
redictive biomarkers of pain that are sensitive to rapid changes in pain.
•
D
evelop pain assessments that are sensitive across both developmental
•
and cognitive spectrums, especially assessments of pain in children and
in older adults with declining cognitive function.
N
ew technologies to improve pain assessment in all populations, but
•
especially in those persons with limited language abilities.
PAIN MANAGEMENT
The prevalence of pain and inadequate pain management in patients is well
documented. It is estimated that 75 percent of patients with advanced cancer ex -
perience moderate to severe pain; an IOM report states that 40 percent of people
at the end of life have severe, unrelieved pain. A number of advances have been
made in the treatment of chronic pain, most notably the neuroactive medica -
tions, counter-stimulation methods, and cognitive-behavioral therapies. However,
adoption of these advances remains modest. Many patients report that they are
reluctant or afraid to report their pain, are unaware of available pain management
modalities, or do not adhere to pain treatment when available. Health care provid-
ers undertreat pain, fearing patient addiction, drug interactions, or adverse events.
In addition, research findings consistently show the heterogeneity of response to
treatment, even for pain of the same type and etiology.
Due to the biobehavioral nature of pain, pain management should engage
interdisciplinary teams and involve both pharmacologic and nonpharmacologic ap-
proaches. Research is encouraged but not limited to science in the following areas:
I
nterventions involving combinations and sequencing of pharmacologi-
•
cal, nonpharmacological, and behavioral interventions to manage pain
in progressive, incurable diseases.
I
nterventions to reduce pain that are customized to the group (i.e., tar-
•
geted), as well as to the individual (i.e., tailored).
N
ew methods to manage pain in cognitively impaired individuals or
•
those unable to verbalize their pain.
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264 RELIEVING PAIN IN AMERICA
I
nterventions to manage co-occurring symptoms related to pain such as
•
depression and fatigue.
R
ole of pain and pain management approaches in improving rehabilita -
•
tion outcomes and preventing functional decline.
M
ethods for optimizing maintenance and stability of treatment in
•
patients with advancing disease or with pain from multiple contributing
disease processes.
N
ovel interventions to manage pain in progressive, incurable, non-
•
malignant diseases.
I
nterventions to improve management of side effects related to pharma -
•
cological pain therapy.
N
ew techniques for managing pediatric pain.
•
M
odels of therapy in those with uncontrolled pain and/or breakthrough
•
pain.
P
ain management strategies at the end of life.
•
L
ong-term (i.e., physiologic, behavioral, or developmental) effects of
•
pharmacologic treatment during the neonatal period and childhood.
C
linical trials to establish best pain management practices.
•
EPIDEMIOLOGY OF PAIN
One goal of this FOA is to stimulate innovative investigations that enhance
our understanding of the incidence, prevalence, and correlates of pain within and
across populations. Epidemiology is one of the fields of science recognized for its
contribution to understanding of physical and mental disorders. However, epide -
miologic information concerning pain disorders is not well developed. Research
is encouraged but not limited to science in the following areas:
I
ncidence and natural history of pain disorders and their correlates over
•
time.
I
nterplay of environmental (e.g., familial and/or neighborhood quality and
•
resources), physical (e.g., comorbid medical disorders that are a result of,
or a cause of pain), behavioral (e.g., comorbid mental and substance use
disorders), and social or socioeconomic (e.g., loss of employment—
including issues of secondary or tertiary gain, social isolation, lack of
mobility, dependence on others for basic caretaking) factors.
R
isk factors, including age, ethnicity, family history, gender, genetic pre -
•
disposition, lifestyle, occupation, pre- or coexisting mental and physical
disorders, and socioeconomic status (SES); and the mechanisms that
are associated with the occurrence, maintenance, and remission of pain
conditions.
I
mpact of pain on an individual’s SES and the resulting health con -
•
sequences (e.g., obesity, deconditioning, mental disorders, substance
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RESEARCH CHALLENGES
abuse) controlling for the effect of the cultural and socioeconomic influ-
ence of the community.
P
revalence of and methods for self-management of pain within and
•
across cultural, racial, ethnic populations, and populations of special
interest such as persons with disabilities, across developmental age
groups.
T
he effect changes in practice or policy have on the measures of pain,
•
e.g., effect of the increase in the amount of opioid prescriptions on the
natural course of pain using aggregate population measures.
C
reation and adoption of innovative epidemiologic and statistical meth-
•
odologies and study designs to further the understanding of pain dis-
orders. Also use these techniques to maximize the analytic yield from
new and existing data sets.
I
nterrelationship of psychiatric disorders (e.g., borderline personality,
•
histrionic, antisocial) and chronic pain, and relate these findings to
pharmacological and behavioral therapies.
C
omorbid disorders and pain, including descriptive studies of risk and
•
protective processes, and interventions aimed at relieving adverse con-
sequences associated with comorbid disorders and pain.
HEALTH DISPARITIES
The Institute of Medicine reported significant racial and ethnic disparities
with regard to the socioeconomic, health, and quality-of-life impacts of pain.
Racial and ethnic minorities tend to be under treated for pain when compared
with non-Hispanic whites. There is also evidence for racial/ethnic differences in
pain care for various types of pain. Persons with disabilities report greater levels
of pain and less benefit from treatment than do those without disabilities. Little
other data exists as to pain disparities in persons with disabilities, the homeless,
or persons living in frontier/extremely rural areas. It is clear that many factors
contribute to these health disparities, including patient preferences, differences
in attitudes toward and response to treatments, access to and accessibility of
health care providers, and health care system factors. This program announce -
ment invites research applications that seek to address the underlying causes of
these disparities and suggest ways to address and remedy them. In particular,
clinical investigations and appropriate clinical trials relevant to health disparity
issues are of interest. Research is encouraged but not limited to science in the
following areas:
D
ifferences in care for various types of pain, acute postoperative pain,
•
treatment-related pain, cancer pain, or chronic nonmalignant pain, in
various settings (i.e., health clinics, physician and dental offices, in -
stitutional settings including long-term care facilities, assisted living
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266 RELIEVING PAIN IN AMERICA
facilities, or emergency departments), and management of pain at the
end of life.
D
ifferences in the factors contributing to pain disparities including
•
patient-related (e.g., communication, attitudes), health care provider-
related (e.g., decision making), and health care system-related (e.g.,
access to pain medication) factors.
D
ifferences in perceptions of pain and responses to pain and how these
•
differences impact appropriate treatment management of pain.
T
he nature and extent of disparities in the delivery of pain treatment in
•
diverse populations.
E
xisting and potential barriers to quality pain care and management
•
including patient-related barriers, health care provider-related barriers,
health care system-related barriers, and sociocultural barriers.
N
ovel, evidence-based interventions to improve training for health care
•
providers and educational interventions for minority patients.
M
easures of pain perception for those with cognitive impairment, or
•
limited health literacy and from varied cultures.
A
ssessment of the global impact, including societal and medical conse -
•
quences, of pain related disparities on both individuals and society, and
the potential impact of pain-related disability.
D
iverse cultural beliefs about and actions taken for pain and its manage-
•
ment including self-care and that of lay caregivers.
T
reatment and management strategies for chronic pain in diverse
•
populations.
M
eans to identify population differences in pain perception and process-
•
ing by addressing the incidence, severity, and consequences of pain in
these and the general populations, and in specific disease states.
N
ew diagnostic tools for different pain mechanisms, and objective mea-
•
sures of treatment response that have validity in diverse populations.
T
he prevalence and effectiveness of the use of nonpharmacological and
•
novel (e.g., virtual reality) therapies for pain treatment in diverse popula-
tions such as ethnic minority groups and persons with disabilities.
P
ain management for special populations including infants, children,
•
elderly, cognitively impaired, disabled, chronically and/or terminally ill,
and patients with psychiatric diagnoses.
TRANSLATIONAL PAIN RESEARCH
The translation of laboratory-based, scientific discoveries into practical,
clinical applications is a current priority for NIH. Such translational research has
a reasonable probability of leading to practical outcomes within the foreseeable
future and likewise resultant clinical findings should stimulate new areas of basic
research. Inherent in translational research is the recognition of both efficacy (i.e.,
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RESEARCH CHALLENGES
does the intervention work in a controlled setting) and effectiveness (i.e., does
the intervention work in the natural environment) research. Effective translational
research is extremely important in pain research and is needed to bridge the
inherent differences in approach between basic studies of pain and the clinical
study of pain conditions. Accordingly, proposals directed toward translational
pain research are of particular interest. Research is encouraged but not limited to
science in the following areas:
N
ovel pharmacological and non-pharmacological pain treatments.
•
I
mproved treatment protocols and adjunctive therapies that promote
•
greater effectiveness, patient adherence, or patient tolerance.
C
haracteristics (e.g., gender, race, age, type of pain) that predict
•
which patient populations will benefit most or least from various pain
treatments.
B
arriers to effective pain treatment.
•
N
ew technologies for use in the study and treatment of pain in the natu -
•
ral environment of the patients daily living.
C
linical studies to inform, develop, and validate new animal models of
•
chronic pain conditions; i.e., a bedside-to-bench approach.
D
esign and development of small molecule mimics and other advanced
•
pharmacological approaches.
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