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TABLE 9-1 Epidemiologic Studies—Neural Tube Defects
Reference
Description
N
OR/RR (95% CI)
Occupational
No specific results for neural tube defects
Environmental
Hanify et al., 1981
Anencephaly
10
1.4 (0.6-3.3)
Spina bifida
13
1.1 (0.6-2.3)
Stockbauer et al., 1988
TCDD soil contamination in Missouri
Central nervous system defects
3
3.0 (0.3-35.9)
Vietnam veterans
Erickson, 1984a,b
Birth Defects Study
Vietnam veteran: spina bifida
19
1.1 (0.6-1.7)
Vietnam veteran: anencephaly
12
0.9 (0.5-1.7)
EOI-5: spina bifida
19a
2.7 (1.2-6.2)
EOI-5: anencephaly
7a
0.7 (0.2-2.8)
CDC, 1989
Vietnam Experience Study
Interview study Spina bifida
9
1.7 (0.6-5.0) among Vietnam veterans
5
among non-Vietnam veterans
Anencephaly
3
among Vietnam veterans
0
among non-Vietnam veterans
Australian veterans
Birth defects and father's Vietnam service (Australia)
Health Studies, 1983
Neural tube defects
16
0.9
AFHS, 1995
Follow-up of Air Force Ranch Hands Neural tube defects
4 among Ranch Handb 0 among comparison
NOTE: N = number of exposed cases; OR/RR = Odds Ratio/Relative Risk; CI = Confidence Interval; SIR = Standardized Incidence Ratio.
a Number of Vietnam veterans fathering a child with a neural tube defect given any exposure opportunity index score.
b Four neural tube defects among Ranch Hand offspring include 2 spina bifida (high dioxin level), 1 spina bifida (low-dioxin), and 1 anencephaly (low-dioxin). Denominator for Ranch Hand group is 792 liveborn infants.
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Conclusions
Strength of Evidence in Epidemiologic Studies
There is limited/suggestive evidence of an association between exposure to the herbicides considered in this report and spina bifida. There is inadequate or insufficient evidence to determine whether an association exists between exposure to the herbicides and all other birth defects. The evidence regarding association is drawn from occupation and other studies in which subjects were exposed to a variety of herbicides and herbicide components.
Biologic Plausibility
Laboratory studies of the potential developmental toxicity, specifically birth defects, of TCDD and herbicides as a result of exposure to adult male animals are too limited to permit conclusions.
Risk in Vietnam Veterans
Since the strongest associations are from studies of Vietnam veterans and there are some data suggesting that the highest risks were for those veterans estimated to have had exposure to Agent Orange (e.g., Ranch Hands), it therefore follows that there is limited/suggestive evidence for an increased risk in Vietnam veterans of spina bifida in offspring.
Childhood Cancer
Background
In most epidemiologic studies, childhood cancer usually refers to cancer diagnosed from birth through age 15. Childhood cancers are usually classified by primary anatomic site or tumor cell type. The distribution of childhood cancers by type includes leukemia (23 percent), lymphoma (13 percent), central nervous system (19 percent), neuroblastoma (8 percent), soft-tissue sarcoma (7 percent), kidney (6 percent), bone (5 percent), retinoblastoma (3 percent), liver (1 percent), and other (8 percent). There are approximately 6,500 new cases of cancer diagnosed each year in the United States in persons under age 15 (Young et al., 1986). About 2,200 deaths each year result from childhood cancer. Compared with adult cancers, relatively little is known about the etiology of most childhood cancers, and especially about potential environmental risk factors.
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Summary of VAO
There are no available occupational and environmental epidemiologic studies of herbicide exposure that address childhood cancer as an outcome.
Two studies of Vietnam veterans found some suggestion of an increased risk of cancer among offspring. The evidence is, however, inadequate, given the lack of other studies, failure to exclude chance and bias, and problems with herbicide exposure assessment.
Update of Scientific Literature
A mortality study conducted as part of the continuing follow-up of the possible health effects of the Seveso accident (see Chapter 6 for general description), suggested an increased risk of leukemia among children and young adults under age 20 (Bertazzi et al., 1992). This report led to a more detailed incidence study of cancer among young persons in the Seveso study groups (Pesatori et al., 1993). Specifically, the population for these analyses included subjects who were living in the study accident zones (A, B, R) and a reference (noncontaminated) area on the day of the accident and were between 0 and 19 years old during the first ten years afterward. Cases were identified from linkage of the study population subjects with the hospital discharge data from the Lombardy region. Medical records were reviewed to confirm diagnoses. The follow-up period was from 1977 through 1986. Owing to the small number of subjects in Zones A and B, the three zones were combined for analysis. Poison regression was used to compare the risk of cancer in the exposed study group (Zones A, B, and R) relative to the risk in the unexposed group.
The vital status ascertainment and follow-up of the subjects was excellent, with vital status determined for 99 percent of the study group. At the end of follow-up, 95 percent of subjects were still living in the Lombardy area. A total of 17 cancers were found in the exposed study group from Zones A, B, and R. A total of 62 cases were detected in the reference population. Among the 17 cases, one was from zone A (the most exposed, 0.2 expected), two from Zone B (1.9 expected), and 14 were from Zone R (the least exposed). The overall relative risk was 1.2 (95 percent CI 0.7-2.1; 17 observed, 13.6 expected). When analyzed by site or type of cancer, there was a nearly fivefold increased risk of thyroid cancer (RR = 4.6; CI 0.6-32.7). Among hematological malignancies, a relative risk of 2 was found for Hodgkin's disease (CI 0.5-7.6), and a nearly threefold increased risk of myeloid leukemia was observed (3 observed, 1.1 expected; RR = 2.7; CI 0.7-11.4). An excess was also found for ovarian cancer (two observed versus none expected). No cancer was found among the 186 children who had chloracne diagnosed after the accident (expected = 0.2).
As the authors acknowledged, the study had a number of limitations. A major concern was the small number of subjects, as reflected in the wide confidence
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intervals associated with the relative risk estimates. This forced the investigators to combine the three exposed zones into one group for analysis. A serious concern with the Seveso studies in general is the fact that exposure is ecological, and all subjects were assigned to one of three exposure groups based on area of residence.
Thus, results from the Seveso study suggest an increased risk of some types of childhood cancer among potentially exposed residents. As described in VAO report, the CDC Vietnam Experience Study found an elevated relative risk estimate for childhood leukemia (OR = 1.6; CI 0.6-4.0) (Centers for Disease Control, 1989). The specific types of leukemia found were not reported.
Conclusions
Strength of Evidence in Epidemiologic Studies
There is inadequate or insufficient evidence to determine whether an association exists between exposure to the herbicides considered in this report and childhood cancer. The evidence regarding association is drawn from occupational and other studies in which subjects were exposed to a variety of herbicides and herbicide components.
Conclusions For Reproductive Effects
Strength of Evidence in Epidemiologic Studies
There is limited/suggestive evidence of an association between exposure to the herbicides considered in this report and spina bifida.
There is inadequate or insufficient evidence to determine whether an association exists between exposure to the herbicides and infertility, spontaneous abortion, stillbirth, birth defects (other than spina bifida), and childhood cancer.
Biologic Plausibility
Experimental animal evidence indicates that dioxin can alter gonadotrophin and testosterone levels, but generally at relatively high doses. Laboratory studies of herbicides and male-mediated developmental endpoints such as birth defects and cancer are too limited to permit conclusions.
Increased Risk of Disease among Vietnam Veterans
Since there are some data suggesting that the highest risks occur in those veterans estimated to have had exposure to Agent Orange (e.g., Ranch Hands), it
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therefore follows that there is limited/suggestive evidence for an increased risk of spina bifida among offspring of Vietnam veterans.
Given the large uncertainties that remain about the magnitude of potential risk of infertility, spontaneous abortion, stillbirth, birth defects (other than spina bifida), and childhood cancer from exposure to herbicides in the studies that have been reviewed, it is not possible for the committee to quantify the degree of risk likely to be experienced by Vietnam veterans because of their exposure to herbicides in Vietnam.
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10
Neurobehavioral Disorders
Introduction
Neurologic problems in clinical medicine cover a wide variety of disorders. The nervous system is anatomically and functionally divided into central and peripheral subsystems. The central nervous system (CNS) includes the brain and spinal cord, and CNS dysfunction can be subdivided into two general categories: neurobehavioral and motor/sensory. Neurobehavioral difficulties involve two primary categories: cognitive decline, including memory problems and dementia; and neuropsychiatric disorders, including neurasthenia (a collection of symptoms including difficulty concentrating, headache, insomnia, and fatigue), depression, posttraumatic stress disorder (PTSD), and suicide. Other CNS problems can be associated with motor difficulties, characterized by problems such as weakness, tremors, involuntary movements, incoordination, and gait/walking abnormalities. These are usually associated with subcortical or cerebellar system dysfunction. The anatomic elements of the peripheral nervous system (PNS) include the spinal rootlets that exist the spinal cord, the brachial and lumbar plexus, and the peripheral nerves that innervate the muscles of the body. PNS dysfunctions, involving either the somatic nerves or the autonomic system, are known as neuropathies.
Neurologic dysfunction can be further classified, based on anatomic distribution, as either global or focal; temporal onset, as acute, subacute, or chronic; or temporal course, as transient or persistent. For example, global cerebral dysfunction may lead to altered levels of consciousness, whereas focal lesions cause isolated signs of cortical dysfunction, such as aphasia. Acute onset of motor/coordination disturbances leads to symptoms that develop over minutes or hours,
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whereas subacute onset occurs over days or weeks and chronic onset over months or years. Finally, transient peripheral neuropathies resolve spontaneously, whereas persistent ones may lead to chronic deficits. In the original report, VAO, attention was deliberately focused on persistent neurobehavioral dysfunction. In the present report, all new data pertinent to clinical neurobehavioral dysfunction are reviewed; in addition, at the specific request of the Department of Veterans Affairs (DVA), earlier data relating to transient acute and subacute peripheral neuropathy are reexamined.
Case identification in neurology is often difficult. Despite advances in neuroimaging, many types of neurologic alterations are biochemical and show no abnormalities on scanning tests. The nervous system is not usually accessible for biopsy, so pathologic confirmation is not feasible for many neurologic disorders. Behavioral and neurophysiologic changes can be partly or largely subjective and, even when objectively documented, may often be reversible. Timing is important in assessing the effect of chemical exposures on neurologic function. Some symptoms of neurologic importance will appear acutely but be short-lived, whereas others will appear slowly and be detectable for extended periods. These caveats must be considered in the design and critique of epidemiologic studies evaluating an association between exposure to any chemical agent and neurologic or neurobehavioral dysfunction.
Many reports have addressed the possible contribution of herbicides and pesticides to nervous system dysfunction, and reported abnormalities have ranged from mild and reversible to severe and long-standing. These assessments have been conducted in three general settings, related to occupational, environmental, and Vietnam veteran exposures (see Table 10-1). Several case reports of patients ingesting 2,4-dichlorophenoxyacetic acid (2,4-D) are mentioned under environmental exposures. This chapter reviews reports of neurologic alterations associated with exposure to herbicides, TCDD (2,3,7,8-tetrachlorodibenzo-p-dioxin), or other compounds used in herbicides in Vietnam. The chapter emphasizes the small number of cross-sectional studies with comparison samples in which both exposed and unexposed persons were neurologically assessed by systematic physical examinations and/or ancillary tests, such as neuropsychological evaluations or EMG measurements.
The potential neurotoxicity of TCDD and herbicides in animal studies has not been thoroughly investigated (see Chapter 3). A large number of acute and subchronic toxicity studies have been conducted with TCDD, but the majority of these studies were not designed specifically to investigate neurotoxicity. Available data imply that CNS alterations or changes in the responsiveness of neurochemical processes in the CNS may be associated with lethal or near-lethal dose levels of TCDD in some animal species; however, the changes observed may also be regulatory responses occurring secondary to changes induced in other organ systems. TCDD concentrations in the brain after systemic exposure are low, and are quite similar among rodent species. Relatively little work has been done to
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TABLE 10-1 Selected Neurobehavioral Studies of Herbicide Exposure
Study Group N
Tests of Neurological Dysfunction
Exposure Measures
Comparison Group
Environmental
Peper et al., 1993
19 German residents exposed to 2,3,7,8-TCDD
Neuropsychological battery and symptom questionnaires
Serum TCDD
None
Occupational
Zober et al., 1994
158 German BASF employees
Medical record review
Chloracne and TCDD levels
161 reference comparisons
Baader and Bauer, 1951
10 pentachlorophenol plant workers
Record review Clinical evaluation
No
None
Goldstein et al., 1959
2 farmers 1 bookkeeper
Neurological examination; EMG
No
None
Todd, 1962
1 weed-sprayer
Neurological examination
No
None
Berkley and Magee, 1963
1 farmer
Neurological examination
No
None
Vietnam
Decoufle et al., 1992
7,924 veterans
Self-report with neurological examinations in a subset
Self-report
7,364 non-Vietnam veterans
Visintainer et al., 1995
151,377
Michigan veterans who served in Vietnam
No: mortality data only
No
225,651 Non-Vietnam veterans
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quantify the concentration of Ah receptors in the central or peripheral nervous systems.
Cognitive And Neuropsychiatric Effects
Summary of VAO
In VAO, the committee concluded that the literature was insufficient to determine whether an association existed between exposure to herbicides and related compounds and chronic cognitive or neuropsychiatric disorders. As suggested by Sharp et al. (1986), the delayed effects of such exposures on human health are difficult to detect, and the health risks may be sufficiently small that they are below the power of present epidemiologic studies to detect.
Although there was no shortage of studies concerning this topic, methodologic problems made it difficult to reach definitive conclusions. Shortcomings in defining exposure included absent or poor exposure assessments; inconsistencies in identifying exposed individuals for study (i.e., some studies relied upon the presence of chloracne for inclusion, while others assumed that all subjects were exposed); and concomitant exposure to different chemicals, mixtures of chemicals, or concentrations of chemicals. Studies of cognitive or neuropsychiatric disorders are also weakened by the small numbers of subjects; poor selection or absence of comparison groups; confounding of the possible effects of herbicides with the effects of stress; and inadequate statistical analyses. Self-reports of exposure and symptoms may not be verified independently.
The committee noted that in order to maximally define the direct effects of dioxin on cognitive and neuropsychiatric function, future studies should focus primarily on occupationally exposed groups for whom levels of exposure were better known and should include neurobehavioral testing in relative proximity to the time of exposure.
VAO also concluded that significantly exposed subjects should be followed for the development of neuropsychological dysfunction in middle and later life. It is possible that minor CNS changes acquired in early adulthood were too subtle to be detected by current neuropsychological testing methods, but they could manifest themselves later when compounded by ''normal age-related changes" of the CNS. Theoretically, exposure to neurotoxins could produce "accelerated aging" of the brain due to premature neuronal loss, which could then result in neurobehavioral deficits.
Update of the Scientific Literature
Several papers on this topic have appeared since VAO. In the study by Peper et al. (1993) of chronic exposure to environmental polychlorinated dibenzodioxins and dibenzofurans (PCDD/PCDF) at high and low exposures, the group with