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6 Compilation of Recommendations
Pages 65-90

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From page 65...
... . m e technology is developing rapidly, and the time from basic science to application is short; The technology has identifiable direct military applications; or it is dual-use and involves process or production-related techniques; Transfer of the technology would give the U.S.S.R.
From page 66...
... THE WORKABILITY OF EXPORT CONTROLS ON SCIENTIFIC COMMUNICATION Export of Domestically Available Technical Data under ITAR and EAR The Panel recommends that unclassified information that is available domestically should receive a general license-(exemption) from the formal licensing process.
From page 67...
... Components used in militarily sensitive devices that in themselves are not sensitive. The Panel recognizes that technology transfer controls may be adopted for reasons other than direct military applicability, e.g., to support foreign or economic policies.
From page 68...
... The Panel recommends the establishment of an academic advisory group to COMEX that would facilitate more effective communication between the universities and the appropriate federal agencies regarding scientific exchanges. THE GOVERNMENT-UNIVERSITY RELATIONSHIP Government-University Forum The Panel recommends that the comprehensive forum proposed originally by the National Commission on Research be brought into existence as soon as practicable, under the auspices of the Academy complex.
From page 69...
... R SCIENTIFIC EXCHANGES Heightened Awareness The U.S.
From page 70...
... review procedures on the receiving side be enhanced to ensure that only bona fide scholars are sent on the exchanges; (c) all militarily sensitive areas be excluded from the exchanges by formal agreement; and (d)
From page 71...
... ADDITIONAL COMMENT BY HAROLD T SHAPIRO While fully concurring with the recommendations of our Panel's report, I would note that the report takes as a given the overall strategic parameters of current U.S.
From page 72...
... CROWLEY, Director, Federal Relations for Science and Research, Association of American Universities JAMES DEARLOVE, Chairman, Committee on Exchanges, Technology Transfer Branch; Defense Intelligence Agency, Department of Defense BOHDAN DENYSYK, Deputy Assistant Secretary, Export Administration, Department of Commerce ERWIN FRIEDLANDER, Staff Physicist, Lawrence Berkeley Laboratory ALBERT GORE, JR., Chairman, Investigations and Oversight Subcommittee Committee on Science and Technology, House of Representatives WALTER GRANT, Chief, Technology Transfer Branch of the Nuclear Energy and Applied Science Division, Defense Intelligence Agency, Department of Defense C DAVID HARTMANN, Executive Secretary, Technology Transfer Intelligence Committee MARTIN HELLMAN, Professor, Department of Electrical Engineering, Stanford University CHARLES HORDER, Deputy Assistant Secretary for Science and Technology, Bureau of Oceans and International Environmental and Scientific Affairs, Department of State BOBBY RAY INMAN, Deputy Director, Central Intelligence Agency ERNEST B
From page 73...
... ROSENBLUM, Deputy Director for Communications Security, National Security Agency JOSEPH P SMALDONE, Chief, Arms Licensing Division, Office of Munitions Contol, Department of State RICHARD SPICER, Intelligence Analyst, Soviet Section, Intelligence Division, Federal Bureau of Investigation STEPHEN UNGER, Professor, Department of Computer Science, Columbia University JACK VORONA, Assistant Vice Director for Scientific and Technical Intelligence (International)
From page 74...
... PAINE, Thomas Paine Associates HAROLD RELYEA, Analyst, Government Division, Congressional Research Service LEONARD M RIESER, Chairperson, Committee on Scientific Freedom and Responsibility, American Association for the Advancement of Science IAN M
From page 75...
... WILSON, President's Executive Assistant, University of California Department of Commerce BOHDAN DENYSYK, Deputy Assistant Secretary, Export Administration, Department of Commerce Department of Defense STEPHEN D BRYEN, Deputy Assistant Secretary, International Economic, Trade and Security Policy, Department of Defense FRANCIS B
From page 76...
... ROBERT P BRISKMAN, Assistant Vice President, COMBAT General Corporation
From page 77...
... LIST OF ACRONYMS I AAAS American Association for the Advancement of Science AAU American Association of Universities ASUSSR Academy of Sciences of the U.S.S.R. COCOM Coordinating Committee for national export controls COMEX Committee on Exchanges DARPA Defense Advanced Research Projects Agency EAA Export Administration Act EAR Export Administration Regulations IREX International Research and Exchange Board ITAR International Traffic in Arms Regulations MCTL Militarily Critical Technologies List NAS National Academy of Sciences OEA Office of Export Administration OMC Office of Munitions Control PCSG Public Cryptography Study Group PRC People's Republic of China TTIC Technology Transfer Intelligence Committee 77
From page 78...
... Mechanisms for Controlling Technology Transfer 2.1 2.2 2.3 2.4 Voluntary restraints 2.5 Visa control Classification Export controls Contractual controls in government-funded research 3. Information Restrictions and U.S.
From page 79...
... failure to develop a coherent and sound export control policy. Considers also the impact on relations with other Western allies.
From page 80...
... National Research Council, Commission on International Relations. Summary Report on the Special Meeting on NAS Relations with the Soviet and East European Scientific Communities and Academies of Sciences, October 28, 1981.
From page 81...
... 32. Support and explanation of administration views on need for export controls.
From page 82...
... "The Role and Responsibilities of Defense Research and Engineering in Export Control." Statement before the Permanent Subcommittee on Investigations at hearings on Transfer of United States, High Technology to the Soviet Union and Soviet Bloc Nations. 97th Congress, 2nd session.
From page 83...
... Executive Order No. 12065, "National Security Information." Federal Register 43: 128 (June 28, 1978)
From page 84...
... 17 pp. Provides a short summary of the legislative history, administrative organization, and enforcement procedures relating to the Export Administration Regulations.
From page 85...
... This report recommends ways to improve munitions export controls and to provide assurance that such exports conform to law and authorized munitions export licenses. It examines the workload and licensing procedures employed by the Office of Munitions Control in the State Department.
From page 86...
... INFORMATION RESTRICTIONS AND U.S. SCIENTIFIC AND TECHNOLOGICAL ENTERPRISE AAAS Committee on Scientific Freedom and Responsibility National Security and Scientific Communication.
From page 87...
... Addresses the question of whether an export control system can be designed that meets national security objectives while maintaining a vital scientific base. Olson, Theodore B., Office of the Assistant Attorney General.
From page 88...
... The advantages and disadvantages of export control and the effects of these controls on industrial innovation, academic research, and international technical communications are discussed. Suggested methods for handling proprietary information, emerging technology, and the involvement of foreign nationals in advanced composite materials technology are presented.
From page 89...
... "The Coordinating Committee for National Export Controls (COCOM) ," with Annex by John P


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